- Smaller firms home
- Your firm
- Regulatory reporting
- One-minute guides
- Good practice
- New to regulation
- Risk awareness
Mortgage and home finance advisers
The Noticeboard
-
10 April: Top 15 conduct risks from our Retail Conduct Risk Outlook
-
28 March: Anti-bribery and corruption systems and controls report [PDF]
-
13 March: Retail Conduct Risk Outlook (RCRO)
-
28 February: Mukhtar Khan banned for failing to act with competence and capability
-
09 February: Annual fees and levies consultation paper
-
19 December: Mortgage Market Review: Proposed package of reforms
-
09 December: PS11/15: Financial crime: a guide for firms
-
24 November : Information on non-advised mortgage sales and bridging loans
-
08 November : PS11/13: Data Collection: Retail Mediation Activities Return and complaints data - feedback to CP11/18 and final rules
-
28 October 2011 : Regulatory fees and levies: Policy Proposals for 2012/13
Quality of advice factsheets
Factsheets to help you improve the quality of your advice
- Interest-only mortgages and debt consolidation [PDF]
- Fact-finding and suitability [PDF]
- Affordability [PDF]
More information is available on the findings from our quality of advice project.
Mortgage fraud
We are cracking down on mortgage fraud and we are working to encourage greater collaboration and coordination among key participants to toughen the industry’s defences.
Key rules for mortgage advisers
The Key Rules are drawn from our handbook of rules and guidance - to make them easier to use we have supplemented them with some explanatory material.



