March

• 11 March: DP10/1: Consumer complaints (emerging risks and mass claims)
• 9 March: FSA update on PPI reforms
• 3 March: IFA director fined £49,000 for putting customers at risk of receiving poor pension switching advice
• 2 March: Regulation round-up
• 1 March: One minute guide: Finacial penalties

February

• 25 February: Dear CEO letter- Adequate financial resources for insurance intermediaries [PDF]
• 12 February: Fees - How will the new fees strategy effect your business?
• 3 February: Dear CEO letter - Client Money & Assets report
• 1 February Mortgage Market Review - approved persons consultation

January 2010

• 29 January: Sale and rent back - final rules and information on how to get authorised
• 22 January: Retail Distribution Review (RDR) questionnaire - for investment advisers
• 18 January: Unfair Contract Terms undertakings - commission clawback [PDF]
• 15 January: Enforcement round-up
• 6 January: One minute guide - Compensation limits

December

• 16 December: Delivering the RDR: Professionalism, Pure protection and Corporate pensions
• 3 December: We set out our expectations on third party capture

October

• 19 October: Mortgage market review
• 15 October: Regulation Round-up
• 7 October: FSA and MPPI firms agree a multi-million pound customer refund

September

• 30 September: The Turner Review – progress towards global regulatory reform
• 29 September: FSA unveils tough measures to protect PPI consumers
• 29 September: Consultation on regulating sale and rent back
• 17 September: Talking to your employees about pensions [PDF]
• 15 September: TCF – good & poor practice examples
• 14 September: Equity release factsheet [PDF]
• 9 September: On the grapevine - September 09
• 4 September: Review of small SIPP operators

August

• 27 August: One minute guide - Appropriate use of trading names
• 5 August: Keep your records up to date – appointed reps

July

• 22 July: On the grapevine
• 14 July: Financial reporting
• 1 July: Regulation roundup

June

• 30 June: Update on Keydata Investment Services Ltd
• 25 June: Consultation paper - Distribution of retail investments: Delivering the RDR
• 24 June: FSA annual report
• 16 June: On the grapevine
• 16 June: One minute guide: Complaints and compensation for smaller firms
• 9 June: Keydata Investment Services
• 3 June: Sale and rent back
• 2 June: FSA publishes final regulatory fees and levies for 2009/10

May

• 11 May: On the grapevine
• 11 May: April's enforcement round up
• 8 May: Meet the FSA at BIBA conference Manchester
• 7 May: GABRIEL Reporting deadline update
• 5 May: FSA Instalment plans for 2009/10
• 5 May: Payment services directive
• 5 May: ICOBS new research findings

April

• 29 April: Managing increased risk in networks
• 27 April: Small firms approach to financial sanctions [PDF]
• 14 April: On the grapevine
• 8 April: Frequently asked questions - pension switching advice follow-up work
• 8 April: Factsheet - improving the quality of your advice - Post-sale
• 6 April: Final notice - Penn Financial Services Unlimited for failing to provide quality and suitable advice