New to regulation

 

Work out whether you need to be authorised.

What to do if you are planning to get authorised.

How to become an appointed rep and what to do if you want to become directly authorised.

Key

Top five things to consider

  • Our regulation is principles-based, focusing on broad principles rather than detailed rules. Principles based regulation tells you more.

 

 

 

 

 

 

 

 

 

 

 

 


Page last updated: 10/11/08