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Information for smaller firms
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Financial Services Authority - information for smaller firms

The Financial Services Authority regulates financial services in the UK. This includes over 17000 small firms. We want your part in being regulated by us to be as easy as possible.


What is a small firm? | About this website

 

What's the latest?

11 March: DP10/1: Consumer complaints (emerging risks and mass claims)

9 March: FSA update on PPI reforms

3 March: IFA director fined £49,000 for putting customers at risk of receiving poor pension switching advice

2 March: Regulation round-up

GABRIEL and RMA

  • New to regulation

    Starting a new business? Or expanding into a new area? If you need more information about when you need to be regulated by the FSA and how to go about applying, look at our new to regulation pages.
    new to regulation

  • One minute guides

    One minute guides gives you a quick summary of the essential information on a range if topics from TCF to getting authorised and dealing with complaints. They are tried and tested so they really do take only one minute to read
    one minute guides

Information for your firm type

On the grapevine - October 09

From time to time we give our answer to something you've asked us or what you've told us is being said.

This month: 'We've heard that some firms just go bust and then reinvent themselves. Then nothing seems to happen'

'What we said.'


Page last updated: 12/03/10