Small Firms
Related information
Firms online
Complete and submit returns quickly and reliably online.
Supervision Forms (Paper versions)
This section of the FSA website is dedicated to small firms. By that, we generally mean firms who have been given the Customer Contact Centre as their FSA point-of-contact.
Latest updates
23 July:
FSA fines PMSG Insurance Services Ltd
17 July:
Mortgage adviser enforcement round-up
10 July:
Former broker banned and fined £16,000 for dishonesty and using high pressure sales tactics
1 July:
Treating Customers Fairly - Progress update
23 June:
FSA bans East London brokers for involvement in mortgage fraud
Treating customers fairly
These pages will help you understand more about TCF, and why and how it applies to small firms.
Contact us
We have a dedicated contact centre to provide you with a direct point of contact at the FSA and to help you to understand our regulatory requirements.
Principles-based regulation
What principles-based regulation means and how it will impact on you.
See also
Regulation round up
Our June monthly update
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