Prohibited individuals
The following prohibition orders have been made pursuant to section 56 of the Financial Services and Markets Act 2000 or arise from the exercise of powers under section 59 of the Financial Services Act 1986.
Disqualification directions given under section 59 of the Financial Services Act 1986 take effect as prohibition orders under section 56 of the Financial Services Act 2000 by virtue of article 79 of the Financial Services and Markets Act 2000 (Transitional Provisions) (Authorised Persons etc) Order 2001.
Prohibited Individuals search
You can find out if an individual is banned by entering the NI number below and then click on the Search button.
Search by NI number
Please note it is possible that more than one individual may conform to the personal details listed above. A National Insurance number (if known) may assist in confirming the identity of the specific individual to whom this prohibition relates.