Permission for:
190011 - Wallwood Consultants Limited
| Requirements |
|---|
| Not to hold client money |
| Activity Name: Advising on investments (except on Pension Transfers and Pension Opt Outs) |
|
Investment Instrument Contract for Differences (excluding a spread bet and a rolling spot forex contract) Rights to or interests in investments (Contractually Based Investments) Rights to or interests in investments (Security) Rolling spot forex contract Spread Bet Customer type Eligible Counterparty Professional Retail (Investment) Limitation Rights to or interests in (both). |
| Activity Name: Agreeing to carry on a regulated activity |
|
Limitation Limited to carry on regulated activities. |
| Activity Name: Arranging (bringing about) deals in investments |
|
Investment Instrument Commodity Future Commodity option and option on commodity future Contract for Differences (excluding a spread bet and a rolling spot forex contract) Future (excluding a commodity future and a rolling spot forex contract) Option (excluding a commodity option and an option on a commodity future) Rights to or interests in investments (Contractually Based Investments) Rolling spot forex contract Spread Bet Customer type Eligible Counterparty Professional Retail (Investment) Limitation Rights/interests - cont ltd to cont based inv |
| Activity Name: Making arrangements with a view to transactions in investments |
|
Investment Instrument Contract for Differences (excluding a spread bet and a rolling spot forex contract) Rights to or interests in investments (Contractually Based Investments) Rolling spot forex contract Spread Bet Customer type Eligible Counterparty Professional Retail (Investment) Limitation Rights/interests - cont ltd to cont based inv |
| Activity Name: Managing investments |
|
Investment Instrument Commodity Future Commodity option and option on commodity future Contract for Differences (excluding a spread bet and a rolling spot forex contract) Future (excluding a commodity future and a rolling spot forex contract) Option (excluding a commodity option and an option on a commodity future) Rights to or interests in investments (Contractually Based Investments) Rolling spot forex contract Spread Bet Customer type Eligible Counterparty Professional Retail (Investment) Limitation Rights/interests - cont ltd to cont based inv |