Permission for:
146908 - City One Securities Limited
| Requirements |
|---|
| Corporate finance business only. |
| Activity Name: Advising on investments (except on Pension Transfers and Pension Opt Outs) |
|
Investment Instrument Certificates representing certain security Contract for Differences (excluding a spread bet and a rolling spot forex contract) Debenture Future (excluding a commodity future and a rolling spot forex contract) Option (excluding a commodity option and an option on a commodity future) Rights to or interests in investments (Contractually Based Investments) Rights to or interests in investments (Security) Share Unit Warrant Customer type Eligible Counterparty Professional Retail (Investment) Limitation Rights to or interests in (both). |
| Activity Name: Agreeing to carry on a regulated activity |
|
Limitation Limited to carry on regulated activities. |
| Activity Name: Arranging (bringing about) deals in investments |
|
Investment Instrument Certificates representing certain security Contract for Differences (excluding a spread bet and a rolling spot forex contract) Debenture Future (excluding a commodity future and a rolling spot forex contract) Option (excluding a commodity option and an option on a commodity future) Rights to or interests in investments (Contractually Based Investments) Rights to or interests in investments (Security) Share Unit Warrant Customer type Eligible Counterparty Professional Retail (Investment) Limitation Rights to or interests in (both). |
| Activity Name: Making arrangements with a view to transactions in investments |
|
Investment Instrument Certificates representing certain security Contract for Differences (excluding a spread bet and a rolling spot forex contract) Debenture Future (excluding a commodity future and a rolling spot forex contract) Option (excluding a commodity option and an option on a commodity future) Rights to or interests in investments (Contractually Based Investments) Rights to or interests in investments (Security) Share Unit Warrant Customer type Eligible Counterparty Professional Retail (Investment) Limitation Rights to or interests in (both). |