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Passports for:

150018 - Deutsche Bank AG


Home State Regulator	Directive
GERMANY	BCD Inward Branch
Activity Name
1 - Acceptance of deposits and other repayable funds from the public 10 - Money broking 11 - Portfolio management and advice 12 - Safekeeping and administration of securities 13 - Credit reference services 14 - Safe custody services 2 - Lending including consumer credit, mortgage credit, factoring and financing of commercial transactions 3 - Financial leasing 4 - Payment services as defined in Article 4(3) of Directive 2007/64/EC of the European Parliament and of the Council of 13 November 2007 on payment services in the internal market(*) 5 - Issuing and administering other means of payment (e.g. travellers' cheques and bankers' drafts) insofar as this activity is not covered by point 4 6 - Guarantees and commitments 7a - Trading for own account or for account of customers - money market instruments (cheques, bills, CDs etc) 7b - Trading for own account or for account of customers - foreign exchange 7c - Trading for own account or for account of customers - financial futures and options 7d - Trading for own account or for account of customers - exchange andy interest rate instruments 7e - Trading for own account or for account of customers - transferrable securities 8 - Participation in securities issues and the provision of services related to such issues 9 - Advice to undertakings on capital structure, industrial strategy and related questions and advice and services relating to mergers and the purchase of undertakings 15 - additional MiFID services and activities subject to mutual recognition under the BCD A(1) Reception and transmission of orders in relation to one or more financial instruments Investment Instrument C(1) Transferable securities C(10) Options, futures, swaps, forward rate agreements and any other derivative contracts ... C(2) Money-market instruments C(3) Units in collective investment undertakings C(4) Options, futures, swaps, forward rate agreements and any other derivative contracts ... C(5) Options, futures, swaps, forward rate agreements and any other derivative contracts ... C(6) Options, futures, swaps, and any other derivative contract relating to commodities that can ... C(7) Options, futures, swaps, forwards and any other derivative contracts relating to ... C(8) Derivative instruments for the transfer of credit risk C(9) Financial contracts for differences A(2) Execution of orders on behalf of clients Investment Instrument C(1) Transferable securities C(10) Options, futures, swaps, forward rate agreements and any other derivative contracts ... C(2) Money-market instruments C(3) Units in collective investment undertakings C(4) Options, futures, swaps, forward rate agreements and any other derivative contracts ... C(5) Options, futures, swaps, forward rate agreements and any other derivative contracts ... C(6) Options, futures, swaps, and any other derivative contract relating to commodities that can ... C(7) Options, futures, swaps, forwards and any other derivative contracts relating to ... C(8) Derivative instruments for the transfer of credit risk C(9) Financial contracts for differences A(3) Dealing on own account Investment Instrument C(1) Transferable securities C(10) Options, futures, swaps, forward rate agreements and any other derivative contracts ... C(2) Money-market instruments C(3) Units in collective investment undertakings C(4) Options, futures, swaps, forward rate agreements and any other derivative contracts ... C(5) Options, futures, swaps, forward rate agreements and any other derivative contracts ... C(6) Options, futures, swaps, and any other derivative contract relating to commodities that can ... C(7) Options, futures, swaps, forwards and any other derivative contracts relating to ... C(8) Derivative instruments for the transfer of credit risk C(9) Financial contracts for differences A(4) Portfolio management Investment Instrument C(1) Transferable securities C(10) Options, futures, swaps, forward rate agreements and any other derivative contracts ... C(2) Money-market instruments C(3) Units in collective investment undertakings C(4) Options, futures, swaps, forward rate agreements and any other derivative contracts ... C(5) Options, futures, swaps, forward rate agreements and any other derivative contracts ... C(6) Options, futures, swaps, and any other derivative contract relating to commodities that can ... C(7) Options, futures, swaps, forwards and any other derivative contracts relating to ... C(8) Derivative instruments for the transfer of credit risk C(9) Financial contracts for differences A(5) Investment advice Investment Instrument C(1) Transferable securities C(10) Options, futures, swaps, forward rate agreements and any other derivative contracts ... C(2) Money-market instruments C(3) Units in collective investment undertakings C(4) Options, futures, swaps, forward rate agreements and any other derivative contracts ... C(5) Options, futures, swaps, forward rate agreements and any other derivative contracts ... C(6) Options, futures, swaps, and any other derivative contract relating to commodities that can ... C(7) Options, futures, swaps, forwards and any other derivative contracts relating to ... C(8) Derivative instruments for the transfer of credit risk C(9) Financial contracts for differences A(6) Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis Investment Instrument C(1) Transferable securities C(10) Options, futures, swaps, forward rate agreements and any other derivative contracts ... C(2) Money-market instruments C(3) Units in collective investment undertakings C(4) Options, futures, swaps, forward rate agreements and any other derivative contracts ... C(5) Options, futures, swaps, forward rate agreements and any other derivative contracts ... C(6) Options, futures, swaps, and any other derivative contract relating to commodities that can ... C(7) Options, futures, swaps, forwards and any other derivative contracts relating to ... C(8) Derivative instruments for the transfer of credit risk C(9) Financial contracts for differences A(7) Placing of financial instruments without a firm commitment basis Investment Instrument C(1) Transferable securities C(10) Options, futures, swaps, forward rate agreements and any other derivative contracts ... C(2) Money-market instruments C(3) Units in collective investment undertakings C(4) Options, futures, swaps, forward rate agreements and any other derivative contracts ... C(5) Options, futures, swaps, forward rate agreements and any other derivative contracts ... C(6) Options, futures, swaps, and any other derivative contract relating to commodities that can ... C(7) Options, futures, swaps, forwards and any other derivative contracts relating to ... C(8) Derivative instruments for the transfer of credit risk C(9) Financial contracts for differences B(1) Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management Investment Instrument C(1) Transferable securities C(10) Options, futures, swaps, forward rate agreements and any other derivative contracts ... C(2) Money-market instruments C(3) Units in collective investment undertakings C(4) Options, futures, swaps, forward rate agreements and any other derivative contracts ... C(5) Options, futures, swaps, forward rate agreements and any other derivative contracts ... C(6) Options, futures, swaps, and any other derivative contract relating to commodities that can ... C(7) Options, futures, swaps, forwards and any other derivative contracts relating to ... C(8) Derivative instruments for the transfer of credit risk C(9) Financial contracts for differences B(2) Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction Investment Instrument C(1) Transferable securities C(10) Options, futures, swaps, forward rate agreements and any other derivative contracts ... C(2) Money-market instruments C(3) Units in collective investment undertakings C(4) Options, futures, swaps, forward rate agreements and any other derivative contracts ... C(5) Options, futures, swaps, forward rate agreements and any other derivative contracts ... C(6) Options, futures, swaps, and any other derivative contract relating to commodities that can ... C(7) Options, futures, swaps, forwards and any other derivative contracts relating to ... C(8) Derivative instruments for the transfer of credit risk C(9) Financial contracts for differences B(3) Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings Investment Instrument C(1) Transferable securities C(10) Options, futures, swaps, forward rate agreements and any other derivative contracts ... C(2) Money-market instruments C(3) Units in collective investment undertakings C(4) Options, futures, swaps, forward rate agreements and any other derivative contracts ... C(5) Options, futures, swaps, forward rate agreements and any other derivative contracts ... C(6) Options, futures, swaps, and any other derivative contract relating to commodities that can ... C(7) Options, futures, swaps, forwards and any other derivative contracts relating to ... C(8) Derivative instruments for the transfer of credit risk C(9) Financial contracts for differences B(4) Foreign exchange services where these are connected to the provision of investment services Investment Instrument C(1) Transferable securities C(10) Options, futures, swaps, forward rate agreements and any other derivative contracts ... C(2) Money-market instruments C(3) Units in collective investment undertakings C(4) Options, futures, swaps, forward rate agreements and any other derivative contracts ... C(5) Options, futures, swaps, forward rate agreements and any other derivative contracts ... C(6) Options, futures, swaps, and any other derivative contract relating to commodities that can ... C(7) Options, futures, swaps, forwards and any other derivative contracts relating to ... C(8) Derivative instruments for the transfer of credit risk C(9) Financial contracts for differences B(5) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments Investment Instrument C(1) Transferable securities C(10) Options, futures, swaps, forward rate agreements and any other derivative contracts ... C(2) Money-market instruments C(3) Units in collective investment undertakings C(4) Options, futures, swaps, forward rate agreements and any other derivative contracts ... C(5) Options, futures, swaps, forward rate agreements and any other derivative contracts ... C(6) Options, futures, swaps, and any other derivative contract relating to commodities that can ... C(7) Options, futures, swaps, forwards and any other derivative contracts relating to ... C(8) Derivative instruments for the transfer of credit risk C(9) Financial contracts for differences B(6) Services related to underwriting Investment Instrument C(1) Transferable securities C(10) Options, futures, swaps, forward rate agreements and any other derivative contracts ... C(2) Money-market instruments C(3) Units in collective investment undertakings C(4) Options, futures, swaps, forward rate agreements and any other derivative contracts ... C(5) Options, futures, swaps, forward rate agreements and any other derivative contracts ... C(6) Options, futures, swaps, and any other derivative contract relating to commodities that can ... C(7) Options, futures, swaps, forwards and any other derivative contracts relating to ... C(8) Derivative instruments for the transfer of credit risk C(9) Financial contracts for differences B(7) Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - ... Investment Instrument C(1) Transferable securities C(10) Options, futures, swaps, forward rate agreements and any other derivative contracts ... C(2) Money-market instruments C(3) Units in collective investment undertakings C(4) Options, futures, swaps, forward rate agreements and any other derivative contracts ... C(5) Options, futures, swaps, forward rate agreements and any other derivative contracts ... C(6) Options, futures, swaps, and any other derivative contract relating to commodities that can ... C(7) Options, futures, swaps, forwards and any other derivative contracts relating to ... C(8) Derivative instruments for the transfer of credit risk C(9) Financial contracts for differences
Home State Regulator	Directive
GERMANY	BCD Inward Service
Activity Name
1 - Acceptance of deposits and other repayable funds from the public 10 - Money broking 11 - Portfolio management and advice 12 - Safekeeping and administration of securities 13 - Credit reference services 14 - Safe custody services 2 - Lending including consumer credit, mortgage credit, factoring and financing of commercial transactions 3 - Financial leasing 4 - Payment services as defined in Article 4(3) of Directive 2007/64/EC of the European Parliament and of the Council of 13 November 2007 on payment services in the internal market(*) 5 - Issuing and administering other means of payment (e.g. travellers' cheques and bankers' drafts) insofar as this activity is not covered by point 4 6 - Guarantees and commitments 7a - Trading for own account or for account of customers - money market instruments (cheques, bills, CDs etc) 7b - Trading for own account or for account of customers - foreign exchange 7c - Trading for own account or for account of customers - financial futures and options 7d - Trading for own account or for account of customers - exchange andy interest rate instruments 7e - Trading for own account or for account of customers - transferrable securities 8 - Participation in securities issues and the provision of services related to such issues 9 - Advice to undertakings on capital structure, industrial strategy and related questions and advice and services relating to mergers and the purchase of undertakings 15 - additional MiFID services and activities subject to mutual recognition under the BCD A(1) Reception and transmission of orders in relation to one or more financial instruments Investment Instrument C(1) Transferable securities C(10) Options, futures, swaps, forward rate agreements and any other derivative contracts ... C(2) Money-market instruments C(3) Units in collective investment undertakings C(4) Options, futures, swaps, forward rate agreements and any other derivative contracts ... C(5) Options, futures, swaps, forward rate agreements and any other derivative contracts ... C(6) Options, futures, swaps, and any other derivative contract relating to commodities that can ... C(7) Options, futures, swaps, forwards and any other derivative contracts relating to ... C(8) Derivative instruments for the transfer of credit risk C(9) Financial contracts for differences A(2) Execution of orders on behalf of clients Investment Instrument C(1) Transferable securities C(10) Options, futures, swaps, forward rate agreements and any other derivative contracts ... C(2) Money-market instruments C(3) Units in collective investment undertakings C(4) Options, futures, swaps, forward rate agreements and any other derivative contracts ... C(5) Options, futures, swaps, forward rate agreements and any other derivative contracts ... C(6) Options, futures, swaps, and any other derivative contract relating to commodities that can ... C(7) Options, futures, swaps, forwards and any other derivative contracts relating to ... C(8) Derivative instruments for the transfer of credit risk C(9) Financial contracts for differences A(3) Dealing on own account Investment Instrument C(1) Transferable securities C(10) Options, futures, swaps, forward rate agreements and any other derivative contracts ... C(2) Money-market instruments C(3) Units in collective investment undertakings C(4) Options, futures, swaps, forward rate agreements and any other derivative contracts ... C(5) Options, futures, swaps, forward rate agreements and any other derivative contracts ... C(6) Options, futures, swaps, and any other derivative contract relating to commodities that can ... C(7) Options, futures, swaps, forwards and any other derivative contracts relating to ... C(8) Derivative instruments for the transfer of credit risk C(9) Financial contracts for differences A(4) Portfolio management Investment Instrument C(1) Transferable securities C(10) Options, futures, swaps, forward rate agreements and any other derivative contracts ... C(2) Money-market instruments C(3) Units in collective investment undertakings C(4) Options, futures, swaps, forward rate agreements and any other derivative contracts ... C(5) Options, futures, swaps, forward rate agreements and any other derivative contracts ... C(6) Options, futures, swaps, and any other derivative contract relating to commodities that can ... C(7) Options, futures, swaps, forwards and any other derivative contracts relating to ... C(8) Derivative instruments for the transfer of credit risk C(9) Financial contracts for differences A(5) Investment advice Investment Instrument C(1) Transferable securities C(10) Options, futures, swaps, forward rate agreements and any other derivative contracts ... C(2) Money-market instruments C(3) Units in collective investment undertakings C(4) Options, futures, swaps, forward rate agreements and any other derivative contracts ... C(5) Options, futures, swaps, forward rate agreements and any other derivative contracts ... C(6) Options, futures, swaps, and any other derivative contract relating to commodities that can ... C(7) Options, futures, swaps, forwards and any other derivative contracts relating to ... C(8) Derivative instruments for the transfer of credit risk C(9) Financial contracts for differences A(6) Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis Investment Instrument C(1) Transferable securities C(10) Options, futures, swaps, forward rate agreements and any other derivative contracts ... C(2) Money-market instruments C(3) Units in collective investment undertakings C(4) Options, futures, swaps, forward rate agreements and any other derivative contracts ... C(5) Options, futures, swaps, forward rate agreements and any other derivative contracts ... C(6) Options, futures, swaps, and any other derivative contract relating to commodities that can ... C(7) Options, futures, swaps, forwards and any other derivative contracts relating to ... C(8) Derivative instruments for the transfer of credit risk C(9) Financial contracts for differences A(7) Placing of financial instruments without a firm commitment basis Investment Instrument C(1) Transferable securities C(10) Options, futures, swaps, forward rate agreements and any other derivative contracts ... C(2) Money-market instruments C(3) Units in collective investment undertakings C(4) Options, futures, swaps, forward rate agreements and any other derivative contracts ... C(5) Options, futures, swaps, forward rate agreements and any other derivative contracts ... C(6) Options, futures, swaps, and any other derivative contract relating to commodities that can ... C(7) Options, futures, swaps, forwards and any other derivative contracts relating to ... C(8) Derivative instruments for the transfer of credit risk C(9) Financial contracts for differences B(1) Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management Investment Instrument C(1) Transferable securities C(10) Options, futures, swaps, forward rate agreements and any other derivative contracts ... C(2) Money-market instruments C(3) Units in collective investment undertakings C(4) Options, futures, swaps, forward rate agreements and any other derivative contracts ... C(5) Options, futures, swaps, forward rate agreements and any other derivative contracts ... C(6) Options, futures, swaps, and any other derivative contract relating to commodities that can ... C(7) Options, futures, swaps, forwards and any other derivative contracts relating to ... C(8) Derivative instruments for the transfer of credit risk C(9) Financial contracts for differences B(2) Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction Investment Instrument C(1) Transferable securities C(10) Options, futures, swaps, forward rate agreements and any other derivative contracts ... C(2) Money-market instruments C(3) Units in collective investment undertakings C(4) Options, futures, swaps, forward rate agreements and any other derivative contracts ... C(5) Options, futures, swaps, forward rate agreements and any other derivative contracts ... C(6) Options, futures, swaps, and any other derivative contract relating to commodities that can ... C(7) Options, futures, swaps, forwards and any other derivative contracts relating to ... C(8) Derivative instruments for the transfer of credit risk C(9) Financial contracts for differences B(3) Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings Investment Instrument C(1) Transferable securities C(10) Options, futures, swaps, forward rate agreements and any other derivative contracts ... C(2) Money-market instruments C(3) Units in collective investment undertakings C(4) Options, futures, swaps, forward rate agreements and any other derivative contracts ... C(5) Options, futures, swaps, forward rate agreements and any other derivative contracts ... C(6) Options, futures, swaps, and any other derivative contract relating to commodities that can ... C(7) Options, futures, swaps, forwards and any other derivative contracts relating to ... C(8) Derivative instruments for the transfer of credit risk C(9) Financial contracts for differences B(4) Foreign exchange services where these are connected to the provision of investment services Investment Instrument C(1) Transferable securities C(10) Options, futures, swaps, forward rate agreements and any other derivative contracts ... C(2) Money-market instruments C(3) Units in collective investment undertakings C(4) Options, futures, swaps, forward rate agreements and any other derivative contracts ... C(5) Options, futures, swaps, forward rate agreements and any other derivative contracts ... C(6) Options, futures, swaps, and any other derivative contract relating to commodities that can ... C(7) Options, futures, swaps, forwards and any other derivative contracts relating to ... C(8) Derivative instruments for the transfer of credit risk C(9) Financial contracts for differences B(5) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments Investment Instrument C(1) Transferable securities C(10) Options, futures, swaps, forward rate agreements and any other derivative contracts ... C(2) Money-market instruments C(3) Units in collective investment undertakings C(4) Options, futures, swaps, forward rate agreements and any other derivative contracts ... C(5) Options, futures, swaps, forward rate agreements and any other derivative contracts ... C(6) Options, futures, swaps, and any other derivative contract relating to commodities that can ... C(7) Options, futures, swaps, forwards and any other derivative contracts relating to ... C(8) Derivative instruments for the transfer of credit risk C(9) Financial contracts for differences B(6) Services related to underwriting Investment Instrument C(1) Transferable securities C(10) Options, futures, swaps, forward rate agreements and any other derivative contracts ... C(2) Money-market instruments C(3) Units in collective investment undertakings C(4) Options, futures, swaps, forward rate agreements and any other derivative contracts ... C(5) Options, futures, swaps, forward rate agreements and any other derivative contracts ... C(6) Options, futures, swaps, and any other derivative contract relating to commodities that can ... C(7) Options, futures, swaps, forwards and any other derivative contracts relating to ... C(8) Derivative instruments for the transfer of credit risk C(9) Financial contracts for differences B(7) Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - ... Investment Instrument C(1) Transferable securities C(10) Options, futures, swaps, forward rate agreements and any other derivative contracts ... C(2) Money-market instruments C(3) Units in collective investment undertakings C(4) Options, futures, swaps, forward rate agreements and any other derivative contracts ... C(5) Options, futures, swaps, forward rate agreements and any other derivative contracts ... C(6) Options, futures, swaps, and any other derivative contract relating to commodities that can ... C(7) Options, futures, swaps, forwards and any other derivative contracts relating to ... C(8) Derivative instruments for the transfer of credit risk C(9) Financial contracts for differences

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