The Financial Services Register

 

Disciplinary history for:

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The following information includes such details of the supervisory, disciplinary and civil regulatory action (but not criminal action) which the FCA or PRA may have taken, may have decided to take, or may have proposed to take, under the Financial Services and Markets Act 2000 or civil penalties which the FCA may have imposed, or may have decided to impose, under the Money Laundering Regulations 2007 in relation to and which the FCA or, where relevant, the PRA considers it appropriate to publish. The Financial Services Register does not hold information on action taken by other enforcement agencies.

Date Type of Action

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