The Financial Services Authority invites comments on this Discussion paper. Comments should reach us by 29 December 2006.

Comments may be sent by electronic submission using the form or alternatively, please send comments in writing to:

Treating Customers Fairly
Retail Themes Division
Financial Services Authority
25 The North Colonnade
Canary Wharf
London E14 5HS

Telephone: 020 7066 4184
Fax: 020 7066 4185
E-mail: dp06_04@fsa.gov.uk

It is the FSA’s policy to make all responses to formal consultation available for public inspection unless the respondent requests otherwise. A standard confidentiality statement in an e-mail message will not be regarded as a request for non-disclosure.

Note: You can take a printout of your response before clicking the 'Submit to FSA' button at the end of the form, but this will only print the visible text on screen, and you may have given longer answers. After submitting your response, the form will clear, but when we acknowledge receipt of your response by email, we can return to you a copy of your full submission as received. Check this box if you would like to have a copy of your submission returned:

Submission Details









as an individual
as a representative of an authorised firm
as a representative of a professional firm
other (please specify):

 

Do you agree that this Statement accurately reflects the respective responsibilities of providers and distributors under the Principles?

 

Do you consider that firms are already acting in line with the obligations referred to in this Statement?

 

Where a firm is not yet meeting the obligations referred to in the Statement, what is the likely cost to the firm of bringing their activities into line?

 

Do you agree that we are the right body to publish this Statement?