| Ref. |
Date |
Subject |
| FSA/PN/174/2001 |
December |
Suffering from a festive financial hangover? Try the FSAs detox plan |
| FSA/PN/173/2001 |
December |
Financial Services Authority confirms Gainsborough Building Society merger with Yorkshire Building Society |
| FSA/PN/172/2001 |
December |
FSA consults on new regulatory regime for e-money issuers |
| FSA/PN/171/2001 |
December |
Prudence needed in setting annual bonus rates |
| FSA/PN/170/2001 |
December |
FSA agrees operating arrangements with OFEX |
| FSA/PN/169/2001 |
December |
FSA seeks views on regulation of Split Capital Investments |
| FSA/PN/168/2001 |
December |
Regulation of mortgage advice and general insurance broking FSAs response to HMT statement |
| FSA/PN/167/2001 |
December |
Watchdog expands Comparative Tables |
| FSA/PN/166/2001 |
December |
Gainsborough and Yorkshire Building Societies: merger confirmation hearing |
| FSA/PN/165/2001 |
December |
Paper looks at regulation of funded pensions |
| FSA/PN/164/2001 |
December |
FSA assessment of Equitable Lifes compromise scheme |
| FSA/PN/163/2001 |
December |
Reinstatement of part of the 'Resilience Test' Guidance for life insurance companies |
| FSA/PN/162/2001 |
December |
FSA points out opportunities and risks in buy-to-let market |
| FSA/PN/161/2001 |
December |
FSA plans overhaul of insurance regulation |
| FSA/PN/160/2001 |
November |
UK to move to competitive model for company announcements |
| FSA/PN/159/2001 |
November |
Watchdog gets into its stride as consumers champion |
| FSA/PN/158/2001 |
November |
FSA will be a reforming regulator |
| FSA/PN/157/2001 |
November |
FSA and Takeover Panel outline arrangements for handling market abuse in takeover situations |
| FSA/PN/156/2001 |
November |
FSA Integrated Prudential Regulation: Key Timetable Issues |
| FSA/PN/155/2001 |
November |
FSA statement on reinsurance arrangements at Equitable Life |
| FSA/PN/154/2001 |
November |
Watchdog calls on industry to invest in education |
| FSA/PN/153/2001 |
November |
FSA opens the way for new retail investor opportunities |
| FSA/PN/152/2001 |
November |
Financial literacy has to be a long-term aim, says watchdog |
| FSA/PN/151/2001 |
November |
FSA agrees coordinated approach to market abuse cases |
| FSA/PN/150/2001 |
November |
Watchdog launches interactive financial planning on CD Rom |
| FSA/PN/149/2001 |
November |
Good progress made in the pensions review, but laggards beware |
| FSA/PN/148/2001 |
November |
FSA acts against Trident unauthorised business |
| FSA/PN/147/2001 |
November |
Realism needed in the search for yield |
| FSA/PN/146/2001 |
November |
The FSA publishes fifth FSAVC Review Bulletin |
| FSA/PN/145/2001 |
November |
FSA sets outs ideas for improving the transparency of with-profits funds |
| FSA/PN/144/2001 |
November |
Pensions table goes live on watchdogs website |
| FSA/PN/143/2001 |
November |
Financial Regulation: Learning the lessons of Maxwell |
| FSA/PN/142/2001 |
November |
Pensions Review: Rates of Return |
| FSA/PN/141/2001 |
October |
Insurance Companies Act 1982: Issue and Withdrawal of Authorisation |
| FSA/PN/140/2001 |
October |
Regulator sets out new options on inherited estates |
| FSA/PN/139/2001 |
October |
Businessman jailed for flouting court order obtained by the FSA |
| FSA/PN/138/2001 |
October |
FSA helps small businesses make more sense of money |
| FSA/PN/137/2001 |
October |
FSA outlines options for practical and simpler single pricing |
| FSA/PN/136/2001 |
October |
Railtrack: FSA response to Michael Howards letter of 18th October |
| FSA/PN/135/2001 |
October |
Railtrack: FSA response to Michael Howards letter |
| FSA/PN/134/2001 |
October |
Equitable Life: FSA response to Baird Report |
| FSA/PN/133/2001 |
October |
FSAs first Comparative Table goes live |
| FSA/PN/132/2001 |
October |
Treatment of windfall benefits |
| FSA/PN/131/2001 |
October |
Ombudsman Scheme funding rules virtually complete |
| FSA/PN/130/2001 |
October |
FSA research sheds new light on consumer needs for advice |
| FSA/PN/129/2001 |
October |
FSA hosts meeting to discuss follow-up to events in US |
| FSA/PN/128/2001 |
October |
FSA tackles consumer fears on basic bank accounts |
| FSA/PN/127/2001 |
September |
FSA warns offshore financial centres |
| FSA/PN/126/2001 |
September |
Change Needed, says Task Force on Past Performance |
| FSA/PN/125/2001 |
September |
Assets frozen in the United States |
| FSA/PN/124/2001 |
September |
Winterthur Life fined 500,000 over mortgage endowment sales |
| FSA/PN/123/2001 |
September |
Tackling market abuse: FSA prepares for introduction of new powers |
| FSA/PN/122/2001 |
September |
FSA follow-up to events in the US |
| FSA/PN/121/2001 |
September |
Further relaxation of 'Resilience Test' for Life Insurance Companies |
| FSA/PN/120/2001 |
September |
FSA consults on proposed fees for new regime |
| FSA/PN/119/2001 |
September |
FSA statement: follow-up to events in the US |
| FSA/PN/118/2001 |
September |
New Chairman for Practitioner Panel |
| FSA/PN/117/2001 |
September |
Equitable Life: FSA statement on proposed compromise scheme |
| FSA/PN/116/2001 |
September |
More information for policyholders about proposed transfer of their policy |
| FSA/PN/115/2001 |
September |
Room for improvement in EU consultation on financial services legislation |
| FSA/PN/114/2001 |
September |
'Resilience Test' for Life Insurance Companies |
| FSA/PN/113/2001 |
September |
Phase 2 Pensions Review: Good progress made but deadline less than a year away |
| FSA/PN/112/2001 |
September |
Pearl companies pay fines of 100,000 |
| FSA/PN/111/2001 |
September |
The FSA publishes fourth FSAVC Review Bulletin |
| FSA/PN/110/2001 |
September |
FSA publishes final rules for new Compensation arrangements |
| FSA/PN/109/2001 |
September |
Independent Complaints Commissioner for FSA appointed |
| FSA/PN/108/2001 |
August |
High income products |
| FSA/PN/107/2001 |
August |
FSAs proposed regime for credit unions reaches key milestone |
| FSA/PN/106/2001 |
August |
FSA to make disclosure rules on open market options and traded endowments |
| FSA/PN/105/2001 |
August |
FSA appoints Director of Enforcement |
| FSA/PN/104/2001 |
August |
Guidance on Financial Promotion |
| FSA/PN/102/2001 |
August |
Pensions Review: Rates of Return |
| FSA/PN/101/2001 |
July |
FSA and NCIS sign partnership agreement |
| FSA/PN/100/2001 |
July |
Tackling the risk of money laundering in the financial services industry |
| FSA/PN/099/2001 |
July |
FSA to make early start to review of soft commission practices |
| FSA/PN/098/2001 |
July |
Countdown to N2: Grandfathering |
| FSA/PN/096/2001 |
July |
FSA ready for the future |
| FSA/PN/095/2001 |
July |
FSA appoints key decision taker |
| FSA/PN/094/2001 |
July |
Insurance Companies Act 1982: Issue and Withdrawal of Authorisation |
| FSA/PN/093/2001 |
July |
Firms to have seven months to switch over to new regime |
| FSA/PN/092/2001 |
July |
FSA statement on the regulation of Independent Insurance |
| FSA/PN/091/2001 |
July |
Enterprise and Education the Governments review |
| FSA/PN/090/2001 |
July |
Listed companies must keep the market informed, says FSA chairman |
| FSA/PN/089/2001 |
July |
Consumer education campaign delivers the message |
| FSA/PN/088/2001 |
July |
Banking proposals need to be amended for investment firms |
| FSA/PN/087/2001 |
July |
Firms encouraged to be responsive to whistleblowers |
| FSA/PN/086/2001 |
July |
Endowment Mortgages: seven out of ten households have taken no action |
| FSA/PN/085/2001 |
June |
Amendment to list of schemes within FSAVC review |
| FSA/PN/084/2001 |
June |
FSA consults on single guidance manual for listing |
| FSA/PN/083/2001 |
June |
FSA surfs the net for Internet scams |
| FSA/PN/082/2001 |
June |
Developing a new regulatory approach for market infrastructure providers |
| FSA/PN/081/2001 |
June |
Securities regulators have a key role to play in global financial stability |
| FSA/PN/080/2001 |
June |
FSA reminds pensions review firms that foot-dragging will not be tolerated |
| FSA/PN/079/2001 |
June |
Customers deserve better FSA tells financial services industry |
| FSA/PN/078/2001 |
June |
FSA appoints CEDR to operate regulatory mediation scheme |
| FSA/PN/077/2001 |
June |
FSA introduces compliance essentials for financial advisers |
| FSA/PN/076/2001 |
June |
The FSA economic and efficient in handling growing business volume |
| FSA/PN/075/2001 |
June |
FSA uses enforcement powers to protect consumers |
| FSA/PN/074/2001 |
June |
Making the FSA Handbook in good time |
| FSA/PN/073/2001 |
June |
Practitioner and Consumer Panels go Statutory |
| FSA/PN/072/2001 |
June |
Independent Insurance |
| FSA/PN/070/2001 |
June |
Consumers interests at heart of FSAs new mortgage regime |
| FSA/PN/069/2001 |
June |
Don't over-prune back office functions, FSA warns firms |
| FSA/PN/068/2001 |
June |
FSA expands Training and Competence workshops for product providers |
| FSA/PN/067/2001 |
June |
FSA expands Training and Competence workshops for IFAs |
| FSA/PN/066/2001 |
June |
Getting to grips with e-risk |
| FSA/PN/065/2001 |
June |
New FSA help for consumers on making the most of the internet |
| FSA/PN/064/2001 |
June |
The FSA makes progress towards integrated prudential regulation |
| FSA/PN/063/2001 |
June |
Regulatory regime for energy market participants |
| FSA/PN/062/2001 |
May |
New comparative tables will help shift power to the consumer |
| FSA/PN/061/2001 |
May |
FSA gets a fair deal for those who were mis-sold mortgage endowments |
| FSA/PN/060/2001 |
May |
Doreen Fry jailed for contempt |
| FSA/PN/059/2001 |
May |
Compensation scheme for credit union members |
| FSA/PN/058/2001 |
May |
Transparency in framework for the FSAs regulatory processes |
| FSA/PN/057/2001 |
May |
New online account aggregation service will not be regulated, warns the FSA |
| FSA/PN/056/2001 |
May |
Investigation of complaints against the FSA |
| FSA/PN/055/2001 |
May |
FSA launches high street campaign to boost financial awareness |
| FSA/PN/054/2001 |
May |
FSA issues policy statement on future regulation for professional firms |
| FSA/PN/053/2001 |
May |
Senior Management at the FSA |
| FSA/PN/052/2001 |
May |
FSAVC returns to FSA made easy for firms with less than 50 cases |
| FSA/PN/051/2001 |
May |
FSA opens up company announcements to competition |
| FSA/PN/050/2001 |
May |
FSA sets out policy on use of reports by skilled persons |
| FSA/PN/049/2001 |
May |
Pensions Review: Rates of Return |
| FSA/PN/048/2001 |
April |
FSA aims for smooth transfer of firms concessions |
| FSA/PN/047/2001 |
April |
Implementing new powers to keep UK financial markets clean |
| FSA/PN/046/2001 |
April |
Senior management has key role in new regulatory approach |
| FSA/PN/045/2001 |
April |
FSA launches review of best execution rules |
| FSA/PN/044/2001 |
April |
FSA proposes a new type of bank |
| FSA/PN/043/2001 |
April |
New Report highlights need for better financial planning by women |
| FSA/PN/042/2001 |
April |
Insurance Companies Act 1982: Issue and Withdrawal of Authorisation |
| FSA/PN/041/2001 |
April |
FSA winds up Aberdeen-based stockbroking firm |
| FSA/PN/040/2001 |
April |
European Union must move fast to implement new Basel Accord |
| FSA/PN/039/2001 |
April |
FSA obtains High Court judgment against unauthorised Mortgage Investment Scheme |
| FSA/PN/038/2001 |
April |
FSA publishes report on learning to live with low inflation |
| FSA/PN/037/2001 |
April |
FSA consults on endorsement of the Takeover Code |
| FSA/PN/036/2001 |
April |
FSA announces new Training and Competence workshops |
| FSA/PN/035/2001 |
March |
Plan your finances on the web - with help from the financial watchdog |
| FSA/PN/034/2001 |
March |
FSA warns against too-good-to-be-true investments |
| FSA/PN/033/2001 |
March |
Senior management at the FSA |
| FSA/PN/032/2001 |
March |
Polarisation: the FSA takes cautious steps to liberalise the regime |
| FSA/PN/031/2001 |
March |
FSA plans shake-up for prudential regulation of insurance |
| FSA/PN/030/2001 |
March |
Be wary of exotic ISAs, warns financial watchdog |
| FSA/PN/029/2001 |
March |
FSA publishes results of money laundering investigation |
| FSA/PN/028/2001 |
March |
FSA hosts second annual education conference |
| FSA/PN/027/2001 |
March |
FSA helping firms to ensure that they have captured all relevant FSAVC review cases |
| FSA/PN/026/2001 |
March |
FSA to host major Basel Capital Accord conference |
| FSA/PN/025/2001 |
February |
Financial adviser jailed for taking 145,000 of clients money |
| FSA/PN/024/2001 |
February |
FSA firms up Approved Persons regime |
| FSA/PN/023/2001 |
February |
FSA sets out its regulatory approach to the future of with-profits business |
| FSA/PN/022/2001 |
February |
2.2 billion redress accepted in phase 2 of the pensions review |
| FSA/PN/021/2001 |
February |
Bombarded with ISA adverts? Get an FSA guide to help you |
| FSA/PN/020/2001 |
February |
Delivering appropriately tailored protection for consumers |
| FSA/PN/019/2001 |
February |
FSA welcomes European Commission capital adequacy proposals |
| FSA/PN/017/2001 |
February |
Further integration of financial regulatory services at the FSA |
| FSA/PN/016/2001 |
February |
Early start for new Compensation Scheme |
| FSA/PN/015/2001 |
February |
Pensions Review: Rates of Return |
| FSA/PN/014/2001 |
January |
The FSA publishes third FSAVC Review Bulletin |
| FSA/PN/013/2001 |
January |
FSA urges consumers to check financial services firms are authorised |
| FSA/PN/012/2001 |
January |
Clued-up consumers are FSA goal |
| FSA/PN/011/2001 |
January |
FSA continues to contain costs to industry |
| FSA/PN/010/2001 |
January |
Money laundering: the FSAs new role |
| FSA/PN/009/2001 |
January |
FSA appoints Leading Advocate to represent the FSA in tribunal and court proceedings |
| FSA/PN/008/2001 |
January |
United Friendly Insurance plc & Refuge Assurance plc fined 700,000 |
| FSA/PN/007/2001 |
January |
Consultation launched on changes to the UK listing regime |
| FSA/PN/006/2001 |
January |
The FSA welcomes Basel Capital Accord paper |
| FSA/PN/005/2001 |
January |
Insurance Companies Act 1982: Issue and withdrawal of Authorisation |
| FSA/PN/004/2001 |
January |
FSA appoints new Director of the Pensions Review |
| FSA/PN/003/2001 |
January |
FSA proposes widening customer product choice |
| FSA/PN/002/2001 |
January |
FSA stops Trident unauthorised investment business |
| FSA/PN/001/2001 |
January |
The use of disclosure in banking supervision |
