Latest publications
Here you will find our latest publications and news from the last ten days.
Latest publication - 9 February
Statement
FSA chief executive officer to step down in the summer
The Financial Services Authority (FSA) today announces that Hector Sants will leave the organisation in the summer of 2010, after three years as chief executive officer (CEO.
9 February
Miscellaneous
Market-wide Exercise 2009 Report Published
Final notice
Omodeleola Kehinde Okenla trading as M & D Property Services [PDF]
5 February
Press release
Director banned by FSA for Client Money failings
The Financial Services Authority (FSA) has banned the director of a Manchester based mortgage and general insurance firm from holding senior positions in the financial services industry after his failure to comply with client money rules resulted in the loss of approximately £85,000 of his customers’ money.
4 February
Press release
FSA bans West London mortgage broker for submitting fraudulent applications
The Financial Services Authority (FSA) has banned mortgage intermediary Andrew Emelife for knowingly submitting mortgage applications to lenders that contained false and misleading income information.
3 February
Press release
FSA bans hedge fund manager and fines him £140,000 for 'mis-marking'
The Financial Services Authority (FSA) has banned a London based hedge fund manager and fined him £140,000 for deceiving investors by mis-marking funds he managed and misleading the FSA during the investigation.
1 February
Final notices
Simon Treacher [PDF]
Matthew Sixsmith [PDF]
Bridgewater House UK Limited [PDF]
Press release
SEC and UK FSA Hold Fifth Meeting of the SEC-FSA Strategic Dialogue
Today, Financial Services Authority (FSA) chairman Lord Turner and chief executive Hector Sants, and US Securities and Exchange Commission (SEC) chairman Mary Schapiro met as part of the SEC-FSA Strategic Dialogue.
Statement
Further update on Keydata Investment Services Limited
On 1 February 2010 the Luxembourg financial services regulator, the Commission de Surveillance du Secteur Financier (the CSSF) suspended the securities issued by Lifemark S.A. (Lifemark) from trading on the Luxembourg Stock Exchange.
Corporate
Press release
FSA targets small cap sales practices
The Financial Services Authority (FSA) has censured Falcon Securities (UK) Limited (Falcon), a London-based stock broking firm, for numerous failures by its appointed representative, Montague Pitman Securities Limited (MPS), in the way it treated its customers.
Press release
The Financial Services Authority (FSA) and City of London Police have this week written to 6,500 homes across the UK to warn people that their details are on a ‘master’ list being used by share fraudsters to target people and sell them worthless shares.
