PS07/21: Notification Obligations under the Investment Exchanges and Clearing Houses Act - including feedback on CP07/10 and final Handbook text
This Policy Statement reports on the main issues arising from CP07/10 'Notification Obligations under the Investment Exchanges and Clearing Houses Act', published in June 2007.
Introductory documents
Newsletter [ PDF | 106 KB | 3 pages ]
Policy Statement
PS07/21: [ PDF | 148 KB | 22 pages ]
Notification Obligations under the Investment Exchanges and Clearing Houses Act - including feedback on CP07/10 and final Handbook text
Other relevant information
CP07/10: (June 2007)
Notification Obligations under the Investment Exchanges and Clearing Houses Act