Contact

E-mail:
CP06/19
to contact the authors

Telephone:
0845 608 2372 to order a printed copy

Publication help

How to order FSA publications

Accessing our publications

 

This Policy Statement reports on the main issues arising from Consultation Paper 06/19 (Reforming Conduct of Business Regulation) and publishes final rules.

Introductory documents

Press release:
FSA confirms decision to retain consumer protection measures in revised investment rules

Newsletter [ PDF | 55 KB | 4 pages ]

Policy Statement

PS07/14: [ PDF | 596 KB | 140 pages ]

Reforming Conduct of Business Regulation - Final feedback on CP06/19

MiFID Transposition tables

MiFID transposition tables for the Level 1 and Level 2 directives are available on the Treasury website.

Other relevant information

CP06/19:
Reforming Conduct of Business Regulation (October 2006)

PS07/6:
Reforming Conduct of Business Regulation - Feedback on CP06/19 and CP06/20 (May 2007)

PS07/2:
Implementing the Markets in Financial Instruments Directive (MiFID) - Feedback on CP06/14, CP06/19 and CP06/20 (January 2007)

Understanding the basics of the new Conduct of Business sourcebook (COBS) for retail markets [PDF]

Further information on the new Conduct of Business sourcebook

Further information on MiFID

FSA Handbook

More Policy Statements: