PS07/14: Reforming Conduct of Business Regulation - Final feedback on CP06/19
This Policy Statement reports on the main issues arising from Consultation Paper 06/19 (Reforming Conduct of Business Regulation) and publishes final rules.
Introductory documents
Press release:
FSA confirms decision to retain consumer protection measures in revised investment rules
Newsletter [ PDF | 55 KB | 4 pages ]
Policy Statement
PS07/14: [ PDF | 596 KB | 140 pages ]
Reforming Conduct of Business Regulation - Final feedback on CP06/19
MiFID Transposition tables
MiFID transposition tables for the Level 1 and Level 2 directives are available on the Treasury website.
Other relevant information
CP06/19:
Reforming Conduct of Business Regulation (October 2006)
PS07/6:
Reforming Conduct of Business Regulation - Feedback on CP06/19 and CP06/20 (May 2007)
PS07/2:
Implementing the Markets in Financial Instruments Directive (MiFID) - Feedback on CP06/14, CP06/19 and CP06/20 (January 2007)
Understanding the basics of the new Conduct of Business sourcebook (COBS) for retail markets [PDF]
Further information on the new Conduct of Business sourcebook