Contact

E-mail:
cp176
@fsa.gov.uk regarding feedback on PS04/23

Telephone:
0845 608 2372 to order a printed copy

Publication help

How to order FSA publications

Accessing our publications

This supplementary Policy Statement sets out our conclusions on the scope of the terms ‘execution’ and ‘research’, and related issues arising from our Policy Statement 04/13 ‘Bundled brokerage and soft commission arrangements: Feedback on CP176’.

Introductory documents

Newsletter [ PDF | 143 KB | 4 pages ]

Press Release:

FSA announces Soft Commissions policy update

Policy Statement

PS04/23 [ PDF | 82 KB | 22 pages ]

Bundled brokerage and soft commission arrangements

Other relevant information

CP05/05

Bundled brokerage and soft commission arrangements: Proposed rules

PS05/9

Bundled brokerage and soft commission arrangements - Feedback on CP05/5 and final rules

CP176

Bundled brokerage and soft commission arrangements

PS04/13

Bundled brokerage and soft commission arrangements

More Policy Statements: