PS04/9: Reporting requirements for mortgage, insurance and investment firms, and audit requirements for insurance intermediaries - Feedback on CP197 and made text
This Policy statement reports on the main issues arising from Consultation Paper 197 ('Reporting requirements for mortgage, insurance and investment firms, and supplementary consultation on audit requirements') published in September 2003.
Introductory documents
Newsletter [ PDF | 47 KB | 4 pages ]
Press release:
FSA finalises reporting requirements to help it monitor retail financial markets
Policy statement
PS04/9: [ PDF | 965 KB | 244 pages ]
Reporting requirements for mortgage, insurance and investment firms, and audit requirements for insurance intermediaries - Feedback on CP197 and made text
Other relevant material
CP197:
Reporting requirements for mortgage, insurance and investment firms, and audit requirements for insurance intermediaries
PS04/8:
Regulatory reporting – a new integrated approach: Feedback on CP198 and made text
Product Sales Data
(PSD)
XML Schema Specification
Mortgage and general insurance regulation
