Handbook Release 71
This Release contains pages to be inserted into your paper version of the Handbook in order to bring it up to date. These pages incorporate the changes made on a particular date, as described in the relevant Handbook Notice.
Please refer to the summary file for this release to find out what information has changed. The summary will also advise you on the pages to remove and pages to insert to bring your hardcopy Handbook up to date as at Release 71.
Summary
Release summary [ PDF | 113 KB | 28 pages ]
Listing, prospectus & disclosure rules summary [ PDF | 19 KB | 2 pages ]
Release files by module
Client Assets [PDF | 2698 KB | 174 pages ]
(CASS)
Collective Investment Schemes [PDF | 1174 KB | 90 pages ]
(COLL)
Compensation [ PDF | 417 KB | 12 pages ]
(COMP)
Credit Unions [ PDF | 1150 KB | 70 pages ]
(CRED)
Decision Procedure and
Penalties Manual [ PDF | 307 KB | 12 pages ]
(DEPP)
Dispute Resolution: Complaints [PDF | 1252 KB | 74 pages ]
(DISP)
Electronic money [PDF | 618 KB | 26 pages ]
(ELM)
Fees [PDF | 1079 KB | 48 pages ]
(FEES)
The Fit and Proper Test for Approved Persons [PDF | 343 KB | 12 pages ]
(FIT)
General provisions [ PDF | 1094 KB | 42 pages ]
(GEN)
Glossary of definitions [ PDF | 3140 KB | 330 pages ]
(Glossary)
Insurance: Conduct of Business [PDF | 1375 KB | 70 pages ]
(ICOB)
Interim Prudential Sourcebook: Banks [PDF | 240 KB | 10 pages ]
(IPRU BANK)
Interim Prudential Sourcebook: Building Societies [PDF | 185 KB | 14 pages ]
(IPRU BSOC)
Interim Prudential Sourcebook: Insurers [PDF | 278 KB | 8 pages ]
(IPRU INS)
Interim Prudential Sourcebook: Investment Businesses [PDF | 2322 KB | 232 pages ]
(IPRU INV)
Listing Rules [PDF | 292 KB | 22 pages ]
(LR)
Market Conduct [PDF | 1328 KB | 76 pages ]
(MAR)
Mortgages: Conduct of Business [PDF | 1523 KB | 90 pages ]
(MCOB)
New Conduct of Business Sourcebook [ PDF | 1743 KB | 437 pages ]
(COBS)
Principles for Businesses [ PDF | 758 KB | 26 pages ]
(PRIN)
Prudential sourcebook for Banks, Building Societies and Investment Firms [ PDF | 4259 KB | 903 pages ]
(BIPRU)
Prudential sourcebook for Insurers [ PDF | 1006 KB | 138 pages ]
(INSPRU)
Prudential sourcebook for Mortgage and Home Finance Firms, and Insurance Intermediaries [ PDF | 533 KB | 18 pages ]
(MIPRU)
Prospectus Rules [PDF | 210 KB | 8 pages ]
(PR)
Professional Firms [PDF | 446 KB | 16 pages ]
(PROF)
Recognised Investment Exchanges and Recognised Clearing Houses [ PDF | 1847 KB | 180 pages ]
(REC)
Senior Management Arrangements, Systems and Controls [ PDF | 3011 KB | 138 pages ]
(SYSC)
Statements of Principle and Code of Practice for Approved Persons [ PDF | 502 KB | 12 pages ]
(APER)
Supervision [ PDF | 6025 KB | 570 pages ]
(SUP)
Threshold Conditions [ PDF | 366 KB | 22 pages ]
(COND)
Training and Competence [ PDF | 544 KB | 80 pages ]
(TC)