Handbook Release 65
Handbook online
This Release contains pages to be inserted into your paper version of the Handbook in order to bring it up to date. These pages incorporate the changes made on a particular date, as described in the relevant Handbook Notice.
Please refer to the summary file for this release to find out what information has changed. The summary will also advise you on the pages to remove and pages to insert to bring your hardcopy Handbook up to date as at Release 65.
Summary
Release summary [ PDF | 41 KB | 8 pages ]
Listing, prospectus & disclosure rules summary [ PDF | 21 KB | 2 pages ]
Release files by module
Conduct of Business [ PDF | 386 KB | 12 pages ]
(COB)
Client Assets [ PDF | 560 KB | 4 pages ]
(CASS)
Compensation [PDF | 281 KB | 8 pages ]
(COMP)
Credit Unions [ PDF | 218 KB | 12 pages ]
(CRED)
Decision making [ PDF | 144 KB | 4 pages ]
(DEC)
Dispute resolution: Complaints [ PDF | 145 KB | 4 pages ]
(DISP)
Electronic money [PDF | 156 KB | 4 pages ]
(ELM)
Enforcement [PDF | 131 KB | 4 pages ]
(ENF)
Fees [PDF | 721 KB | 34 pages ]
(FEES)
The Fit and Proper test for Approved Persons [PDF | 194 KB | 6 pages ]
(FIT)
Glossary of definitions [ PDF | 176 KB | 6 pages ]
(Glossary)
Insurance: Conduct of Business [PDF | 166 KB | 6 pages ]
(ICOB)
Interim Prudential Sourcebook: Investment Businesses [PDF | 156 KB | 10 pages ]
(IPRU INV)
Listing Rules [PDF | 506 KB | 44 pages ]
(LR)
Market Conduct [PDF | 378 KB | 18 pages ]
(MAR)
New Collective Investment Schemes [PDF | 589 KB | 44 pages ]
(COLL)
Recognised Investment Exchanges and Recognised Clearing Houses [PDF | 305 KB | 22 pages ]
(REC)
Supervision [ PDF | 709 KB | 26 pages ]
(SUP)
Senior Management Arrangements, Systems and Controls [ PDF | 103 KB | 4 pages ]
(SYSC)
Training and Competence [ PDF | 151 KB | 4 pages ]
(TC)