Handbook Release 64
This Release contains pages to be inserted into your paper version of the Handbook in order to bring it up to date. These pages incorporate the changes made on a particular date, as described in the relevant Handbook Notice.
Please refer to the summary file for this release to find out what information has changed. The summary will also advise you on the pages to remove and pages to insert to bring your hardcopy Handbook up to date as at Release 64.
Summary
Release summary [ PDF | 81 KB | 22 pages ]
Listing, prospectus & disclosure rules summary [ PDF | 20 KB | 2 pages ]
Release files by module
Conduct of Business [ PDF | 2330 KB | 258 pages ]
(COB)
Compensation [PDF | 878 KB | 38 pages ]
(COMP)
Dispute resolution: Complaints [ PDF | 783 KB | 62 pages ]
(DISP)
Disclosure Rules and Transparency Rules [PDF | 466 KB | 28 pages ]
(DTR)
E-Commerce Directive [PDF | 156 KB | 4 pages ]
(ECO)
Enforcement [PDF | 130 KB | 4 pages ]
(ENF)
Fees [PDF | 1450 KB | 94 pages ]
(FEES)
General Provisions [PDF | 317 KB | 12 pages ]
(GEN)
Glossary of definitions [ PDF | 1710 KB | 254 pages ]
(Glossary)
Insurance: Conduct of Business [PDF | 438 KB | 16 pages ]
(ICOB)
Interim Prudential Sourcebook: Friendly Societies [PDF | 160 KB | 4 pages ]
(IPRU FSOC)
Interim Prudential Sourcebook: Insurers [PDF | 478 KB | 18 pages ]
(IPRU INS)
Interim Prudential Sourcebook: Investment Businesses [PDF | 993 KB | 126 pages ]
(IPRU INV)
Listing Rules [PDF | 419 KB | 18 pages ]
(LR)
Mortgages: Conduct of Business [ PDF | 2800 KB | 323 pages ]
(MCOB)
Prudential sourcebook for mortgage and home finance firms and insurance intermediaries [ PDF | 598 KB | 34 pages ]
(MIPRU)
Principles for businesses [PDF | 157 KB | 4 pages ]
(PRIN)
Supervision [ PDF | 1440 KB | 152 pages ]
(SUP)
Senior Management Arrangements, Systems and Controls [ PDF | 452 KB | 18 pages ]
(SYSC)
Training and Competence [ PDF | 428 KB | 32 pages ]
(TC)
Prudential Sourcebook for UCITS Firms [ PDF | 207 KB | 6 pages ]
(UPRU)