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        • 2006

This Release contains pages to be inserted into your paper version of the Handbook in order to bring it up to date. These pages incorporate the changes made on a particular date, as described in the relevant Handbook Notice.

Please refer to the summary file for this release to find out what information has changed. The summary will also advise you on the pages to remove and pages to insert to bring your hardcopy Handbook up to date as at Release 51.

Summary

Release summary [ PDF | 73 KB | 12 pages ]

Release files by module

Authorisation [ PDF | 330 KB | 12 pages ]
(AUTH)

Client Assets [ PDF | 835 KB | 26 pages ]
(CASS)

Collective Investment Schemes [ PDF | 415 KB | 38 pages ]
(CIS)

Compensation [PDF | 352 KB | 10 pages ]
(COMP)

Conduct of Business [ PDF | 1031 KB | 54 pages ]
(COB)

Credit Unions [ PDF | 718 KB | 38 pages ]
(CRED)

Decision making [ PDF | 147 KB | 6 pages ]
(DEC)

Dispute resolution: Complaints [ PDF | 263 KB | 6 pages ]
(DISP)

Electronic money [PDF | 368 KB | 16 pages ]
(ELM)

Enforcement [PDF | 180 KB | 16 pages ]
(ENF)

Fees [PDF | 194 KB | 6 pages ]
(FEES)

General Provisions [PDF | 157 KB | 6 pages ]
(GEN)

Glossary of definitions [ PDF | 348 KB | 46 pages ]
(Glossary)

Insurance: Conduct of Business [PDF | 268 KB | 10 pages ]
(ICOB)

Integrated Prudential sourcebook [PDF | 219 KB | 8 pages ]
(COLL)

Interim Prudential Sourcebook: Banks [PDF | 221 KB | 6 pages ]
(IPRU(BANK))

Interim Prudential Sourcebook: Building Societies [PDF | 235 KB | 8 pages ]
(IPRU(BSOC))

Interim Prudential Sourcebook: Insurers [PDF | 186 KB | 4 pages ]
(IPRU(INS))

Listing Rules [PDF | 171 KB | 4 pages ]
(LR)

Market Conduct [PDF | 632 KB | 36 pages ]
(MAR)

Mortgages: Conduct of Business [PDF | 420 KB | 12 pages ]
(MCOB)

Professional firms [PDF | 246 KB | 10 pages ]
(PROF)

Recognised Investment Exchanges and Recognised Clearing Houses [PDF | 566 KB | 40 pages ]
(REC)

Senior Management Arrangement, Systems and Controls [PDF | 520 KB | 20 pages ]
(SYSC)

Statements of Principle and Code of Practice for Approved Persons [PDF | 134 KB | 4 pages ]
(APER)

Supervision [ PDF | 2159 KB | 156 pages ]
(SUP)

Threshold Conditions [ PDF | 323 KB | 22 pages ]
(COND)