FS08/2: Review of the Prudential Rules for Personal Investment Firms
This Feedback Statement reports on the main issues arising from Discussion Paper 07/4 'Review of the Prudential Rules for Personal Investment Firms', published in July 2007.
Introductory documents
Newsletter [ PDF ]
Press release:
FSA publishes an RDR Interim Report and feedback on the review of personal investment firms’ prudential requirements
Discussion paper
FS08/2: [ PDF ]
Review of the Prudential Rules for Personal Investment Firms - Feedback on DP07/4
Other relevant information
DP07/4: (July 2007)
Review of the Prudential Rules for Personal Investment Firms
Firm-level predictors of consumer loss through poor financial advice [PDF] (April 2008)
Independent research for the FSA by Europe Economics
A market study of professional indemnity insurance for personal investment firms [PDF] (April 2008)
Independent research for the FSA by Frontier Economics Limited
Retail Distribution Review - Interim Report [PDF] (April 2008)