DP07/4: Review of the Prudential Rules for Personal Investment Firms
The FSA's Discussion paper 07/4 is entitled 'Review of the Prudential Rules for Personal Investment Firms'. It was published in July 2007 and the period for responses closes on 7 January 2008.
Introductory documents
Newsletter [ PDF | 127 KB | 4 pages ]
Press release:
FSA publishes a review of Personal Investment Firms' Prudential Requirements
Discussion paper
DP07/4: [ PDF | 283 KB | 48 pages ]
Review of the Prudential Rules for Personal Investment Firms
Response
FS08/2: (April 2008)
Review of the Prudential Rules for Personal Investment Firms - Feedback on DP07/4
Other relevant information
CP08/20: (November 2008)
Review of the Prudential Rules for Personal Investment Firms (PIFs)
DP07/1
A Review of Retail Distribution
