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DP07/4 to contact the author

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The FSA's Discussion paper 07/4 is entitled 'Review of the Prudential Rules for Personal Investment Firms'. It was published in July 2007 and the period for responses closes on 7 January 2008.

Introductory documents

Newsletter [ PDF | 127 KB | 4 pages ]

Press release:
FSA publishes a review of Personal Investment Firms' Prudential Requirements

Discussion paper

DP07/4: [ PDF | 283 KB | 48 pages ]

Review of the Prudential Rules for Personal Investment Firms

Response

FS08/2: (April 2008)

Review of the Prudential Rules for Personal Investment Firms - Feedback on DP07/4

Other relevant information

CP08/20: (November 2008)
Review of the Prudential Rules for Personal Investment Firms (PIFs)

DP07/1
A Review of Retail Distribution

FSA Handbook

More Discussion papers: