Before we make any rules or regulations, we must publish our proposed rules and regulations and take account of comments on them. So, we publish consultative papers seeking comments on new, or on amendments to existing rules or regulations.

We invite comments on these recently issued Consultation and Discussion Papers.

 

Consultation /
Discussion paper No		 Topic Date for responses
to Consultation Paper
CP08/12 Quarterly Consultation (No.17) 9 August 2008 (Chapters11 & 3 only)

9 September 2008
CP08/6 Review of the Client Assets sourcebook (CASS) 30 June 2008
CP08/10 Decision Procedure and Penalties manual and Enforcement Guide Review 2008 29 August 2008
DP08/3 Transparency as a Regulatory Tool 29 August 2008
CP08/11 With-profits funds - compensation and redress 3 September 2008
CP08/5 Sponsor regime - a targeted review 7 September 2008

 

It is the FSA's policy to make all responses to formal consultation available for public inspection unless the respondent requests otherwise. Once the consultation period is over, should you wish to view the responses to a particular Consultation Paper, please contact the relevant person at FSA. Their details can be found in the PDF version of the document.