May 2008

The Financial Services Authority invites comments on this Consultation Paper. Comments should reach us by 29 August 2008.

You can send your response by electronic submission using the following form or by emailing us at the address shown.

Alternatively, please send comments in writing to:

Kate Higginson
Enforcement Division
Financial Services Authority
25 The North Colonnade
Canary Wharf
London E14 5HS

Tel: 020 7066 4336
Fax: 020 7066 9723

E-mail: cp08_10@fsa.gov.uk

It is the FSA's policy to make all responses to formal consultation available for public inspection unless the respondent requests otherwise

Note: You can take a printout of your response before clicking the 'Submit to FSA' button at the end of the form, but this will only print the visible text on screen, and you may have given longer answers. After submitting your response, the form will clear, but when we acknowledge receipt of your response by email, we can return to you a copy of your full submission as received. Check this box if you would like to have a copy of your submission returned:

Submission Details









as an individual
as a representative of an authorised firm
as a representative of a professional firm
other (please specify):

 

Do you agree with our proposal to include a new chapter in EG setting out our non-FSMA powers and how we propose to use them?

 

Do you have any comments about our proposals for enforcing the Money Laundering Regulations and the Transfer of Funds Regulations?

 

Do you have any comments about our proposals in relation to the RCB Regulations?

 

Do you have any comments about our proposals relating to the use of our existing non-FSMA enforcement powers?

 

Do you have any comments relating to our proposal to include a new leniency factor in EG 12.8?

 

Do you have any comments relating to our proposals concerning OIVoPs?

 

Do you have any comments about our proposals to amend EG 8?

 

Do you have any comments about our proposal to include in EG a statement of policy relating to the commencement by the FSA of civil and criminal proceedings?

 

Do you have any comments in respect of the proposed amendments to our existing policy outlined in paragraphs 2.46 to 2.54?