CP07/16: Consequential Handbook Amendments
The FSA's Consultation paper 07/16 is entitled 'Consequential Handbook Amendments (arising from implementation of MiFID and creation of NEWCOB)'. It was published in July 2007 and the period for consultation responses closes on 14 September 2007, except for comments on Chapter 6 (Post-trade transparency and trade data monitors) which should reach us by 15 August 2007.
Introductory documents
Newsletter [ PDF | 53 KB | 4 pages ]
Consultation paper
CP07/16: [ PDF | 128 KB | 45 pages ]
Consequential Handbook Amendments (arising from implementation of MiFID and creation of NEWCOB)
Erratum
Please note that since publication, an error was identified in paragraph 5.2. The final sentence should not have included the word 'UK' and should refer to OTC derivatives the value of which is derived from, or which is otherwise dependent upon an equity or debt related instrument admitted to trading on a regulated market or prescribed market. The CP has now been amended to reflect this.
Response
PS07/18:
Conduct of Business regime - Including feedback on CP07/9: Conduct of Business regime – non-MiFID deferred matters; CP07/16: Consequential Handbook Amendments and MiFID Permissions & Notifications Guide
Other relevant information
DP06/3:
Discussion Paper: Implementing MiFID's best execution requirements
CP06/19:
Reforming Conduct of Business Regulation
CP07/07:
Permitted Links for Long Term Insurance Business
CP07/09:
Conduct of Business regime: non-MiFID deferred matters