CP07/10: Notification Obligations under the Investment Exchanges and Clearing House Act
The FSA's Consultation paper 07/10 is entitled 'Notification Obligations under the Investment Exchanges and Clearing House Act'. It was published in June 2007 and the period for consultation responses closes on 25 September 2007.
Introductory documents
Newsletter [ PDF | 113KB | 4 pages ]
Consultation paper
CP07/10: [ PDF | 426KB | 26 pages ]
Notification Obligations under the Investment Exchanges and Clearing House Act
Response
PS07/21 (December 2007)
Notification Obligations under the Investment Exchanges and Clearing Houses Act - including feedback on CP07/10 and final Handbook text