CP171: Conflicts of Interest: Investment Research and Issues of Securities
The FSA's Consultation paper 171 is entitled 'Conflicts of Interest: Investment Research and Issues of Securities'. It was published in February 2003 and the period for consultation responses closes on 12 May 2003.
Introductory documents
Newsletter [ PDF | 48.1 KB | 6 pages ]
Press release:
FSA clarifies standards for investment research and new securities issues
Consultation paper
CP171: [ PDF | 250 KB | 86 pages ]
Conflicts of Interest: Investment Research and Issues of Securities
Response
CP205:
Conflicts of Interest: Investment Research and Issues of Securities - Feedback on CP171, made text and limited further consultation
Other relevant information
PS04/6:
Conflicts of interest in investment research - Feedback on CP205 and made Handbook text
DP15:
Investment research - Conflicts & other issues
