Media Centre

 

2010 2009 2008 2007 2006 2005 2004 2003 2002 2001 2000 1999

Ref. Date Subject
FSA/PN/024/2010 5 February Director banned by FSA for Client Money failings
FSA/PN/023/2010 4 February FSA bans West London mortgage broker for submitting fraudulent applications
FSA/PN/022/2010 3 February FSA bans hedge fund manager and fines him £140,000 for 'mis-marking'
FSA/PN/021/2010 1 February SEC and UK FSA Hold Fifth Meeting of the SEC-FSA Strategic Dialogue
FSA/PN/020/2010 1 February FSA targets small cap sales practices
FSA/PN/019/2010 1 February FSA and Police launch 'Operation WARN' to prevent thousands of people from becoming victims of share fraud
FSA/PN/018/2010 29 January FSA confirms plan for publishing information on firms’ complaints handling
FSA/PN/017/2010 29 January Three arrested in FSA insider dealing investigation
FSA/PN/016/2010 29 January FSA introduces further protections for sale and rent back customers
FSA/PN/015/2010 28 January FSA outlines latest steps to address corporate governance at firms
FSA/PN/014/2010 27 January Derbyshire firm and its two partners fined a total of £49,000
FSA/PN/013/2010 26 January FSA sets out new steps to ensure that borrowers in arrears are treated fairly and to reduce levels of mortgage fraud
FSA/PN/012/2010 21 January FSA outlines concerns about firms’ handling of clients’ money and assets
FSA/PN/011/2010 21 January FSA Chairman calls for close engagement between accounting standard setters and prudential regulators of banks
FSA/PN/010/2010 20 January FSA fines Standard Life £2.45m for serious systems and controls failures
FSA/PN/009/2010 20 January FSA fines and bans Bolton mortgage broker for failing to act with competence and capability
FSA/PN/008/2010 19 January Insurance fraudster banned by FSA for deceiving customers out of almost £400k
FSA/PN/007/2010 18 January FSA removes director's approval to hold senior positions for two years
FSA/PN/006/2010 14 January FSA bans insurance broker for failing in his duties as a director
FSA/PN/005/2010 12 January FSA takes action against London mortgage broker for lack of openness and co-operation with the regulator
FSA/PN/004/2010 11 January Research analyst and spread better friend committed market abuse, says Tribunal
FSA/PN/003/2010 7 January FSA fines Northern Ireland mortgage firm for failing to prevent fraud and bans one of its partners
FSA/PN/002/2010 6 January FSA starts criminal proceedings against former iSOFT directors
FSA/PN/001/2010 5 January FSA appoints consumer senior advisor