Forms

 

This page contains a list of Miscellaneous forms.

Miscellaneous forms
Short Selling Instrument 2008 - TR3 disclosure form [DOC]
Application for de-registration as an Annex 1 financial institution [DOC]
Application for registration as an Annex 1 financial institution [DOC]

Application for registration as an Annex 1 financial institution - Notes [PDF]
Notification to amend standing data for an Annex I Financial Institution (DOC)
Form ECR1 [xls]
Form ECR1 is now available to download in an Excel spreadsheet format. Once complete please email it back to insurancereturns@fsa.gov.uk.
The template of the Claims Development Data Triangles that firms are required to prepare send to FSA under transitional rule IPRU(INS) 12.2, is now available to download. Read the Instructions for Completion before using the template.
Template: 2005 Return Transitional Tables [xls]
Notice of intention to exercise a passport right to establish a branch in another EEA State [DOC]
Notice of intention to exercise a passport right to provide cross-border services in another EEA State [DOC]
UKLA - Document Publication form [DOC]
UKLA - Issuer contact details form [PDF]
UKLA - Listing Rule checklists
UKLA - Document Approval Items
Firms Online
You can now access forms to send us certain information and applications quickly and reliably using Firms Online.