This half-day workshop is designed to provide practical help to retail firms, giving you an understanding of our approach to financial promotions to retail clients so you are equipped to review processes within your firm.
Please note this workshop is a repeat of the series we ran throughout 2008.
Objective
By the end of the workshop, you will be able to:
- state the FSA's principles and rules affecting financial promotions made to retail clients;
- explain the reasons and potential benefits of a more principles-based approach to regulating financial promotions;
- identify good and poor practice in production and distribution of promotions; and
- review your existing processes to ensure compliance with our requirements.
