General information

Related information

Explanation of the key FSA words and phrases in plain language
A-Z index

Quick Guide to Regulation [PDF]

Updating your firm's details [PDF]

 

This section provides general regulatory information that all small firms will find useful.

Roadshows

Focusing on current issues

We have changed the format and frequency of our roadshow programme to support firms with Treating Customers Fairly. For more information, please see our frequently asked questions about our roadshow programme.

Surgeries

One to one with one of your FSA supervisors

Our surgeries offer you the chance to meet us for a one-to-one discussion on regulatory topics of your choice. We run these across different parts of the country. For more information visit our FAQs. If you would like to book, please complete our form.

Training

Learning about key issues directly from the FSA

We offer distance learning and workshops to help you understand our regulatory requirements.

Quick guide to regulation


This fact sheet includes information about Principles for Business, Threshold Conditions and TCF

Quick guide to regulation


Recent newsletters

Firm specific newsletters

View the newsletter which is targeted to your firm.

General insurance brokers
Mortgage advisers
Financial advisers


Keeping up to date with FSA activities

We aim to reduce the load on your firm by sending you only one e-mail a month – our regulation round up e-mail. We will send this e-mail to the address you provided when you registered for Firms Online.