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Prospectus Rules Checklists Checklist description

Annex I

Minimum Disclosure Requirements for the Share Registration Document (schedule)
Annex II Pro forma financial information building block
Annex III Minimum Disclosure Requirements for the Share Securities Note (schedule)
Annex IV Minimum Disclosure Requirements for the Debt and Derivative Securities Registration Document (schedule)
(Debt and derivative securities with a denomination per unit of less than EUR 50,000)
Annex V Minimum Disclosure Requirements for the Securities Note related to Debt securities (schedule)
(Debt securities with a denomination per unit of less than EUR 50,000)
Annex VI Minimum Disclosure Requirements for Guarantees
(Additional building block)
Annex VII Minimum Disclosure Requirements for Asset Backed Securities Registration Document (schedule)
Annex VIII Minimum Disclosure Requirements for the Asset Backed Securities Building Block
Annex IX Minimum Disclosure Requirements for the Debt and Derivative securities Registration Document (schedule)
(Debt and derivative securities with a denomination per unit of at least EUR 50,000)
Annex X Minimum Disclosure Requirements for the Depository Receipts issued over shares (schedule)
Annex XI Minimum Disclosure Requirements for the Banks Registration Document (schedule)
Annex XII Minimum Disclosure Requirements for the Securities Note for Derivative securities (schedule)
Annex XIII Minimum Disclosure Requirements for the Securities Note for Debt securities with a denomination per unit of at least EUR 50,000
Annex XIV Additional information building block on underlying share for some equity securities
Annex XV Minimum Disclosure Requirements for the registration document for securities issued by collective investment undertakings of the closed-end type (schedule)
Annex XVI Minimum Disclosure Requirements for the Registration Document for securities issued by Member States, third countries and their regional and local authorities (schedule)
Annex XVII Minimum Disclosure Requirements for the Registration Document for securities issued by Public International Bodies and for the debt securities guaranteed by a member state of the OECD (schedule)

 

Listing Rules Checklists Checklist description
Chapter 10 Class 2 Requirements
Chapter 13 Additional – Disapplication of Pre-Emption Rights
  Amendments to Constitution
  Amendments to Employees' Share Scheme or Long Term Incentive Scheme
  Authority to Allot Shares
  Capitalisation or Bonus Issue
  Discounted Option Arrangements
  Employees' Share Scheme or Long Term Incentive Scheme
  General Circular
  Increase in Authorised Share Capital
  Reduction of Capital
  Reminder of Conversion Rights
  Scrip Dividend
  Scrip Dividend Mandate/Dividend Reinvestment Plan
  Related Party Circular
  Class 1 Circular - Disposal
  Class 1 Circular – Acquisition
  Purchase of Own Equity Securities
Eligibility for New Applicants Primary Listing - Mineral Companies
  All other Primary Listing
  Primary Listing - Scientific Research Based Company
  Primary Listing - Closed Ended Investment Funds
  Primary Listing - Open Ended Investment Companies
  Secondary Listing