Reporting Requirements

Upon authorisation, a firm will have received a reporting schedule in its authorisation pack. Firms should continue with their historic reporting regime at this time.

Firms not currently authorised should refer to the FSA Handbook to identify their potential reporting requirements. The main bulk of these can be found in chapter 16 and 17 of the Supervision Manual, but firms should note that this is not exhaustive, especially depending on the type of business a firm undertakes.

Payment Protection Insurance (PPI) reporting form

The reporting form is to be used by firms who have been requested to provide monthly data on specific PPI management information. Guidance on completing this form is available but should you have any queries regarding this form or your requirements in this area please contact us.

Reporting Form

Guidance Documents