Waivers form

Waiver application form [doc]

 

The links below will direct you to some useful guidelines for completing a waiver application, both for general issues and more specific types of applications.

The guidelines are to assist firms with common issues that arise when providing information to support their application. However, they are not intended to be exhaustive or a guarantee that an application will be approved.

Key areas for completing the application itself

Example form - guidelines for waiver applications

Guidelines for specific types of applications

CAD model waivers

Pillar 3 Disclosures

Global liquidity concessions

Implicit items

Transfer of client assets

Wider Integrated Groups

Solo consolidation