• Doing business with the FSA
  • Being regulated
    • Notifications and applications
      • Applying for a waiver
        • Waiver by Consent

Waivers form

Waiver application form [doc]

 

See also

A consolidated list of waivers that we have approved and published is available in the FSA Library

Published waivers

We may offer a 'general' waiver to firms (referred to as waivers with consent under section 148(2) of the Financial Services & Markets Act (2000)).

We may do this in exceptional circumstances where we consider that a waiver should apply to a number of firms (for example, where an unmodified rule may not meet the circumstances of a particular category of firm). In these cases we will tell the firms concerned that the waiver is available. We will do this either by contacting them individually or by publishing details of the availability of the waiver.

What you need to do

To take advantage of any of the waivers or modifications listed below, write to the Central Waivers Team, FSA, 25 The North Colonnade, Canary Wharf, London E14 5HS, confirming that you agree to comply with the conditions placed on use of the waiver/modification, as set out in the Waiver Direction.

See the list below for waivers or modifications currently available.

These waivers are current as at 9 September 2008 and we update this information monthly, new waivers added during the last month will be shown in bold text. Where a table is blank, no waivers have yet been approved.

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