Notices / warnings issued by other foreign regulatory authorities
This is a list of notices/warnings issued by other foreign regulatory authorities regarding firms conducting unauthorised business in their jurisdiction.
If you have been contacted by a firm on this list, you should check the FSA's register of firms to see if they are approved or authorised by the FSA to conduct regulated activities in the UK. If they are not and you choose to deal with them, your investment may be at risk and will not benefit from the UK compensation and complaint schemes should anything go wrong.
The FSA wants to hear about any firm conducting unauthorised activity in the UK. Please report any such firm using our Online Reporting Form.
| Company | Source | Date |
|---|---|---|
| Portway Capital Finansinspektionen | Finansinspektionen (Sweden) | 04/09/2008 |
| Aberdeen Pacific Group | Finansinspektionen (Sweden) | 26/08/2008 |
| Pollia Ventures | Finansinspektionen (Sweden) | 26/08/2008 |
| Dauphin Asset Europe | AFM (The Netherlands) | 26/08/2008 |
| Metropolitan Credit Corp, BKR-Krediet and Enschede Finance | AFM (The Netherlands) | 26/08/2008 |
| Wall Street Management Corp. | Kredittilsynet (Norway) | 15/08/2008 |
| IMG AS - InternetMarket Global | Kredittilsynet (Norway) | 15/08/2008 |
| Hawkins & Doyle | Kredittilsynet (Norway) | 15/08/2008 |
| Davis Mayer Group | Kredittilsynet (Norway) | 13/08/2008 |
| Thomas Castle Management | Kredittilsynet (Norway) | 13/08/2008 |
| Summit Capital Management Commission Bancaire, Financier et des Assurances (Belgium) | CBFA (Belgium) | 12/08/2008 |
| Investment Solutions Ltd (Agiou Konstantinou 40, Maroussi, Athens) and its manager Mr. Christos Stergiou | Hellenic Capital Market Commission (Greece) | 05/08/2008 |
| BAC MINING SOUTH AFRICA FUND, BAC SOLAR, BAC AFRICA NATURAL RESOURCES and BAC HYDROGEN managed by the Swiss management company BEST ASSET CLASS AG (BAC) | Hellenic Capital Market Commission (Greece) | 05/08/2008 |
| Akeman Capital (aka Akeman Allan Capital) | CNMV (Spain) | 28/07/2008 |
| Centurion Capital International, Inc | Finansinspektionen (Sweden) | 23/07/2008 |
| Tribu International Invest SL | CNMV (Spain) | 22/07/2008 |
| Kimura Financial | Finanstilsynet (Denmark) | 14/07/2008 |
| Royal Assets and Research | CBFA (Belgium) | 04/07/2008 |
| Richmond Capital Management | Finansinspektionen (Sweden) | 04/07/2008 |
| Reynolds Group Limited | Finansinspektionen (Sweden) | 04/07/2008 |
| First Prime Group | Finansinspektionen (Sweden) | 04/07/2008 |
| Dauphin Asset Europe | Finansinspektionen (Sweden) | 04/07/2008 |
| Avery Kingston Capital | Finansinspektionen (Sweden) | 04/07/2008 |
| Blue Bayou Prospect Management | Finansinspektionen (Sweden) | 30/06/2008 |
| Bullman Asset Management | Finansinspektionen (Sweden) | 30/06/2008 |
| Wilkin and Associates Inc. | SFC (Hong Kong) | 20/06/2008 |
| Hannover Sterling Ltd | Finansinspektionen (Sweden) | 17/06/2008 |
| Bayside Equity Group | Finansinspektionen (Sweden) | 13/06/2008 |
| Bull & Bear Advisory | IFSRA (Ireland) | 11/06/2008 |
| Evolution Market Group Inc., ( trading as Finanzas Forex) | AMF (France) | 06/06/2008 |
| Capital Access Limited | Finansinspektionen (Sweden) | 30/05/2008 |
| Future Trading Club | Finansinspektionen (Sweden) | 23/05/2008 |
| Strategic Capital Partners | CBFA (Belgium) | 22/05/2008 |
| AB Hutton Global Holdings | CySEC (Cyprus) | 19/05/2008 |
| Coleman, Peterson & Associates | Finansinspektionen (Sweden) | 14/05/2008 |
| Scandinavian Trade | Finansinspektionen (Sweden) | 14/05/2008 |
See also
Unauthorised firms / individuals
This lists the names of some firms and/or individuals who are not approved or authorised by the FSA to conduct regulated activities.
Unauthorised overseas firms operating in the UK
This list contains the names of unauthorised overseas firms known to be, or to have been, targeting UK investors.
Unauthorised internet banks
This list contains the names of entities promoting themselves over the internet and purporting to be banks and/or offering banking-type services, however none are authorised by the FSA.