Wholesale Small Firms' Briefings
January 2009
Aim
Following the success of our inaugural conference specifically designed for Wholesale smaller firms, and as part of our strategy of engaging with and increasing the compliance of these firms we are delighted to repeat the event.
This year we will be making the event more granular by hosting four tailored briefings at Canary Wharf, each with a focus on a sub sector of firms.
Each briefing will feature relevant presentations from areas of the FSA such as Supervision, Markets, Policy, Financial Crime and Enforcement. Content will include:
- risks to the sectors and and current issues
- feedback from our visits and thematic work
- our expectations of firms going forward
This is a good opportunity to meet and ask questions of the Wholesale Small Firms team and other FSA staff.
Who Should Attend?
Wholesale smaller firms namely:
- Investment Managers
- Corporate Finance Firms
Dates, audience and location
| Date | Audience | Location |
|---|---|---|
| Wednesday 14 January | Investment Managers | Canary Wharf, Financial Services Authority |
Timings
09:00 - Registration and refreshments
09:30 - Start
11:30 - Close
Other information
Delegate fee: £65 VAT exempt To book a place at this briefing please complete the form below and fax it to Cristina Gaitens on 020 7066 9027 or by email cristina.gaitens@fsa.gov.uk.
Booking form [PDF]
Terms and conditions apply.