• About the FSA
  • Who are we
    • The Board
      • Board Committees
        • Regulatory Decisions Committee (RDC)
          • Regulatory Decisions Committee members
          • FAQ's - how the Committee works

 

Our board set up the Regulatory Decisions Committee because the Financial Services and Markets Act (FSMA) requires the investigation and recommendation functions to be carried out separately from the taking of decisions and issuing of statutory notices.

The RDC takes those enforcement, authorisation and supervisory decisions that are of material significance for the firms and individuals concerned. The RDC is a Committee of the FSA board and reports directly to the board. The board appointed the RDC chairman and members, who represent the public interest and are drawn from practitioners and non-practitioners.

• List of members - including brief biographies
• Statistics of RDC activity [ PDF ]
• The nature and procedure of the RDC