International & EU

 

Here we focus on some of the key topics within MiFID and gathers together the information on them so they are all in one place. Click on the topic you want to view.

Best execution

Client categorisation

Investment research

Conflicts of interest

Outsourcing

We have developed series of case studies to help firms understand the implications of the new COBS rules and principles-based regulation. Please visit our COBS pages for more information.

Contact

Contact

If you have a query on specific requirements in the Handbook, or MiFID implementation, please your contact your Supervisor or the Firms Contact Centre:

Tel: 0845 606 9966
Fax: 020 7066 0991
Email: fcc@fsa.gov.uk

Alternatively, our COBS and Transaction Reporting Policy Teams are on hand to help at COBS@fsa.gov.uk and tmu@fsa.gov.uk respectively.