We have produced a factsheet which contains help and information for financial advisers who wish to continue to advise their clients who live in Europe after 1 November 2007.
This page contains links to FSA documents relating to the Markets in Financial Instruments Directive (MiFID). There are also links to material published on other websites in relation to MiFID.
To help you find what you need quickly, try our new key topics pages.
CP06/20: Financial promotion and other communications - Including draft Handbook text for NEWCOB 4 and 5
October 2006
CP06/19: Reforming Conduct of Business Regulation - Including proposals for implementing relevant provisions of the Markets in Financial Instruments Directive, and related changes to SYSC, DISP, TC, SUP and other Handbook modules.
CP06/14: Implementing MiFID for firms and markets
This included Annex 5 Handbook text and Addendum to CP06/14 on Capital/Professional Indemnity Insurance (PII) requirements.
July 2006
CP06/9: Organisational systems and controls: common platform for firms
May 2006
DP06/3: Implementing MiFID's best execution requirements
The European Commission are holding Transposition meetings to discuss aspects of the Level 1 text with Member States. Minutes of these meetings will shortly be available on the European Commission website
April 2004
Level 2
Commission Regulation implementing Directive 2004/39/EC of the European Parliament and of the Council
September 2006
Commission Directive implementing Directive 2004/39/EC of the European Parliament and of the Council
