| Date |
Type |
Subject |
| 25 May 2012 |
Handbook Development Newsletter |
Policy development (issue 147) [PDF] |
| 25 May 2012 |
Policy Statement |
UK implementation of Amending Directive 2010/73/EU – Simplifying the EU Prospectus and Transparency Directives |
| 21 May 2012 |
Press Release |
Tribunal upholds FSA decision to ban and fine former UBS advisers £1.3m for not being fit and proper in relation to an unauthorised trading scheme |
| 18 May 2012 |
Final Notice |
Carousel Finance Limited [PDF] |
| 17 May 2012 |
Occasional paper |
Measuring the impact of prudential policy on the macroeconomy [PDF] |
| 16 May 2012 |
Guidance Notes |
FG12/14: Transaction reporting of strategy trades |
| 16 May 2012 |
Press Release |
FSA decides to ban BGC senior executive Anthony Verrier |
| 16 May 2012 |
Final Notice |
Fawad Afzal Choudhry [PDF] |
| 15 May 2012 |
Press Release |
FSA fines Habib Bank AG Zurich £525,000 and money laundering reporting officer £17,500 for anti-money laundering control failings |
| 15 May 2012 |
Speech |
Solvency II and the London Market |
| 14 May 2012 |
Guidance Notes |
FG12/13: Guidance on the practice of ‘Payment for Order Flow' |
| 11 May 2012 |
Press Release |
FSA fines and bans Scottish broker £335,204 for insurance fraud and bans and censures his wife |
| 11 May 2012 |
Corporate |
Framework Memorandum of Understanding between regulators of Multi-Disciplinary Practices [PDF] |
| 10 May 2012 |
Firm News |
Call for customers of Castle Personal Insurance Brokers |
| 10 May 2012 |
Press Release |
FSA fines Martin Currie £3.5 million for failing to manage a conflict of interests between clients |
| 10 May 2012 |
Press Release |
FSA publishes Recovery and Resolution Plan (RRP) update |
| 10 May 2012 |
Press Release |
Martin Wheatley addresses the Building Societies Association’s Annual Conference |
| 10 May 2012 |
Final Notice |
Mortgages UK 1970 [PDF] |
| 10 May 2012 |
Final Notice |
Paulo Monteiro trading as Bunn & Co [PDF] |
| 10 May 2012 |
Feedback Statement |
Recovery and Resolution Plans |
| 09 May 2012 |
Speech |
Building Societies Association annual conference |
| 09 May 2012 |
Final Notice |
Syed Zaidi [PDF] |
| 08 May 2012 |
Press Release |
FSA bans executive chairman of wholesale insurer and imposes fines of almost £3.5million on the firm |
| 08 May 2012 |
Handbook Release |
Handbook Release 125 |
| 08 May 2012 |
Press Release |
Insider dealer ordered to pay £570,000 in confiscation |
| 08 May 2012 |
Final Notice |
Mitsui Sumitomo Insurance Company (Europe) Ltd [PDF] |
| 08 May 2012 |
Final Notice |
Yohichi Kumagai [PDF] |
| 04 May 2012 |
Final Notice |
Habib Bank AG Zurich [PDF] |
| 04 May 2012 |
Final Notice |
Mr Syed Itrat Hussain [PDF] |
| 04 May 2012 |
Press Release |
Rebuilding trust and confidence |
| 04 May 2012 |
Speech |
Rebuilding trust and confidence in banks and bankers |
| 03 May 2012 |
Final Notice |
Clive Herbert Danby Heaps trading as Danby-Heaps Insurance Brokers [PDF] |
| 03 May 2012 |
Press Release |
FSA fines car supermarket for PPI sales monitoring failings |
| 03 May 2012 |
Final Notice |
Rajendra Patel trading as R.J. Insurance Brokers [PDF] |
| 03 May 2012 |
Final Notice |
Steven Toole [PDF] |
| 02 May 2012 |
Final Notice |
Martin Currie Investment Management Limited (“MCIML”) and Martin Currie Inc (“MCI”) [PDF] |
| 01 May 2012 |
Press Release |
FSA fines Christchurch Investment Management Limited and compliance officer for client money breaches |
| 30 Apr 2012 |
Consultation Paper |
Consumer redress scheme in respect of unsuitable advice to invest in Arch cru funds |
| 30 Apr 2012 |
Press Release |
FSA launches redress scheme consultation for Arch cru investors |
| 30 Apr 2012 |
Press Release |
FSA secures four and a half year jail sentence for man convicted of laundering boiler room funds |
| 30 Apr 2012 |
Newsletter |
Retail Distribution Review (RDR) Newsletter - Issue 5 [PDF] |
| 27 Apr 2012 |
Speech |
Basel III – the big issues |
| 27 Apr 2012 |
Press Release |
FSA publishes new rules to ensure pension transfers are suitable for scheme members |
| 27 Apr 2012 |
Speech |
Financial risk and regulation: do we need more Europe or less? |
| 27 Apr 2012 |
Handbook Notice |
Handbook notice 119 [PDF] |
| 27 Apr 2012 |
Policy Statement |
Pension transfer value analysis assumptions |
| 27 Apr 2012 |
Handbook Development Newsletter |
Policy development (issue 146) [PDF] |
| 27 Apr 2012 |
Policy Statement |
Regulatory Prudent Valuation Return |
| 27 Apr 2012 |
Newsletter |
Smaller Wholesale Insurance Intermediaries Newsletter - Issue 8 [PDF] |
| 26 Apr 2012 |
Final Notice |
Derek William Wright [PDF] |
| 26 Apr 2012 |
Final Notice |
Exillon Energy Ltd [PDF] |
| 26 Apr 2012 |
Press Release |
Exillon Energy plc fined £292,950 for listing rule breaches |
| 26 Apr 2012 |
Speech |
Liquidity and the regulation of markets |
| 25 Apr 2012 |
Guidance Notes |
FG12/12: Traded Life Policy Investments (TLPIs) |
| 25 Apr 2012 |
Press Release |
FSA confirms traded life policy investments should not generally be promoted to UK investors |
| 25 Apr 2012 |
Final Notice |
Stuart Unwin [PDF] |
| 24 Apr 2012 |
Press Release |
FSA contacts more than 75,000 people to warn them they are being targeted by financial conmen |
| 24 Apr 2012 |
Consultation Paper |
Changes to the Training and Competence (TC) Sourcebook |
| 24 Apr 2012 |
Speech |
Delivering effective corporate governance: the financial regulators role |
| 24 Apr 2012 |
Press Release |
Delivering effective corporate governance: the financial regulator’s role |
| 23 Apr 2012 |
Final Notice |
Equifund Limited [PDF] |
| 23 Apr 2012 |
Miscellaneous |
FSA factsheet for Investment advisers - Exchange Traded Products (ETPs) [PDF] |
| 23 Apr 2012 |
Statement |
Mr John Pottage |
| 20 Apr 2012 |
Miscellaneous |
ESMA Guidelines on systems and controls in an automated trading environment for trading platforms, investment firms and competent authorities (24 February 2012 | ESMA/2012/122 (EN) [PDF] |
| 19 Apr 2012 |
Speech |
Securitisation, shadow banking and the value of financial innovation |
| 19 Apr 2012 |
Speech |
The new approach to insurance regulation and the implementation of Solvency II |
| 18 Apr 2012 |
Speech |
Conduct supervision and the move towards the FCA |
| 17 Apr 2012 |
Final Notice |
Artif Reyaz trading as Insurepay [PDF] |
| 17 Apr 2012 |
Final Notice |
Chris John Wilkins trading as Mortgage Resolutions [PDF] |
| 17 Apr 2012 |
Press Release |
FSA statistics show boiler room fraudsters are making greater efforts to con consumers - but having less success |
| 17 Apr 2012 |
Speech |
Getting ready for the Retail Distribution Review (RDR) |
| 16 Apr 2012 |
Handbook Release |
Handbook Release 124 |
| 16 Apr 2012 |
Final Notice |
Michael Patrick Powley [PDF] |
| 16 Apr 2012 |
Final Notice |
P McNulty & Sons [PDF] |
| 10 Apr 2012 |
Miscellaneous |
Rates of return for FSA prescribed projections [PDF] |
| 05 Apr 2012 |
Miscellaneous |
RDR Consumer Guide: Changes to the way you get financial advice [PDF] |
| 04 Apr 2012 |
Guidance Notes |
Assessing suitability: Replacement business and centralised investment propositions |
| 04 Apr 2012 |
Firm News |
Customers of Paul Cable to check insurance policies |
| 04 Apr 2012 |
First Supervisory notice |
Wood Financial Management Limited [PDF] |
| 03 Apr 2012 |
Press Release |
FSA decides to fine Ian Hannam Chairman of Capital Markets at J P Morgan Cazenove for market abuse |
| 03 Apr 2012 |
Press Release |
One arrested as FSA continues to clamp down on unauthorised business |
| 02 Apr 2012 |
Firm News |
MF Global investors – your questions answered |
| 31 Mar 2012 |
Miscellaneous |
31 March 2012 [PDF] |
| 30 Mar 2012 |
Guidance Notes |
FG12/11: Financial Promotions, Fund Performance and Image Advertising / Advertising ISAs & Adverts for Investment Professionals |
| 30 Mar 2012 |
Handbook Development Newsletter |
Policy development (issue 145) [PDF] |
| 29 Mar 2012 |
Guidance Notes |
Anti-bribery and corruption systems and controls: Proposed guidance and amendments to 'Financial crime: a guide for firms' |
| 29 Mar 2012 |
Final Notice |
Christchurch Investment Management Limited [PDF] |
| 29 Mar 2012 |
Guidance Notes |
FG12/10: Simplified advice |
| 29 Mar 2012 |
Press Release |
FSA review into anti-bribery and corruption systems and controls in investment banks and proposed new guidance for all firms |
| 29 Mar 2012 |
Final Notice |
Mr David Gerrard Thornberry [PDF] |
| 28 Mar 2012 |
Final Notice |
Cattles Ltd [PDF] |
| 28 Mar 2012 |
Press Release |
FSA bans and fines directors a total of £600,000 for publishing misleading information about Cattles plc |
| 28 Mar 2012 |
Final Notice |
James Joseph Corr [PDF] |
| 28 Mar 2012 |
Decision notice |
Mr Anthony Verrier [PDF] |
| 28 Mar 2012 |
Final Notice |
Peter Douglas Miller [PDF] |
| 28 Mar 2012 |
Final Notice |
Welcome Financial Services Limited [PDF] |
| 27 Mar 2012 |
Consultation Paper |
Financial Services Compensation Scheme: changes to the Compensation sourcebook |
| 27 Mar 2012 |
Final Notice |
Gareth Flanagan, GMF Marketing Services Limited [PDF] |
| 27 Mar 2012 |
Firm News |
News for HD SIPP members and investors in Arck and Joyston |
| 26 Mar 2012 |
Press Release |
Coutts fined £8.75 million for anti-money laundering control failings |
| 26 Mar 2012 |
Press Release |
FSA publicly censures two Glasgow credit unions |
| 26 Mar 2012 |
Policy Statement |
The CASS Resolution Pack |
| 23 Mar 2012 |
Final Notice |
Coutts & Company [PDF] |
| 23 Mar 2012 |
Guidance Notes |
FG12/09: Retail Product Development and Governance – Structured Product Review |
| 22 Mar 2012 |
Business Plan |
Business Plan 2012/13 |
| 22 Mar 2012 |
Policy Statement |
Distribution of retail investments: RDR Adviser Charging and Solvency II disclosures - feedback to CP11/25 and final Adviser Charging rules |
| 22 Mar 2012 |
Press Release |
FSA publishes Business Plan for 2012/13 |
| 22 Mar 2012 |
Supervisory Notice |
HD Administrators LLP [PDF] |
| 22 Mar 2012 |
Handbook Notice |
Handbook notice 118 [PDF] |
| 22 Mar 2012 |
Final Notice |
Pollok Credit Union Limited (“PCU”) [PDF] |
| 21 Mar 2012 |
Press Release |
FSA secures £32 million High Court judgment against three land banks but victims are unlikely to get their money back |
| 21 Mar 2012 |
Newsletter |
Primary Market Bulletin Issue 1 [PDF] |
| 21 Mar 2012 |
Speech |
Unfair contract terms – ensuring a fair deal for consumers |
| 20 Mar 2012 |
Final Notice |
Martin Russell Lafrance [PDF] |
| 19 Mar 2012 |
Firm News |
News for WorldSpreads Customers |
| 19 Mar 2012 |
Firm News |
News for investors about Rockingham’s liquidation |
| 18 Mar 2012 |
Press Release |
WorldSpreads Limited enters Special Administration Regime |
| 16 Mar 2012 |
Final Notice |
David J Sime [PDF] |
| 16 Mar 2012 |
Final Notice |
Elmswood EU Ltd [PDF] |
| 16 Mar 2012 |
Press Release |
FSA chief executive to leave organisation at the end of June |
| 15 Mar 2012 |
Consultation Paper |
Regulating bidding for Emissions Allowances under Phase Three of the EU Emissions Trading Scheme (ETS) |
| 15 Mar 2012 |
Corporate |
Retail Conduct Risk Outlook 2012 [PDF] |
| 15 Mar 2012 |
Miscellaneous |
Undertaking from the Cheshire Mortgage Corporation Limited [PDF] |
| 14 Mar 2012 |
Application Refusals |
Complete Cover Limited [PDF] |
| 14 Mar 2012 |
Approved person refusal |
Mohamed Arfaan Mughal [PDF] |
| 14 Mar 2012 |
Speech |
Shadow Banking and Financial Instability |
| 14 Mar 2012 |
Press Release |
Shadow Banking and Financial Instability: Lord Turner speech to the CASS Business School |
| 13 Mar 2012 |
Speech |
Euroclear Central Bank Conference on Financial Stability |
| 13 Mar 2012 |
Press Release |
FSA publishes an analysis of the main risks facing consumers |
| 13 Mar 2012 |
Press Release |
Head of European Credit Sales at Credit Suisse fined £210,000 for improper market conduct, disclosing client confidential information and exhibiting a lack of skill, care and diligence |
| 13 Mar 2012 |
Final Notice |
Nicholas James Kyprios [PDF] |
| 09 Mar 2012 |
Press Release |
FSA publishes censure against Bank of Scotland plc in respect of failings within its Corporate Division between January 2006 and December 2008 |
| 09 Mar 2012 |
Final Notice |
Bank of Scotland Plc [PDF] |
| 09 Mar 2012 |
Handbook Release |
Handbook Release 123 |
| 09 Mar 2012 |
Final Notice |
Lawford Finance UK Limited [PDF] |
| 09 Mar 2012 |
Supervisory Notice |
Pallister Credit Union Limited [PDF] |
| 09 Mar 2012 |
Press Release |
Pritchard Stockbrokers Ltd enters Special Administration Regime |
| 08 Mar 2012 |
Press Release |
FSA bans and fines former Royal Liver Assurance FD George McGregor £109,000 |
| 08 Mar 2012 |
Final Notice |
Mr George McGregor [PDF] |
| 07 Mar 2012 |
Policy Statement |
Protecting with-profits policyholders |
| 07 Mar 2012 |
Miscellaneous |
availability-reference-data-text.pdf [PDF] |
| 06 Mar 2012 |
Final Notice |
Basharat Hussain [PDF] |
| 06 Mar 2012 |
Guidance Notes |
FG12/08: Thematic Overview: Regulated Covered Bond Regime |
| 06 Mar 2012 |
Press Release |
FSA publishes guidance consultation to help firms provide redress to victims of PPI mis-selling |
| 06 Mar 2012 |
Guidance Notes |
Payment protection insurance customer contact letters |
| 06 Mar 2012 |
Consultation Paper |
Quarterly consultation paper No.32 |
| 02 Mar 2012 |
Final Notice |
Malcolm Thomas Shapcott trading as Independent Solutions [PDF] |
| 02 Mar 2012 |
Corporate |
Memorandum of understanding between FSA and Department of Enterprise, Trade and Investment in Northern Ireland [PDF] |
| 02 Mar 2012 |
Final Notice |
Philip Bealing [PDF] |
| 01 Mar 2012 |
Final Notice |
Alasdair Samuel Munro [PDF] |
| 01 Mar 2012 |
Guidance Notes |
FG12/07: Transaction Reporting User Pack (TRUP) |
| 01 Mar 2012 |
Final Notice |
Paul William Tonks trading as Paul Tonks Mortgage Sourcing [PDF] |
| 01 Mar 2012 |
Press Release |
Three arrested in FSA insider dealing investigation |
| 29 Feb 2012 |
Guidance Notes |
FG12/06: Collateral upgrade transactions (includes liquidity swaps) |
| 29 Feb 2012 |
Miscellaneous |
Undertaking: AXA Insurance UK plc [PDF] |
| 28 Feb 2012 |
Press Release |
FSA publishes proposals to change the way pension transfer values are calculated |
| 28 Feb 2012 |
Consultation Paper |
Pension Transfer Value Analysis Assumptions |
| 27 Feb 2012 |
Firm News |
CPP to review direct sales of protection products |
| 27 Feb 2012 |
Policy Statement |
Distribution of retail investments: RDR Adviser Charging – treatment of legacy assets |
| 27 Feb 2012 |
Guidance Notes |
FG12/04: Distributor-influenced funds |
| 27 Feb 2012 |
Guidance Notes |
FG12/05: Top questions asked at the RDR roadshows |
| 27 Feb 2012 |
Handbook Notice |
Handbook notice 117 [PDF] |
| 27 Feb 2012 |
Decision notice |
Ian Charles Hannam [PDF] |
| 27 Feb 2012 |
Guidance Notes |
Independent and restricted advice |
| 27 Feb 2012 |
Newsletter |
Retail Distribution Review (RDR) Newsletter - Issue 4 [PDF] |
| 27 Feb 2012 |
Speech |
Solvency II implementation update |
| 27 Feb 2012 |
Final Notice |
The Portobello Partnership [PDF] |
| 27 Feb 2012 |
Speech |
The Solvency II Policy Landscape |
| 24 Feb 2012 |
Final Notice |
Khuram Ayub [PDF] |
| 24 Feb 2012 |
Handbook Development Newsletter |
Policy development (issue 144) [PDF] |
| 23 Feb 2012 |
Speech |
An update on the FSA’s investigations and enforcement regime |
| 23 Feb 2012 |
Corporate |
Board Summary Minutes [PDF] |
| 21 Feb 2012 |
Press Release |
FSA obtains interim injunction to halt unauthorised deposit-taker |
| 20 Feb 2012 |
Statement |
FSA announcement relating to suspension of shares by CPP Group Ltd |
| 20 Feb 2012 |
Final Notice |
Duncan Brown & Co LLP [PDF] |
| 20 Feb 2012 |
Press Release |
Santander fined £1.5 million for failing to clarify FSCS cover on structured products |
| 20 Feb 2012 |
Final Notice |
Stone Futures Limited [PDF] |
| 17 Feb 2012 |
Press Release |
FSA secures €77,000 for victims of boiler room fraud |
| 16 Feb 2012 |
Press Release |
Former corporate broker at Merrill Lynch fined £350,000 for disclosing inside information |
| 16 Feb 2012 |
Press Release |
Further arrest in FSA and SOCA insider dealing investigation |
| 16 Feb 2012 |
Final Notice |
Santander UK PLC (“Santander”) [PDF] |
| 15 Feb 2012 |
Final Notice |
Andrew Osborne [PDF] |
| 15 Feb 2012 |
Final Notice |
David Einhorn [PDF] |
| 15 Feb 2012 |
Press Release |
FSA managing director, Margaret Cole, to leave this year |
| 15 Feb 2012 |
Final Notice |
Greenlight Capital Inc [PDF] |
| 15 Feb 2012 |
Firm News |
Information for investors with Pritchard Stockbrokers Limited |
| 13 Feb 2012 |
Final Notice |
Topps Rogers Financial Management [PDF] |
| 10 Feb 2012 |
Supervisory Notice |
Pritchard Stockbrokers Limited [PDF] |
| 09 Feb 2012 |
Final Notice |
Donald McKee Morgan [PDF] |
| 09 Feb 2012 |
Supervisory Notice |
Equifund Limited [PDF] |
| 09 Feb 2012 |
Final Notice |
Janet Elizabeth Morgan [PDF] |
| 09 Feb 2012 |
Final Notice |
Sagarmatha Services Limited [PDF] |
| 08 Feb 2012 |
Newsletter |
General Insurance newsletter - Issue 7 [PDF] |
| 08 Feb 2012 |
Newsletter |
Life Insurance Newsletter - Issue 7 [PDF] |
| 07 Feb 2012 |
Handbook Release |
Handbook Release 122 |
| 07 Feb 2012 |
Speech |
Update on the regulatory reform programme & European issues |
| 06 Feb 2012 |
Press Release |
Delivering a twin peaks regulatory model within the FSA |
| 06 Feb 2012 |
Speech |
Delivering ‘twin peaks’ within the FSA |
| 06 Feb 2012 |
Corporate |
Memorandum of understanding between the Financial Services Authority and the Institute and Faculty of Actuaries [PDF] |
| 06 Feb 2012 |
Dear CEO Letter |
Update on the transition to the new regulatory structure: implementing ‘twin peaks’ within the FSA [PDF] |
| 03 Feb 2012 |
Statement |
FSA Statement relating to commencement of Enforcement action against UBS AG |
| 03 Feb 2012 |
Press Release |
FSA review into sale and rent back finds widespread poor practice and sees market temporarily closed |
| 03 Feb 2012 |
Guidance Notes |
Sale and Rent Back Review 2011 |
| 02 Feb 2012 |
Consumer Research paper |
Consumer awareness of the FSA and financial regulation 2011 Report [PDF] |
| 02 Feb 2012 |
Press Release |
FSA announces annual funding requirement for 2012/13 |
| 02 Feb 2012 |
Consultation Paper |
Regulated fees and levies: Rates proposals 2012/13 |
| 01 Feb 2012 |
Miscellaneous |
cuvalidation.pdf [PDF] |
| 01 Feb 2012 |
Newsletter |
PS11/18 Newsletter [PDF] |
| 01 Feb 2012 |
Handbook Release |
Handbook Release 121 |
| 31 Jan 2012 |
Guidance Notes |
FG12/03: FSA reviews of counterparty credit risk management by central counterparties [PDF] |
| 31 Jan 2012 |
Press Release |
FSA bans and fines former JC Flowers UK CEO Ravi Sinha £2.86m for fraudulent invoicing scheme |
| 31 Jan 2012 |
Final Notice |
Ravi Shankar Sinha [PDF] |
| 30 Jan 2012 |
Guidance Notes |
FG12/02: Unfair contract terms: improving standards in consumer contracts [PDF] |
| 30 Jan 2012 |
Press Release |
FSA announces a new investment banking senior advisor |
| 30 Jan 2012 |
Speech |
MiFID II: A Regulator’s viewpoint |
| 27 Jan 2012 |
Press Release |
Former compliance officer at Greenlight Capital and JP Morgan Cazenove trader fined |
| 27 Jan 2012 |
Final Notice |
Mark Joseph Laurenti [PDF] |
| 27 Jan 2012 |
Handbook Development Newsletter |
Policy development (issue 143) [PDF] |
| 26 Jan 2012 |
Final Notice |
Alexander Edward Ten-Holter [PDF] |
| 26 Jan 2012 |
Consultation Paper |
Amendments to the Listing Rules, Prospectus Rules, Disclosure Rules and Transparency Rules |
| 26 Jan 2012 |
Press Release |
FSA consults on changes to the Listing Rules |
| 26 Jan 2012 |
Consultation Paper |
Large Exposures Regime - groups of connected clients and connected counterparties |
| 26 Jan 2012 |
Final Notice |
UK Car Group Limited [PDF] |
| 25 Jan 2012 |
Press Release |
David Einhorn and Greenlight Capital Inc fined £7.2m for trading on inside information in Punch Taverns Plc. |
| 25 Jan 2012 |
Speech |
FCA supervision |
| 25 Jan 2012 |
Speech |
My vision for the FCA |
| 25 Jan 2012 |
Press Release |
New orthodoxy for conduct regulation - fair deal for consumers |
| 25 Jan 2012 |
Guidance Notes |
Proposed guidance on transaction reporting strategy trades |
| 24 Jan 2012 |
Final Notice |
Great Financial Services Limited [PDF] |
| 24 Jan 2012 |
Final Notice |
Speedy INTL Limited [PDF] |
| 23 Jan 2012 |
Discussion Paper |
Implementation of the Alternative Investment Fund Managers Directive |
| 20 Jan 2012 |
Policy Statement |
Client assets sourcebook: Custody liens |
| 20 Jan 2012 |
Handbook Notice |
Handbook notice 116 [PDF] |
| 20 Jan 2012 |
Decision notice |
Scott Briscoe Limited [PDF] |
| 20 Jan 2012 |
Decision notice |
Sidney Cordle [PDF] |
| 19 Jan 2012 |
Corporate |
Board Summary Minutes [PDF] |
| 18 Jan 2012 |
Press Release |
FSA imposes £2.17 million fine for failure by Direct Line and Churchill to conduct their businesses with due skill, care and diligence |
| 18 Jan 2012 |
Decision notice |
John Blake [PDF] |
| 17 Jan 2012 |
Final Notice |
Mr Mukhtar Khan trading as United Finance and Insurance Services [PDF] |
| 17 Jan 2012 |
Final Notice |
UK Insurance Limited [PDF] |
| 17 Jan 2012 |
Miscellaneous |
Undertaking from National House-Building Council [PDF] |
| 15 Jan 2012 |
Firm News |
Call to customers of Aston Midshires Insurance |
| 13 Jan 2012 |
Policy Statement |
Auctioning of greenhouse gas emission allowances: Feedback to CP11/14 |
| 12 Jan 2012 |
Decision notice |
David Einhorn [PDF] |
| 12 Jan 2012 |
Decision notice |
Greenlight Capital Inc. [PDF] |
| 11 Jan 2012 |
Press Release |
Richard Joseph charged with insider dealing |
| 09 Jan 2012 |
Press Release |
FSA appoints new Board Chairman for Financial Services Compensation Scheme |
| 06 Jan 2012 |
Final Notice |
Karamat Ali [PDF] |
| 05 Jan 2012 |
Final Notice |
Akhtar Mahmood trading as AM & Sons Money Exchange [PDF] |
| 05 Jan 2012 |
Final Notice |
Kumarans Silk Limited [PDF] |
| 05 Jan 2012 |
Final Notice |
Sardar Agha [PDF] |
| 05 Jan 2012 |
Final Notice |
Shettleston and Tollcross Credit Union Limited (“STCU”) [PDF] |
| 05 Jan 2012 |
Final Notice |
Sohail Anjum [PDF] |
