2008 2007 2006 2005 2004 2003 2002 2001 2000 1999 1998 1997 1996 1995 1994

Date Type Subject
28 August Press release FSA consults on Payment Services Directive Handbook changes
28 August Consultation paper Implementation of the Payment Services Directive – changes to the FSA Handbook
27 August Final notice Ali Baig trading as Ali & Sons Mortgage Management and Estates [PDF]
27 August Handbook publication Handbook Development (Issue 102) [ PDF ]
21 August Final notice Leybridge Limited [PDF]
21 August Handbook publication Handbook Notice 80 [PDF]
21 August Press release FSA fines five motor dealers for PPI failings
21 August Final notice Park’s of Hamilton (Holdings) Limited [PDF]
21 August Final notice Ringways Garages (Leeds) Limited & Ringways Garages (Doncaster) Limited [PDF]
21 August Final notice George White Motors Limited [PDF]
21 August Final notice GK Group Limited [PDF]
20 August Press release FSA bans financial adviser for pension transfers failings
20 August Final notice Darrell Mark Eaden [PDF]
20 August Final notice Comline Group Limited [PDF]
20 August Dear CEO letter Valuation and Product Control [PDF]
19 August Press release FSA issues alert about investor scam
13 August Press release FSA puts a stop to illegal UK based share scheme
13 August Occasional paper A Multiple Period Gaussian Jump to Default Risk Model [ PDF ]
13 August Press release FSA fines Credit Suisse £5.6m for systems and controls failings
13 August Final notice Credit Suisse International and Credit Suisse Securities (Europe) Limited (the "UK operations of Credit Suisse") [PDF]
12 August Press release FSA bans Doncaster mortgage broker for involvement in fraud
12 August Final notice Lada Trade Centre Limited [PDF]
11 August Final notice William Hawkins trading as William Hawkins Independent Mortgage Advice [PDF]
11 August Final notice Orchard House Mortgages Limited [PDF]
11 August Final notice Ian Stuart James [PDF]
11 August Final notice Nicola Jane James [PDF]
11 August Press release FSA bans and fines mortgage broker £100,000 for mortgage fraud
8 August Final notice Omotayo Fawole [PDF]
8 August Final notice Oasis Mortgages and Financial Services Limited [PDF]
8 August Press release Investors to get money back from celebrity-endorsed betting syndicate
7 August Press release FSA announces change to RDR timetable
7 August Report Management Information project - Key findings report [PDF]
7 August Newsletter Credit Union Newsletter - Issue 8 [PDF]
5 August Press release FSA reiterates call for firms to treat customers fairly in current market conditions
5 August Undetaking Undertaking: In Retirement Services (Reversions) Ltd [PDF]
4 August Final notice Rainbow Financial Services [PDF]
4 August Final notice David Wilson [PDF]
4 August Statement Equitable Life - Report by the Parliamentary Commissioner for Administration
1 August Final notice Woodsidecars.com Limited [PDF]
1 August Final notice Greenfield Financial Management LP [PDF]
1 August Final notice Gillian Coburn [PDF]
1 August Final notice Barry Coburn [PDF]
1 August First supervisory notice Peter Richard Hilder trading as Savings Assured Mortgages [PDF]
1 August Press release FSA concludes HBOS rumours investigation
31 July Press release FSA provides preliminary view of Aviva’s proposed reattribution offer
30 July Press release Liverpool Victoria Banking Services to pay £840,000 fine plus compensation to PPI customers following FSA investigation
30 July Newsletter Life Insurance Newsletter - Issue 13 [ PDF ]
30 July Newsletter General Insurance Newsletter - Issue 15 [ PDF ]
29 July Final notice Liverpool Victoria Banking Services Limited [PDF]
29 July Press release Arrests made in major FSA insider dealing investigation
28 July Press release FSA appoints Jon Pain as Managing Director, Retail Markets
28 July Press release FSA fines Hastings £735,000 for not treating customers fairly
25 July Final notice Mr Rod Allcock trading as Rod Allcock Insurance Services [ PDF ]
25 July Policy statement PS08/08: Financial Services Compensation Scheme: EEA branches of UK insurers - feedback on CP08/9 and final rules
25 July Handbook publication Handbook Development Newsletter (Issue 101) [ PDF ]
25 July Handbook publication Handbook Notice 79 [PDF]
25 July Press release FSA to simplify guidance on investment disclosure
25 July Policy statement PS08/07: Simplifying Disclosure: Information about services and costs
25 July Miscellaneous A statement regarding terms which use the phrase 'consequential loss' in general insurance contracts [PDF]
25 July Final notice Mr Rod Allcock trading as Rod Allcock Insurance Services [PDF]
24 July First supervisory notice Delroy Anglin [PDF]
24 July Final notice Graham John Cole [ PDF ]
24 July Final notice Allegiance Mortgages Limited [ PDF ]
24 July Final notice Hastings Insurance Services Limited [ PDF ]
24 July Press release Insider dealing: Financial Services Authority prosecutes Mr Malcolm Calvert
24 July Speech by Hector Sants CEO's speech at the FSA Annual Public Meeting
23 July Press release FSA welcomes Government proposals on credit unions and announces plans to toughen regulatory policy
23 July Press release FSA fines PMSG Insurance Services Ltd £35,000 and withdraws approval for its compliance officer for mortgage advice breaches
22 July Joint supplementary document Financial stability and depositor protection: special resolution regime [PDF]
A joint supplementary technical document, with H M Treasury and the Bank of England, explaining in greater detail how we propose the Special Resolution Regime (SRR) for failing banks will work, including draft legislative clauses
21 July Press release Financial Services Authority to consult on changes to the Disclosure and Transparency Rules
21 July Consultation paper CP08/13: Disclosure of liquidity support
21 July Press release FSA grants new waiver to firms on complaints handling
18 July Press release FSA calls Money Guidance 'summit'
17 July Final Notice William John Pirie [PDF]
17 July Final Notice Mandrake Associates Limited [PDF]
16 July Newsletter Capital Markets Bulletin - Issue 3 [PDF]
16 July Press release FSA bans mortgage partners for serious regulatory failures
15 July Final notice Tarlochan Singh (trading as Oceans Mortgages) [PDF]
15 July Final notice Rainbow Insurance Services Limited [PDF]
15 July Final notice Regency Property Solutions Limited [PDF]
15 July Final notice Sean Hamilton trading as Hamilton Cars [PDF]
15 July Final notice GMC Motors Limited [PDF]
15 July Final notice EMC2 Logical Finance Limited [PDF]
15 July Final notice Allclear Finance Limited [PDF]
15 July Final notice Khalack Mohamad Loothfaully trading as KML Mortgage Investment Co. [PDF]
15 July Press release FSA fines a mortgage firm £11,900 and bans adviser in relation to false mortgage applications
14 July Miscellaneous Joint FSA and HMT response to the European Commission's public consultation paper on changes to the decisions establishing CEBS, CEIOPS and CESR
14 July Handbook publication Handbook Release 79
14 July Consumer research Financial Capability: A Behavioural Economics Perspective [PDF]
14 July Consumer research Evidence of impact: An overview of financial education evaluations [PDF]
10 July Final notice PMSG Insurance Services Limited [PDF]
10 July Press release Former broker banned and fined £16,000 for dishonesty and using high pressure sales tactics
9 July Consultation paper Quarterly consultation (No. 17)
9 July Miscellaneous Benefits of Regulation: Effect of Charges Table and Reduction in Yield [PDF]
9 July Press release FSA bans and fines mortgage broker for serious regulatory failures
8 July Final notice Baljit Somal [PDF]
8 July Undertaking Homecare Insurance Limited [PDF]
8 July Press release Companies urged to help protect shareholders from 'boiler room' scams
8 July Leaflet Warning to shareholders - boiler room scams [PDF]
7 July Press release New help for people managing money worries
7 July Press release FSA bans and fines mortgage broker £129,000 for involvement in mortgage fraud
4 July Final notice Sadia Nasir [PDF]
3 July Final notice Robin David Knox [PDF]
3 July Final notice Mortgage and Property Services Limited [PDF]
3 July Final notice Lawrence Morton & Company [PDF]
2 July Press release Contracts for Difference Policy Update
2 July Policy update Policy Update on Disclosure of Contracts for Difference (CfDs) [PDF]
1 July Press release FSA fines IT professional £85,000 for market abuse
1 July Final notice Mr John Shevlin [PDF]
1 July Joint Consultation Financial stability and depositor protection: further consultation [PDF]
A joint consultation document by HM Treasury, the Bank of England and the FSA, which sets out updated proposals for reforms to strengthen the framework for financial stability and depositor protection
1 July Consumer research Consumer awareness of the FSA and financial regulation [PDF]
30 June Press release FSA publishes Annual Report for 2007/08
30 June Corporate publication Annual Report 2007/08
30 June Press release Firms urged to intensify efforts to meet December deadline to consistently treat customers fairly
30 June Miscellaneous Treating customers fairly: Progress update [PDF]
27 June Handbook publication Handbook Development Newsletter (Issue 100) [ PDF ]
27 June Handbook publication Handbook Notice 78 [PDF]
27 June Policy Statement PS08/06: Implementation of the 8th Company Law Directive Feedback on CP07/24 and final rules
26 June Final notice Karen Bone trading as Karnel Management [PDF]
26 June Speech by Thomas Huertas Hybrid Capital
26 June Press release FSA bankrupts 'boiler room' accomplice
24 June First supervisory notice Mr John Garfield Howe trading as Mortgage Force (BS005) [PDF]
23 June Final notice Zaccheus Adebisi Daramola (trading as Zacch Associates Accountancy Service) [PDF]
23 June Final notice The Wealth Partnership Limited [PDF]
23 June Final notice Brad Fisher (trading as The Money Superstore) [PDF]
23 June Final notice Silkwell Agencies Limited [PDF]
23 June Final notice Neil Douglas Penketh (trading as Newton Mortgages) [PDF]
23 June Final notice Michael Stephen Marks (trading as Michael Marks) [PDF]
23 June Press release FSA launches payment protection insurance comparison tables
20 June Approved person refusal John David Bell [PDF]
20 June Speech by Thomas Huertas Competition in Banking: The Role of Orderly Entry and Orderly Exit
20 June Miscellaneous Updated: Short Selling Instrument 2008 - Frequently Asked Questions [PDF]
19 June Miscellaneous Updated: Short Selling Instrument 2008 - issuers in a rights issue period [PDF]
19 June Final notice P&S Motors Limited [PDF]
19 June Newsletter Market Watch Issue 28 [PDF]
18 June Final notice Mvm Motors Limited (In Liquidation) [PDF]
18 June Speech by Margaret Cole How Enforcement makes a difference
17 June Form Short Selling Instrument 2008 - TR3 disclosure form [DOC]
17 June Press release Stockbroking firm fined £77,000 for weak data security controls
17 June Feedback statement FS08/4: Review of the interaction of our solo and group capital requirements - Feedback on DP07/5
13 June Final notice Merchant Securities Group Ltd [PDF]
13 June Final notice Mr Mohammed Atif Mayo [PDF]
13 June Final notice Mr Muhammad Asim Iqbal [PDF]
13 June Final notice OCS Property and Financial Services Limited [PDF]
13 June Final notice Mr Muhammad Adnan Ashraf [PDF]
13 June Press release Financial Services Authority introduces disclosure regime for significant short positions in companies undertaking rights issues
12 June Handbook publication Handbook Release 78
12 June Press release Woolworths fined £350,000 for Disclosure Rule and Listing Principle breaches
11 June Final notice Woolworths Group plc [PDF]
10 June Speech Solvency 2: Key messages for getting the detail right
10 June Speech Regulating financial services in the UK
10 June Press release FSA fines Chepstow mortgage broker for failures relating to self certification mortgages
6 June Final notice Integral Mortgage Consultants Limited [PDF]
6 June UKLA update UKLA update [PDF]
5 June Final notice Andrew Jeffreys trading as Chepstow Financial Services [PDF]
5 June Press Release Update on the thematic review of controls over inside information
5 June Newsletter Market Watch Issue 27 [PDF]
5 June FSA paper Fairness of terms in consumer contracts: a visible factor in firms treating their customers fairly [PDF]
5 June Consumer research paper Fairness of terms in consumer contracts Firms' awareness of and compliance with the Unfair Terms in Consumer Contracts Regulations 1999 [PDF]
4 June Press release Three senior advisors from industry join FSA
4 June Press release FSA seeks to close down UK's largest illegal 'landbanking' scheme
3 June First Supervisory Notice Comline Group Limited [PDF]
3 June Press release FSA consults on change to with-profits rules
3 June Consultation paper CP08/11: With-profits funds - compensation and redress
3 June Miscellaneous Feedback on tripartite consultation document: operation of the Financial Services Compensation Scheme (FSCS) for deposit protection [PDF]
3 June Press release FSA launches 'can do' money website inspired by young adults for young adults
2 June Press release FSA publishes final regulatory fees and levies for 2008/09
30 May Final notice Corporate Insurance Management Limited [PDF]
30 May Final notice City Mortgage and Financial Limited [PDF]
30 May Policy statement PS08/5: Consolidated Policy Statement on our feeraising arrangements and regulatory fees and levies 2008/09 - Including feedback on CP07/19, CP08/2, CP08/7 and 'made rules'
30 May Press release Financial Services Compensation Scheme Board appointments
29 May Final notice Huw Morris trading as Cwrt Garage [PDF]
29 May Press release New FSA travel insurance regulation will protect consumers
29 May Policy Statement Regulating connected travel insurance - Feedback on CP07/22 and final rules
28 May Final notice Trekfree Associates Limited [PDF]
28 May Final notice Erinma Didi Jordan [PDF]
27 May Press release FSA publishes industry feedback on liquidity requirements
27 May Feedback statement Review of the liquidity requirements for banks and buildings societies - Feedback on DP07/7
27 May Press release FSA launches debate on increasing transparency in regulation
27 May Discussion paper DP08/3: Transparency as a Regulatory Tool
27 May Consultation paper CP08/10: Decision Procedure and Penalties manual and Enforcement Guide Review 2008
27 May Miscellaneous Building society statistics for 2007
23 May Press release New Financial Services Consumer Panel Chairman appointed
23 May Final notice Rafiu Adisa Akanbi, trading as Rafin Adisa Akanbi [PDF]
23 May Final notice Rafiu Adisa Akanbi [PDF]
23 May Handbook publication Handbook Notice No.77 [PDF]
23 May Handbook publication Handbook Development Newsletter - Issue 99 [PDF]
22 May Final notice Gerard McStravick, trading as Fast Track Mortgage and Finance Consultants [PDF]
22 May Press release FSA fines three mortgage brokers for poor mortgage sales procedures
22 May Press release Mortgage broker censured for financial promotions and sales-related failings
21 May Final notice Byron Brown [PDF]
21 May Final notice The Millbank Consultancy Ltd [PDF]
21 May Final notice Millbank Mortgages Limited [PDF]
21 May Application refusal

KPI Financial Services Limited ("KPI") [PDF]

21 May Final notice Mortgageland Limited [PDF]
21 May Final notice KPI Financial Services Limited [PDF]
21 May Final notice Mr Mohammad Rana (registered as Countrywide Management Consultancy and trading as Property Compass) [PDF]
21 May Press release FSA fines insurance firm £640,000 for call centre failings
20 May Speech by Hector Sants Recent market events and the FSA's response
20 May Miscellaneous document Delivering better regulatory outcomes - May 2008 update [PDF]
A joint FSA and OFT Action Plan
19 May Final notice UNAT DIRECT Insurance Management Limited (UNAT) [PDF]
19 May Newsletter Credit Union Newsletter - Issue 7 [PDF]
15 May First Supervisory Notice Lada Trade Centre Limited [PDF]
16 May Newsletter Financial Crime Newsletter - Issue 11 [PDF]
15 May Speech by Jonathan Fischel A regulator's view of the current mortgage market
15 May Speech by Sarah Wilson Future of life assurance: Managing risks
15 May Speech by Hector Sants Principles-Based Regulation - Lessons from the Sub-Prime Crisis
15 May Press release FSA fines Thinc Group £900,000 for sub-prime record keeping failings
15 May Final notice Mr Peter Scott, trading as The Mortgage House [PDF]
15 May Final notice Thinc Group Limited [PDF]
15 May Statement Q & A update on PDS Business Finance / Christian Orpin
14 May Undertaking UK Underwriting Limited [PDF]
13 May First supervisory notice Woodsidecars.com Limited [PDF]
13 May Speech by Callum McCarthy Lessons from the financial crisis
12 May Final notice Fresh Start Car Credit Limited [PDF]
12 May Press release FSA fines Land of Leather and its Chief Executive for PPI failings
9 May Final notice Land of Leather Limited [PDF]
9 May Final notice Paul Simon Briant [PDF]
9 May Final notice Sylvester Emanuel Williams trading as Latitude Finance and Consultancy Services [PDF]
9 May Statement FSA seeks permission to appeal Tribunal's decision on Salman Khan
9 May Final notice Berkley Finance Limited [PDF]
8 May Press release FSA calls for all insurance comparison websites to provide consumers with clear, fair and not misleading information
7 May Final notice Brooklands Financial Services Limited [PDF]
7 May Press release Hector Sants speaks at the Building Societies Association Annual Conference
7 May Speech by Dan Waters The Future of Distribution Seminar - The Retail Distribution Review
7 May Speech by Hector Sants The future of financial regulation
6 May Speech by Andrew Sykes Key Features Documents Seminar
6 May Consultation paper CP08/9: Financial Services Compensation Scheme: EEA branches of UK insurers
2 May Final notice Mr Isah Attayi Mohammed [PDF]
1 May Speech by Amanda Bowe The Retail Distribution Review Interim Report
1 May Undertaking Undertaking: Devitt Insurance Services Limited [PDF]
30 April 1st Supervisory notice Allegiance Mortgages Limited [PDF]
29 April Press release FSA publishes Market Watch 26
29 April Newsletter Market Watch Issue 26 [PDF]
29 April Press release FSA publishes an RDR Interim Report and feedback on the review of personal investment firms’ prudential requirements
29 April Interim Report Retail Distribution Review - Interim Report [PDF]
29 April Feedback statement FS08/2: Review of the Prudential Rules for Personal Investment Firms - Feedback on DP07/4
29 April Report Firm-level predictors of consumer loss through poor financial advice [PDF]
Independent research for the FSA by Europe Economics
29 April Report A market study of professional indemnity insurance for personal investment firms [PDF]
Independent research for the FSA by Frontier Economics Limited
28 April Final notice TOAOTR Limited [PDF]
25 April Final notice Simon Cohen trading as The Travel Insurance Agency [PDF]
25 April Handbook publication Handbook Notice No.76 [PDF]
25 April Handbook publication Handbook Development Newsletter - Issue 98 [PDF]
24 April Press release Do more to protect customers' personal details, warns FSA
24 April Speech by Hector Sants Introductory address to the Financial Crime Conference
24 April Report Data Security in Financial Services: firms' controls to prevent data loss by their employees and third-party suppliers
23 April Press release Naguib Kheraj to advise FSA
22 April Discussion paper Enhancing group supervision under Solvency II [PDF]
A joint discussion paper by HM Treasury and the FSA
21 April Final notice Martin Onoabhagbe [PDF]
21 April Speech by Thomas Huertas Securitisation and the Originate and Distribute Model: Does it have a future?
21 April Final notice Mr John Paul Keay [PDF]
21 April Final notice Mr John Paul Keay [PDF]
17 April Consultation paper FSCS funding - tariff changes
17 April Final notice Change of control application for Resolution plc [PDF]
17 April Newsletter Capital Markets Bulletin - Issue 2 [PDF]
16 April Final notice Five Head Service Station Limited [PDF]
15 April Speech by Sarah Wilson Treating customers fairly in wholesale markets
15 April Final notice First Buy Mortgage Services Ltd [PDF]
15 April Miscellaneous Report of the Financial Stability Forum on Enhancing Market and Institutional Resilience
15 April Final notice Chariot Mortgage Services Limited [PDF]
11 April Senior Supervisor Group Joint Press Release Leading-Practice Disclosures for Selected Exposures
10 April First Supervisory Notice Ideal Insurance Services Limited [PDF]
10 April Miscellaneous Leading-Practice Disclosures for Selected Exposures
10 April Final notice Adonai Consultants International Limited [PDF]
10 April Final notice Safe In-Sure Insurance Consultants [PDF]
10 April Final notice Grosvenor Financial Services Limited (In Administration) [PDF]
10 April FSA statement FSA seeks permission to appeal Tribunal's decision on Fox Hayes
9 April Speech by Dan Waters Hedge Funds and Private Equity
9 April Press release Third party administrator fined £525,000 for customer document failings
8 April Speech by Hector Sants International Developments in Insurance Regulation
8 April Speech by Callum McCarthy Insurance in a wider financial context
8 April Final notice Liberata Financial Services Limited [PDF]
7 April Miscellaneous Major retail thematic work plan for 2008/2009 [PDF]
4 April Speech by Margaret Cole Enforcing Financial Services Regulation: The UK FSA Perspective
4 April Corporate document International Regulatory Outlook - April 2008 [PDF]
4 April Consultation paper Quarterly consultation (No. 16)
2 April Press release FSA fines stockbroker £122,500 for poor sales practices
1 April Occasional paper The UK Listing Rules and Firm Valuation [PDF]
31 March Final notice Mansion House Securities Limited [PDF]
31 March Consultation paper CP08/6: Review of the Client Assets sourcebook (CASS)
31 March Report The emissions trading market: risks and challenges [PDF]
31 March Press release Mortgage review findings will help shape future of FSA regime
31 March Report Mortgage effectiveness review Stage 2 Report [PDF]
31 March Report Mortgage effectiveness review: sub-prime and lifetime findings [PDF]
31 March Press release FSA confirms principles-based approach to platforms
31 March Feedback statement FS08/1: Platforms and more principles-based regulation - Feedback on DP07/2
31 March Policy statement PS08/3: Dispute Resolution: the Complaints sourcebook - Further simplification, minor changes and extending the voluntary jurisdiction
27 March Handbook publication Handbook Notice 75 [PDF]
27 March

Handbook publication

Handbook Development (Issue 97) [ PDF ]
27 March Final notice A1 Moto Services [PDF]
26 March Press release FSA moves to enhance supervision in wake of Northern Rock
26 March Miscellaneous The FSA's internal audit review of its supervision of Northern Rock, and the FSA management response
25 March Newsletter Mortgage Advisers Newsletter - Issue 10 [PDF]
20 March First supervisory notice P&S Motors Limited [PDF]
20 March Press release FSA publishes discussion paper on information transparency in the commercial insurance market
20 March Discussion Paper DP08/02: Transparency, disclosure and conflicts of interest in the commercial insurance market
19 March Press release FSA warns on market abuse
19 March Final notice Blake Independent Financial Services Limited [PDF]
19 March First supervisory notice Corporate Insurance Management Limited [PDF]
19 March Press release FSA fines firm for inadequate capital and for providing misleading information
19 March Press release Management changes at the FSA
18 March Final notice Direct 4 Cars Limited (In Administration) [PDF]
17 March UKLA Publication List! - Issue No.18 [PDF]
14 March Press release FSA suspends registration of Ethnic Mutual Ltd
14 March Miscellaneous Review of firms’ implementation of a risk-based approach to anti-money laundering (AML) [PDF]
13 March Second Supervisory Notice Mortgage and Property Services Limited [PDF]
12 March First Supervisory Notice Trekfree Associates Limited [PDF]
11 March First Supervisory Notice Rafiu Adisa Akanbi, trading as Rafin Adisa Akanbi [PDF]
11 March Final notice First Start Limited [PDF]
11 March Newsletter Market Watch Issue 25 [PDF]
11 March Press release FSA publishes commentary on systems and controls, in light of the Société Générale 'rogue trader'
10 March Final notice Stephen Ernest Longdon [PDF]
10 March Final notice Jeffrey Douglas Davis Trading as First Call Mortgage [PDF]
10 March Press release FSA appoints two new Directors
7 March Final notice Paula Dove (trading as Southside Mortgage Centre) [PDF]
6 March Final notice Malcolm Colin Graham (trading as M G Associates Financial Planning) [PDF]
6 March Final notice The Mortgage People [PDF]
6 March Final notice Raja Shahid Mahmood (trading as Aroza Property Services) [PDF]
6 March Press release FSA helps investors get £1million back from boiler rooms
6 March Press release FSA launches consultation on the sponsor regime
6 March Consultation paper CP08/5: Sponsor regime - a targeted review
6 March Policy statement PS08/2: Regulated Covered Bonds
6 March Miscellaneous Observations on Risk Management Practices during the Recent Market Turbulence
5 March Final notice Andrew Talai Kiplimo [PDF]
5 March Speech by Philip Robinson The next proposition in tackling financial crime?
5 March Speech by Lesley Titcomb Supervision of small firms
4 March Press release FSA campaign to help homeowners worried about meeting their mortgage repayments
3 March Speech by Callum McCarthy Institute of International Bankers' Annual Conference
3 March Statement HM Treasury warns of higher risk of money laundering and terrorist financing
3 March Press release FSA publishes new rules on telephone recording
3 March Policy statement PS08/1: Telephone Recording: recording of voice conversations and electronic communications 
3 March Press release FSA to lead 'pathfinder project' delivering a national money guidance service
29 February Speech by Dan Waters Key regulatory challenges for platforms
29 February Handbook publication Handbook Notice 73 [PDF]
27 February Final notice Rotton Park/Winson Green Credit Union Limited [PDF]
27 February Speech by Clive Briault The FSA's retail strategy
27 February Press release Hector Sants underlines commitment to risk-based regulation
27 February Speech by Hector Sants Judgements on judgements - Retail firms and principles-based regulation
26 February Press release FSA appoints Alexander Justham as Director of Markets
26 February Newsletter UKLA Factsheet - Issue No.4 (updated) [PDF]
22 February Final notice D S Insurance Services Limited [PDF]
22 February Final notice Bimmy Olarinko trading as BIM Financial Consultancy [PDF]
22 February Final notice Mitchell & Company Limited [PDF]
22 February Press release Further progress on access for retail customers to alternative investments
22 February Consultation paper CP08/4: Funds of Alternative Investment Funds (FAIFs) - Feedback on CP07/6 and further consultation
20 February Final notice Aidan Mortgage Consultants Limited [PDF]
20 February Final notice Mr Tahir Mahmood [PDF]
20 February Final notice Mr Amjad Ali Malik [PDF]
19 February Newsletter Financial Advisers Newsletter - Issue 12 [PDF]
19 February Press release FSA proposes further simplification of investment advice disclosure
19 February Consultation paper CP08/3: Simplifying Disclosure: Information about services and costs
19 February Consumer research Services and costs disclosure - Stage 3: Qualitative research – mock sales testing [PDF]
19 February Consumer research Services and costs disclosure - Stage 2: Qualitative research with potential and recent purchasers of financial products [PDF]
19 February Consumer research Services and costs disclosure - Stage 1: Qualitative research with potential and recent purchasers of financial products [PDF]
19 February Consumer research Depolarisation Disclosure [PDF]
17 February Statement Chancellor's statement on Northern Rock
15 February Research Parent's guide to money [PDF]
14 February Final notice Wessex Finance Limited [PDF]
13 February Final notice Russell Terry (trading as Harlequin Motor Company) [PDF]
13 February Speech by Callum McCarthy Regulation in different industries
13 February Speech by Philip Robinson Working together to tackle mortgage fraud
13 February Press release 'Fake' Stockbroker sentenced to 15 months
12 February Speech by Sarah Wilson Treating Customers Fairly - a continuing priority
11 February Handbook publication Handbook Release 74
10 February Press release FSA bans broker and fines him £21,000 for dishonesty and misleading customers
8 February Final notice Litaid Limited [PDF]
8 February Newsletter Credit Union Newsletter - Issue 6 [PDF]
6 February Press release Financial Services Authority publishes its 2008/9 Business Plan
6 February Corporate document Business Plan 2008/09
6 February Consultation paper CP08/2: Regulatory fees and levies - Rates proposals 2008/09 and feedback on CP07/19
1 February Newsletter Small retail general insurance brokers newsletter - Issue 10 [PDF]
31 January Final notice LA Mortgage Services Limited [PDF]
31 January Final notice Norman McIntosh [PDF]
31 January Newsletter General Insurance Newsletter - Issue 14 [ PDF ]
31 January Newsletter Life Insurance Newsletter - Issue 12 [ PDF ]
30 January Speech by Clive Briault Regulatory developments and the challenges ahead
30 January Joint consultation paper Financial stability and depositor protection: strengthening the framework [PDF]
A joint consultation document by HM Treasury, the Bank of England and the FSA
30 January First Supervisory Notice The Millbank Consultancy Limited [PDF]
30 January First Supervisory Notice Millbank Mortgages Limited [PDF]
30 January Application refusal Quick Mortgage Solutions Limited [PDF]
30 January Final notice Jonathan Leigh Hardie [PDF]
30 January Newsletter Financial Crime Newsletter - Issue 10 [PDF]
29 January Final notice Michael Reilly, trading as Abercorn Financial Services [PDF]
29 January Press release FSA publishes its 2008 Financial Risk Outlook
29 January Corporate document Financial Risk Outlook 2008
29 January Handbook publication Handbook Release 73
30 January Speech by Callum McCarthy Address to the Basel Comittee on Banking Supervision Industry Outreach Meeting
26 January Statement FSA statement: FSA makes initial response to TSC report
25 January Handbook publication Handbook Notice 72 [PDF]
24 January Handbook publication Handbook Development Newsletter (Issue 95) [ PDF ]
24 January Speech by Dan Waters Current regulatory challenges: an update from the FSA
24 January Report Use of dealing commission - results of thematic review [PDF]
22 January Final notice Graham Kershberg (trading as Kershberg & Company) [PDF]
22 January Final notice Roderick Iven Cameron Chapman (trading as Vale Investment Services) [PDF]
22 January Final notice Changes Made Ltd [PDF]
22 January Final notice Ponnudurai Sivasubramanian trading as Avis Associates [PDF]
22 January Press release FSA's enhanced strategy for small firms begins
22 January Press release Insider Dealing: Two appear at City of London Magistrates' Court
21 January Press release Northern Rock
18 January EU Publication FSA response to the European Commission’s call for evidence on the need for a coherent approach to product transparency and distribution requirements for ‘substitute’ retail investment products [PDF]
18 January EU Publication FSA and HM Treasury summary submission to the Commission’s call for evidence on substitute products [PDF]
17 January Final notice Lillian Rufus (trading as Unique Mortgage Solutions) [PDF]
16 January Final notice David Gutteridge [PDF]
16 January Final notice HFC Bank Limited [PDF]
16 January Press release FSA fines HFC Bank £1.085 million for PPI failings
15 January 2nd Supervisory Notice Aidan Mortgage Consultants Limited [PDF]
15 January Final notice Solicitors Services Limited [PDF]
14 January Final notice Qamar Hussain (trading as Radiant Technological Services) [PDF]
14 January Speech by Sally Dewar Developments in the Market Division
14 January Speech by Hector Sants Keynote Address - FSA Listing Conference
14 January Press release FSA publishes a review of the structure of the Listing Regime
10 January Discussion paper DP08/1: A review of the Structure of the Listing Regime
14 January Press release FSA fines stockbroker £250,000 for using high pressure sales tactics
10 January Final notice Square Mile Securities Limited [PDF]
10 January Miscellaneous Treating Customers Fairly and UK Authorised Collective Investment Scheme Managers [PDF]
10 January Press release FSA appoints Sally Dewar as Managing Director, Wholesale
9 January Speech by Dan Waters MiFID - Threats and Opportunities
4 January Consultation paper Quarterly consultation (No. 15)
3 January Final notice William Anthony Clough [PDF]