2008 2007 2006 2005 2004 2003 2002 2001 2000 1999 1998 1997 1996 1995 1994

Date Type Subject
20 November Speech by Michael Knight The Continuing Obligations Regime - the FSA's role
19 November Press release FSA welcomes Financial Services Skills Council's work to raise standards
19 November Press release Insurance Directors banned for failing to ensure firm complied with client money rules
18 November Statement Simon Gray gets 18 weeks suspended sentence
18 November Speech by Sarah Wilson Treating customers fairly - what good looks like
18 November Press release FSA bans director Peter King and his firm New Forest Mortgage Company Ltd
17 November Final notice Mr Roger Edward Muse [PDF]
17 November Final notice Mr Daniel Edward Muse [PDF]
17 November Miscellaneous Credit write-backs - An articulation of the FSA's position [PDF]
17 November Miscellaneous 2008 Survey of the Persistency of Life and Pensions policies [PDF]
14 November Statement FSA Statement on Capital Approach Utilised in UK Bank Recapitalisation Package
13 November Speech by Lesley Titcomb The challenges facing the mortgage intermediary sector
13 November Press release Former UK ambassador and Belgian businessman fined for market abuse
13 November Statement HMT clarifies process for determining access to its Credit Guarantee Scheme and Bank Recapitalisation Fund
12 November Final notice Richard Ralph [PDF]
12 November Final notice Filip Boyen [PDF]
12 November Press release Cheshire and Nationwide Building Societies: merger confirmation hearing
12 November Press release FSA concludes its review of insurance comparison websites
12 November Press release FSA statement on the Treating Customers Fairly initiative
12 November Miscellaneous FSA update on the Treating Customers Fairly initiative and the December deadline [PDF]
11 November Statement FSA statement on regulated covered bond schemes
11 November Press release FSA fines AWD Chase de Vere Wealth Management Ltd £1.12 million for mis-selling
10 November Speech by Jonathan Phelan Fighting the Boiler Room Problem: How the FSA makes a difference
10 November Speech by Margaret Cole Welcome speech for International Boiler Room Conference
10 November Final notice New Forest Mortgage Company Limited [PDF]
10 November Final notice Mr Peter King [PDF]
10 November Final notice AWD Chase de Vere Wealth Management Limited [PDF]
10 November Occasional paper An Investigation of the Relationship between Financial Capability and Psychological Well-being in Mothers of Young Children in Poor Areas in England [PDF]
10 November Final notice Global Mortgage Link Limited [PDF]
10 November Press release FSA calls for greater international cooperation to tackle boiler room fraud
6 November Speech by Sarah Wilson Capital, risk and strategy: the regulator's view of life insurance
6 November Undertaking Abbey Life Assurance Company Limited [PDF]
6 November Speech by Jamie Symington The FSA and enforcing the market abuse regime
5 November Speech by Sarah Wilson The future of general insurance: addressing the key issues in insurance regulation
5 November Press release FSA bans mortgage brokers for advice failings
5 November Final notice Rukhsana Malik [PDF]
5 November Final notice Rukhsana Malik, trading as Greenacre [PDF]
4 November Final notice Accepted 4 Credit Limited [PDF]
4 November Final notice Xcaveo Limited [PDF]
4 November Final notice Homeplan Finance UK Limited [PDF]
4 November Final notice Edward Allen of Homeplan Finance UK Limited [PDF]
4 November Final notice Ronald Allen Homeplan Finance UK Limited [PDF]
4 November Press release FSA consults on regulating retail banking conduct of business
4 November Consultation paper CP08/19: Regulating retail banking conduct of business
4 November Policy Statement PS08/11: FSCS funding - tariff changes
3 November Final notice Reginald Wapling trading as Bower Insurance Consultants [PDF]
30 October Newsletter Handbook Development (Issue 104) [ PDF ]
30 October Newsletter Market Watch Issue 29 [PDF]
30 October Consultation paper CP08/18: Regulatory fees and levies: policy proposals for 2009/10
30 October Handbook publication Handbook Notice 82 [PDF]
29 October Speech by Sarah Wilson TCF and with-profits: the FSA's Perspective
29 October Press release FSA fines firm and MLRO for money laundering controls failings
29 October Final notices Sindicatum Holdings Limited [PDF]
29 October Final notices Michael Wheelhouse [PDF]
28 October Speech by Thomas Huertas The Supervision of Financial Services: What's Next?
27 October Statement Former mortgage adviser charged at City of Westminster court
23 October Press release FSA bans Lancashire broker for failing to insure consumers
23 October Final notice Ideal Insurance Services Limited [PDF]
23 October Final notice Mr Neil McKay [PDF]
23 October Press release FSA publishes contracts for difference feedback statement
23 October Consultation paper CP08/17: Disclosure of Contracts for Difference: Feedback and policy statement on CP07/20, and further technical consultation
22 October Speech by Hector Sants The regulator's view of hedge funds and hedge fund standards
22 October Press release Public Statement on the 30 day review of FSA's short selling measures
20 October Press release Half-a-million expectant parents across the UK to receive free financial guide from the FSA this year
16 October Final notice Paul Warner [PDF]
16 October Statement Update on Market Wide Exercise 2008
16 October Press release FSA and HMT launch Moneymadeclear campaign to help people stay in control of their money
16 October Press release FSA fines mortgage broker for advice failings
16 October Press release Two directors of mortgage firm are fined £60,000
15 October Speech by Hector Sants 'Regulation & Entrepreneurs' - What is the role of regulation in facilitating the development of innovation & entrepreneurs
14 October Final notice Orchid Financial Limited [PDF]
14 October Final notice Abbey Mortgages Limited [PDF]
14 October Final notice William John Evans [PDF]
14 October Final notice Gary William Howes [PDF]
14 October Final notice Lucky Albert trading as Economic Mortgage [PDF]
14 October Speech by Hector Sants Dialogue on Financial Stability: How is bank risk to be managed?
13 October Speech by Adair Turner Beyond the Current Turmoil: The Future Shape of Global Finance
13 October Statement Remuneration policies [PDF]
13 October Statement Treasury statement on financial support to the banking industry
10 October First supervisory notice Landsbanki Islands hf [PDF]
9 October Final notice Delroy Anglin [PDF]
9 October Final notice Derrick Hales Financial Planning [PDF]
9 October Final notice Mr Derrick Hales [PDF]
9 October Final notice Mrs Kathleen Hales [PDF]
9 October Final notice Knowlden Titlow Financial [PDF]
8 October Briefing note Joint FSA/EUI announcement: Lehman Brothers International (Europe) in Administration
8 October Statement FSA update on Lehman Brothers International (Europe) in administration's outstanding settlement transactions
8 October Press release Derbyshire and Nationwide Building Societies: merger confirmation hearing
8 October Statement FSA welcomes Government measures to support banking system
8 October First supervisory notice Kaupthing Singer & Friedlander Limited [PDF]
8 October UKLA newsletter LIST! Issue No. 19 [PDF]
7 October First supervisory notice Heritable Bank Public Limited Company [PDF]
7 October Press release Alliance & Leicester to pay £7 million fine for PPI failings
6 October Final notice Alliance & Leicester plc [PDF]
6 October Final notice Edward Johnson [PDF]
6 October Consultation paper CP08/16: Quarterly consultation no.18
3 October Press release Compensation scheme to cover savers’ claims up to £50,000
3 October Consultation paper Financial Services Compensation Scheme: Review of limits
2 October Press release FSA fines York based investment firm £28,000 for advice failings
2 October Final notice TBO Investments Limited [PDF]
1 October First supervisory notice Synergys Ethical Limited [PDF]
30 September Press release FSA update on its review of the sale of PPI
30 September Oxera report Towards evaluating consumer outcomes in the retail investment products market: A methodology [PDF]
30 September Miscellaneous Payment Protection Insurance - A thematic update
30 September Press release FSA censures two directors for poor compliance and sales practices
30 September Press release FSA bans and fines mortgage broker for serious regulatory failures
29 September Press release FSA expects firms to ensure suitable advice on transfers into SIPPs
29 September Speech Progress towards the December deadline: some observations
29 September Statement Bradford & Bingley plc
29 September Miscellaneous Pure Protection Contracts Product Sales Data (PSD) Trends Report 2008 [PDF]
29 September Miscellaneous Retail Investments Product Sales Data (PSD) Trends Report 2008 [PDF]
29 September Miscellaneous Mortgage Product Sales Data (PSD) Trends Report 2008 [PDF]
26 September Policy statement PS08/10: Client Assets sourcebook (Common platform provisions) Instrument 2008 - Feedback on CP08/6 and made rules
26 September Handbook publication Handbook Notice 81 [PDF]
26 September Handbook publication Handbook Development Newsletter - Issue 103 [PDF]
26 September Policy statement PS08/9: Organisational systems and controls - extending the common platform - Feedback on CP07/23 and final rules
25 September Final notice Asgar Ali Ravjani (trading as Astrad Finance) [PDF]
25 September Final notice New Sovereign Insurance Services Limited [PDF]
25 September Press release Lender fined £1.12 million for exposing borrowers to financial loss
25 September Discussion paper DP08/04: Insurance risk management: The path to Solvency II
24 September Final notice Timothy Steven Rushworth [PDF]
23 September Press release FSA announces appointment of two senior advisors
23 September Press release Universities call in the FSA Money Doctors as research shows a third of students are constantly overdrawn
23 September Final notice Asim Hussain [PDF]
22 September Final notice GE Money Home Lending Limited
22 September Final notice Stephen Charles Jones [PDF]
22 September Consultation paper a joint publication with HMT Implementation of the Acquisitions Directive: a consultation document [PDF]
19 September Final notice Mr Darren Millington [PDF]
19 September Final notice Mr Michael Worthington [PDF]
19 September Final notice Ashbourne Tilley (Special Risks) Limited [PDF]
19 September Press release Insider Dealing: Two charged at City of Westminster Magistrates Court
18 September Application refusal Money Aspects Limited (“MAL”) [PDF]
18 September Press release FSA Chairman addresses Lord Mayor's City Banquet
18 September Speech Mansion House speech
18 September Press release Callum McCarthy: Comments on short positions in financial stocks
18 September Instruments Short selling instruments and related material
18 September Press release FSA statement on short positions in financial stocks
17 September Final notice Ashbourne Tilley (Special Risks) Limited [PDF]
17 September Final notice Habib-ur Rehman trading as HABIB Estate & Finance Co. [PDF]
17 September Speech by Sheila Nicoll Non-Executive Directors: Survival In A Volatile Market
17 September Speech by Hector Sants Impact of the credit crunch on Asset Managers
16 September Undertaking UK Insurance Limited [PDF]
16 September Newsletter Commodity Markets Update - Issue 1 [PDF]
15 September FSA Statement Lehman Brothers Holding Inc
12 September Miscellaneous Credit advertising - a guide to dually-regulated advertisements [PDF]
A joint publication by OFT and FSA
11 September Final notice Tariq Z. J. Tarazi (trading as Michael Tarazi) [PDF]
11 September Final notice Rubycall Mortgages Limited [PDF]
11 September Final notice Mrs Shu Koon Ng trading as Frang & Co [PDF]
11 September Final notice John Garfield Howe trading as Mortgage Force (BS005) [PDF]
11 September Corporate document International Regulatory Outlook- September 2008 [PDF]
11 September Briefing Insurance Sector Briefing: Risk and capital management update [PDF]
10 September 1st supervisory notice Jem Insurance Services [PDF]
8 September Final notice Mortgages and Remortgages.info Limited [PDF]
8 September Press release Hedge fund manager sanctioned by FSA for market abuse
8 September Final notice Steven Harrison [PDF]
8 September Press release FSA censure for Coventry mortgage broker
8 September FSA statement Building Society Mergers
4 September Final notice Mr Mohammed Habib (trading as MAH Mortgage and Finance) [PDF]
4 September Press release FSA fines mortgage firm £63,000 for serious regulatory failures
3 September Speech by Philip Robinson Financial crime and market stability
2 September Final notice Mr Robert Edward James [PDF]
2 September Final notice Mr Paul Drake Adams [PDF]
2 September Final notice Mr Stuart Malcolm Lawton [PDF]
2 September Press release The FSA bans three directors for misusing client money
1 September Speech by Margaret Cole After dinner remarks at Cambridge Symposium on economic crime
28 August Press release FSA consults on Payment Services Directive Handbook changes
28 August Consultation paper Implementation of the Payment Services Directive – changes to the FSA Handbook
28 August Final notice Approved Financial Solutions Limited [PDF]
27 August Final notice Ali Baig trading as Ali & Sons Mortgage Management and Estates [PDF]
27 August Handbook publication Handbook Development (Issue 102) [ PDF ]
21 August Final notice Leybridge Limited [PDF]
21 August Handbook publication Handbook Notice 80 [PDF]
21 August Press release FSA fines five motor dealers for PPI failings
21 August Final notice Park’s of Hamilton (Holdings) Limited [PDF]
21 August Final notice Ringways Garages (Leeds) Limited & Ringways Garages (Doncaster) Limited [PDF]
21 August Final notice George White Motors Limited [PDF]
21 August Final notice GK Group Limited [PDF]
20 August Press release FSA bans financial adviser for pension transfers failings
20 August Final notice Darrell Mark Eaden [PDF]
20 August Final notice Comline Group Limited [PDF]
20 August Dear CEO letter Valuation and Product Control [PDF]
19 August Press release FSA issues alert about investor scam
13 August Press release FSA puts a stop to illegal UK based share scheme
13 August Occasional paper A Multiple Period Gaussian Jump to Default Risk Model [ PDF ]
13 August Press release FSA fines Credit Suisse £5.6m for systems and controls failings
13 August Final notice Credit Suisse International and Credit Suisse Securities (Europe) Limited (the "UK operations of Credit Suisse") [PDF]
12 August Press release FSA bans Doncaster mortgage broker for involvement in fraud
12 August Final notice Lada Trade Centre Limited [PDF]
11 August Final notice William Hawkins trading as William Hawkins Independent Mortgage Advice [PDF]
11 August Final notice Orchard House Mortgages Limited [PDF]
11 August Final notice Ian Stuart James [PDF]
11 August Final notice Nicola Jane James [PDF]
11 August Press release FSA bans and fines mortgage broker £100,000 for mortgage fraud
8 August Final notice Omotayo Fawole [PDF]
8 August Final notice Oasis Mortgages and Financial Services Limited [PDF]
8 August Press release Investors to get money back from celebrity-endorsed betting syndicate
7 August Press release FSA announces change to RDR timetable
7 August Report Management Information project - Key findings report [PDF]
7 August Newsletter Credit Union Newsletter - Issue 8 [PDF]
5 August Press release FSA reiterates call for firms to treat customers fairly in current market conditions
5 August Undetaking Undertaking: In Retirement Services (Reversions) Ltd [PDF]
4 August Final notice Rainbow Financial Services [PDF]
4 August Final notice David Wilson [PDF]
4 August Statement Equitable Life - Report by the Parliamentary Commissioner for Administration
1 August Final notice Woodsidecars.com Limited [PDF]
1 August Final notice Greenfield Financial Management LP [PDF]
1 August Final notice Gillian Coburn [PDF]
1 August Final notice Barry Coburn [PDF]
1 August First supervisory notice Peter Richard Hilder trading as Savings Assured Mortgages [PDF]
1 August Press release FSA concludes HBOS rumours investigation
31 July Press release FSA provides preliminary view of Aviva’s proposed reattribution offer
30 July Press release Liverpool Victoria Banking Services to pay £840,000 fine plus compensation to PPI customers following FSA investigation
30 July Newsletter Life Insurance Newsletter - Issue 13 [ PDF ]
30 July Newsletter General Insurance Newsletter - Issue 15 [ PDF ]
29 July Final notice Liverpool Victoria Banking Services Limited [PDF]
29 July Press release Arrests made in major FSA insider dealing investigation
28 July Press release FSA appoints Jon Pain as Managing Director, Retail Markets
28 July Press release FSA fines Hastings £735,000 for not treating customers fairly
25 July Final notice Mr Rod Allcock trading as Rod Allcock Insurance Services [ PDF ]
25 July Policy statement PS08/08: Financial Services Compensation Scheme: EEA branches of UK insurers - feedback on CP08/9 and final rules
25 July Handbook publication Handbook Development Newsletter (Issue 101) [ PDF ]
25 July Handbook publication Handbook Notice 79 [PDF]
25 July Press release FSA to simplify guidance on investment disclosure
25 July Policy statement PS08/07: Simplifying Disclosure: Information about services and costs
25 July Miscellaneous A statement regarding terms which use the phrase 'consequential loss' in general insurance contracts [PDF]
25 July Final notice Mr Rod Allcock trading as Rod Allcock Insurance Services [PDF]
24 July First supervisory notice Lucky Albert trading as Economic Mortgage [PDF]
24 July First supervisory notice Delroy Anglin [PDF]
24 July Final notice Graham John Cole [ PDF ]
24 July Final notice Allegiance Mortgages Limited [ PDF ]
24 July Final notice Hastings Insurance Services Limited [ PDF ]
24 July Press release Insider dealing: Financial Services Authority prosecutes Mr Malcolm Calvert
24 July Speech by Hector Sants CEO's speech at the FSA Annual Public Meeting
23 July Press release FSA welcomes Government proposals on credit unions and announces plans to toughen regulatory policy
23 July Press release FSA fines PMSG Insurance Services Ltd £35,000 and withdraws approval for its compliance officer for mortgage advice breaches
22 July Joint supplementary document Financial stability and depositor protection: special resolution regime [PDF]
A joint supplementary technical document, with H M Treasury and the Bank of England, explaining in greater detail how we propose the Special Resolution Regime (SRR) for failing banks will work, including draft legislative clauses
21 July Press release Financial Services Authority to consult on changes to the Disclosure and Transparency Rules
21 July Consultation paper CP08/13: Disclosure of liquidity support
21 July Press release FSA grants new waiver to firms on complaints handling
18 July Press release FSA calls Money Guidance 'summit'
17 July Final Notice William John Pirie [PDF]
17 July Final Notice Mandrake Associates Limited [PDF]
16 July Newsletter Capital Markets Bulletin - Issue 3 [PDF]
16 July Press release FSA bans mortgage partners for serious regulatory failures
15 July 1st Supervisory Notice New Sovereign Insurance Services Limited [PDF]
15 July Final notice Tarlochan Singh (trading as Oceans Mortgages) [PDF]
15 July Final notice Rainbow Insurance Services Limited [PDF]
15 July Final notice Regency Property Solutions Limited [PDF]
15 July Final notice Sean Hamilton trading as Hamilton Cars [PDF]
15 July Final notice GMC Motors Limited [PDF]
15 July Final notice EMC2 Logical Finance Limited [PDF]
15 July Final notice Allclear Finance Limited [PDF]
15 July Final notice Khalack Mohamad Loothfaully trading as KML Mortgage Investment Co. [PDF]
15 July Press release FSA fines a mortgage firm £11,900 and bans adviser in relation to false mortgage applications
14 July Miscellaneous Joint FSA and HMT response to the European Commission's public consultation paper on changes to the decisions establishing CEBS, CEIOPS and CESR
14 July Handbook publication Handbook Release 79
14 July Consumer research Financial Capability: A Behavioural Economics Perspective [PDF]
14 July Consumer research Evidence of impact: An overview of financial education evaluations [PDF]
10 July Final notice PMSG Insurance Services Limited [PDF]
10 July Press release Former broker banned and fined £16,000 for dishonesty and using high pressure sales tactics
9 July Final notice Simon Poole [PDF]
9 July Consultation paper Quarterly consultation (No. 17)
9 July Miscellaneous Benefits of Regulation: Effect of Charges Table and Reduction in Yield [PDF]
9 July Press release FSA bans and fines mortgage broker for serious regulatory failures
8 July Final notice Baljit Somal [PDF]
8 July Undertaking Homecare Insurance Limited [PDF]
8 July Press release Companies urged to help protect shareholders from 'boiler room' scams
8 July Leaflet Warning to shareholders - boiler room scams [PDF]
7 July Press release New help for people managing money worries
7 July Press release FSA bans and fines mortgage broker £129,000 for involvement in mortgage fraud
4 July Final notice Sadia Nasir [PDF]
3 July Final notice Robin David Knox [PDF]
3 July Final notice Mortgage and Property Services Limited [PDF]
3 July Final notice Lawrence Morton & Company [PDF]
2 July Press release Contracts for Difference Policy Update
2 July Policy update Policy Update on Disclosure of Contracts for Difference (CfDs) [PDF]
1 July Press release FSA fines IT professional £85,000 for market abuse
1 July Final notice Mr John Shevlin [PDF]
1 July Joint Consultation Financial stability and depositor protection: further consultation [PDF]
A joint consultation document by HM Treasury, the Bank of England and the FSA, which sets out updated proposals for reforms to strengthen the framework for financial stability and depositor protection
1 July Consumer research Consumer awareness of the FSA and financial regulation [PDF]
30 June Press release FSA publishes Annual Report for 2007/08
30 June Corporate publication Annual Report 2007/08
30 June Press release Firms urged to intensify efforts to meet December deadline to consistently treat customers fairly
30 June Miscellaneous Treating customers fairly: Progress update [PDF]
27 June Handbook publication Handbook Development Newsletter (Issue 100) [ PDF ]
27 June Handbook publication Handbook Notice 78 [PDF]
27 June Policy Statement PS08/06: Implementation of the 8th Company Law Directive Feedback on CP07/24 and final rules
26 June Final notice Karen Bone trading as Karnel Management [PDF]
26 June Speech by Thomas Huertas Hybrid Capital
26 June Press release FSA bankrupts 'boiler room' accomplice
24 June First supervisory notice Mr John Garfield Howe trading as Mortgage Force (BS005) [PDF]
23 June Final notice Zaccheus Adebisi Daramola (trading as Zacch Associates Accountancy Service) [PDF]
23 June Final notice The Wealth Partnership Limited [PDF]
23 June Final notice Brad Fisher (trading as The Money Superstore) [PDF]
23 June Final notice Silkwell Agencies Limited [PDF]
23 June Final notice Neil Douglas Penketh (trading as Newton Mortgages) [PDF]
23 June Final notice Michael Stephen Marks (trading as Michael Marks) [PDF]
23 June Press release FSA launches payment protection insurance comparison tables
20 June Approved person refusal John David Bell [PDF]
20 June Speech by Thomas Huertas Competition in Banking: The Role of Orderly Entry and Orderly Exit
20 June Miscellaneous Updated: Short Selling Instrument 2008 - Frequently Asked Questions [PDF]
19 June Miscellaneous Updated: Short Selling Instrument 2008 - issuers in a rights issue period [PDF]
19 June Final notice P&S Motors Limited [PDF]
19 June Newsletter Market Watch Issue 28 [PDF]
18 June Final notice Mvm Motors Limited (In Liquidation) [PDF]
18 June Speech by Margaret Cole How Enforcement makes a difference
17 June Form Short Selling Instrument 2008 - TR3 disclosure form [DOC]
17 June Press release Stockbroking firm fined £77,000 for weak data security controls
17 June Feedback statement FS08/4: Review of the interaction of our solo and group capital requirements - Feedback on DP07/5
13 June Final notice Merchant Securities Group Ltd [PDF]
13 June Final notice Mr Mohammed Atif Mayo [PDF]
13 June Final notice Mr Muhammad Asim Iqbal [PDF]
13 June Final notice OCS Property and Financial Services Limited [PDF]
13 June Final notice Mr Muhammad Adnan Ashraf [PDF]
13 June Press release Financial Services Authority introduces disclosure regime for significant short positions in companies undertaking rights issues
12 June Handbook publication Handbook Release 78
12 June Press release Woolworths fined £350,000 for Disclosure Rule and Listing Principle breaches
11 June Final notice Woolworths Group plc [PDF]
10 June Speech Solvency 2: Key messages for getting the detail right
10 June Speech Regulating financial services in the UK
10 June Press release FSA fines Chepstow mortgage broker for failures relating to self certification mortgages
6 June Final notice Integral Mortgage Consultants Limited [PDF]
6 June UKLA update UKLA update [PDF]
5 June Final notice Andrew Jeffreys trading as Chepstow Financial Services [PDF]
5 June Press Release Update on the thematic review of controls over inside information
5 June Newsletter Market Watch Issue 27 [PDF]
5 June FSA paper Fairness of terms in consumer contracts: a visible factor in firms treating their customers fairly [PDF]
5 June Consumer research paper Fairness of terms in consumer contracts Firms' awareness of and compliance with the Unfair Terms in Consumer Contracts Regulations 1999 [PDF]
4 June Press release Three senior advisors from industry join FSA
4 June Press release FSA seeks to close down UK's largest illegal 'landbanking' scheme
3 June First Supervisory Notice Comline Group Limited [PDF]
3 June Press release FSA consults on change to with-profits rules
3 June Consultation paper CP08/11: With-profits funds - compensation and redress
3 June Miscellaneous Feedback on tripartite consultation document: operation of the Financial Services Compensation Scheme (FSCS) for deposit protection [PDF]
3 June Press release FSA launches 'can do' money website inspired by young adults for young adults
2 June Press release FSA publishes final regulatory fees and levies for 2008/09
30 May Final notice Corporate Insurance Management Limited [PDF]
30 May Final notice City Mortgage and Financial Limited [PDF]
30 May Policy statement PS08/5: Consolidated Policy Statement on our feeraising arrangements and regulatory fees and levies 2008/09 - Including feedback on CP07/19, CP08/2, CP08/7 and 'made rules'
30 May Press release Financial Services Compensation Scheme Board appointments
29 May Final notice Huw Morris trading as Cwrt Garage [PDF]
29 May Press release New FSA travel insurance regulation will protect consumers
29 May Policy Statement Regulating connected travel insurance - Feedback on CP07/22 and final rules
28 May Final notice Trekfree Associates Limited [PDF]
28 May Final notice Erinma Didi Jordan [PDF]
27 May Press release FSA publishes industry feedback on liquidity requirements
27 May Feedback statement Review of the liquidity requirements for banks and buildings societies - Feedback on DP07/7
27 May Press release FSA launches debate on increasing transparency in regulation
27 May Discussion paper DP08/3: Transparency as a Regulatory Tool
27 May Consultation paper CP08/10: Decision Procedure and Penalties manual and Enforcement Guide Review 2008
27 May Miscellaneous Building society statistics for 2007
23 May Press release New Financial Services Consumer Panel Chairman appointed
23 May Final notice Rafiu Adisa Akanbi, trading as Rafin Adisa Akanbi [PDF]
23 May Final notice Rafiu Adisa Akanbi [PDF]
23 May Handbook publication Handbook Notice No.77 [PDF]
23 May Handbook publication Handbook Development Newsletter - Issue 99 [PDF]
22 May Final notice Gerard McStravick, trading as Fast Track Mortgage and Finance Consultants [PDF]
22 May Press release FSA fines three mortgage brokers for poor mortgage sales procedures
22 May Press release Mortgage broker censured for financial promotions and sales-related failings
21 May Final notice Byron Brown [PDF]
21 May Final notice The Millbank Consultancy Ltd [PDF]
21 May Final notice Millbank Mortgages Limited [PDF]
21 May Application refusal

KPI Financial Services Limited ("KPI") [PDF]

21 May Final notice Mortgageland Limited [PDF]
21 May Final notice KPI Financial Services Limited [PDF]
21 May Final notice Mr Mohammad Rana (registered as Countrywide Management Consultancy and trading as Property Compass) [PDF]
21 May Press release FSA fines insurance firm £640,000 for call centre failings
20 May Speech by Hector Sants Recent market events and the FSA's response
20 May Miscellaneous document Delivering better regulatory outcomes - May 2008 update [PDF]
A joint FSA and OFT Action Plan
19 May Final notice UNAT DIRECT Insurance Management Limited (UNAT) [PDF]
19 May Newsletter Credit Union Newsletter - Issue 7 [PDF]
15 May First Supervisory Notice Lada Trade Centre Limited [PDF]
16 May Newsletter Financial Crime Newsletter - Issue 11 [PDF]
15 May Speech by Jonathan Fischel A regulator's view of the current mortgage market
15 May Speech by Sarah Wilson Future of life assurance: Managing risks
15 May Speech by Hector Sants Principles-Based Regulation - Lessons from the Sub-Prime Crisis
15 May Press release FSA fines Thinc Group £900,000 for sub-prime record keeping failings
15 May Final notice Mr Peter Scott, trading as The Mortgage House [PDF]
15 May Final notice Thinc Group Limited [PDF]
15 May Statement Q & A update on PDS Business Finance / Christian Orpin
14 May Undertaking UK Underwriting Limited [PDF]
13 May First supervisory notice Woodsidecars.com Limited [PDF]
13 May Speech by Callum McCarthy Lessons from the financial crisis
12 May Final notice Fresh Start Car Credit Limited [PDF]
12 May Press release FSA fines Land of Leather and its Chief Executive for PPI failings
9 May Final notice Land of Leather Limited [PDF]
9 May Final notice Paul Simon Briant [PDF]
9 May Final notice Sylvester Emanuel Williams trading as Latitude Finance and Consultancy Services [PDF]
9 May Statement FSA seeks permission to appeal Tribunal's decision on Salman Khan
9 May Final notice Berkley Finance Limited [PDF]
8 May Press release FSA calls for all insurance comparison websites to provide consumers with clear, fair and not misleading information
7 May Final notice Brooklands Financial Services Limited [PDF]
7 May Press release Hector Sants speaks at the Building Societies Association Annual Conference
7 May Speech by Dan Waters The Future of Distribution Seminar - The Retail Distribution Review
7 May Speech by Hector Sants The future of financial regulation
6 May Speech by Andrew Sykes Key Features Documents Seminar
6 May Consultation paper CP08/9: Financial Services Compensation Scheme: EEA branches of UK insurers
2 May Final notice Mr Isah Attayi Mohammed [PDF]
1 May Speech by Amanda Bowe The Retail Distribution Review Interim Report
1 May Undertaking Undertaking: Devitt Insurance Services Limited [PDF]
30 April 1st Supervisory notice Allegiance Mortgages Limited [PDF]
29 April Press release FSA publishes Market Watch 26
29 April Newsletter Market Watch Issue 26 [PDF]
29 April Press release FSA publishes an RDR Interim Report and feedback on the review of personal investment firms’ prudential requirements
29 April Interim Report Retail Distribution Review - Interim Report [PDF]
29 April Feedback statement FS08/2: Review of the Prudential Rules for Personal Investment Firms - Feedback on DP07/4
29 April Report Firm-level predictors of consumer loss through poor financial advice [PDF]
Independent research for the FSA by Europe Economics
29 April Report A market study of professional indemnity insurance for personal investment firms [PDF]
Independent research for the FSA by Frontier Economics Limited
28 April Final notice TOAOTR Limited [PDF]
25 April Final notice Simon Cohen trading as The Travel Insurance Agency [PDF]
25 April Handbook publication Handbook Notice No.76 [PDF]
25 April Handbook publication Handbook Development Newsletter - Issue 98 [PDF]
24 April Press release Do more to protect customers' personal details, warns FSA
24 April Speech by Hector Sants Introductory address to the Financial Crime Conference
24 April Report Data Security in Financial Services: firms' controls to prevent data loss by their employees and third-party suppliers
23 April Press release Naguib Kheraj to advise FSA
22 April Discussion paper Enhancing group supervision under Solvency II [PDF]
A joint discussion paper by HM Treasury and the FSA
21 April Final notice Martin Onoabhagbe [PDF]
21 April Speech by Thomas Huertas Securitisation and the Originate and Distribute Model: Does it have a future?
21 April Final notice Mr John Paul Keay [PDF]
21 April Final notice Mr John Paul Keay [PDF]
17 April Consultation paper FSCS funding - tariff changes
17 April Final notice Change of control application for Resolution plc [PDF]
17 April Newsletter Capital Markets Bulletin - Issue 2 [PDF]
16 April Final notice Five Head Service Station Limited [PDF]
15 April Speech by Sarah Wilson Treating customers fairly in wholesale markets
15 April Final notice First Buy Mortgage Services Ltd [PDF]
15 April Miscellaneous Report of the Financial Stability Forum on Enhancing Market and Institutional Resilience
15 April Final notice Chariot Mortgage Services Limited [PDF]
11 April Senior Supervisor Group Joint Press Release Leading-Practice Disclosures for Selected Exposures
10 April First Supervisory Notice Ideal Insurance Services Limited [PDF]
10 April Miscellaneous Leading-Practice Disclosures for Selected Exposures
10 April Final notice Adonai Consultants International Limited [PDF]
10 April Final notice Safe In-Sure Insurance Consultants [PDF]
10 April Final notice Grosvenor Financial Services Limited (In Administration) [PDF]
10 April FSA statement FSA seeks permission to appeal Tribunal's decision on Fox Hayes
9 April Speech by Dan Waters Hedge Funds and Private Equity
9 April Press release Third party administrator fined £525,000 for customer document failings
8 April Speech by Hector Sants International Developments in Insurance Regulation
8 April Speech by Callum McCarthy Insurance in a wider financial context
8 April Final notice Liberata Financial Services Limited [PDF]
7 April Miscellaneous Major retail thematic work plan for 2008/2009 [PDF]
4 April Speech by Margaret Cole Enforcing Financial Services Regulation: The UK FSA Perspective
4 April Corporate document International Regulatory Outlook - April 2008 [PDF]
4 April Consultation paper Quarterly consultation (No. 16)
2 April Press release FSA fines stockbroker £122,500 for poor sales practices
1 April Occasional paper The UK Listing Rules and Firm Valuation [PDF]
31 March Final notice Mansion House Securities Limited [PDF]
31 March Consultation paper CP08/6: Review of the Client Assets sourcebook (CASS)
31 March Report The emissions trading market: risks and challenges [PDF]
31 March Press release Mortgage review findings will help shape future of FSA regime
31 March Report Mortgage effectiveness review Stage 2 Report [PDF]
31 March Report Mortgage effectiveness review: sub-prime and lifetime findings [PDF]
31 March Press release FSA confirms principles-based approach to platforms
31 March Feedback statement FS08/1: Platforms and more principles-based regulation - Feedback on DP07/2
31 March Policy statement PS08/3: Dispute Resolution: the Complaints sourcebook - Further simplification, minor changes and extending the voluntary jurisdiction
27 March Handbook publication Handbook Notice 75 [PDF]
27 March

Handbook publication

Handbook Development (Issue 97) [ PDF ]
27 March Final notice A1 Moto Services [PDF]
26 March Press release FSA moves to enhance supervision in wake of Northern Rock
26 March Miscellaneous The FSA's internal audit review of its supervision of Northern Rock, and the FSA management response
25 March Newsletter Mortgage Advisers Newsletter - Issue 10 [PDF]
20 March First supervisory notice P&S Motors Limited [PDF]
20 March Press release FSA publishes discussion paper on information transparency in the commercial insurance market
20 March Discussion Paper DP08/02: Transparency, disclosure and conflicts of interest in the commercial insurance market
19 March Press release FSA warns on market abuse
19 March Final notice Blake Independent Financial Services Limited [PDF]
19 March First supervisory notice Corporate Insurance Management Limited [PDF]
19 March Press release