| Date |
Subject |
| December |
Contract certainty in the insurance market |
| December | Handbook Release 36 - December 2004 |
| December | Cantor Index Limited [ PDF | 141 KB | 13 pages ] |
| December |
Unscheduled Additional Meeting summary minutes [ PDF | 84 KB | 1 page ] |
| December | The Tripartite Standing Committee: Meetings and Publications [ PDF | 611 KB | 2 pages ] |
| December | December Board summary minutes [ PDF | 64 KB | 4 pages ] |
| December | A regulatory update from the Insurance Sector team - Issue No. 4 December 2004 [ PDF | 742 KB | 8 pages ] |
| December | Dear CEO Letter to Listed 'General' and 'Food and Drug' Retail Companies [ PDF | 29 KB | 2 pages ] |
| December | Bradford & Bingley plc ("BBG") [ PDF | 204 KB | 15 pages ] |
| December | Network 300 Limited [ PDF | 37 KB | 4 pages ] |
| December | Indigo Capital LLC & Robert Johan Henri Bonnier [ PDF | 261 KB | 12 pages ] |
| December | AXA Sun Life Plc [ PDF | 179 KB | 14 pages ] |
| December | UKLA Newsletter - List! [ PDF | 249 KB | 12 pages ] |
| December | J Sainsbury plc |
| December | Read Independent Financial Advisers Limited [ PDF | 314 KB | 14 pages ] |
| December | Letter to ABI: Pension scheme implications for insurers' capital requirements [ PDF | 52 KB | 5 pages ] |
| December | Handbook Notice 39 [ PDF | 519 KB | 68 pages ] |
| December | John Thompson, Esq. [ PDF | 25 KB | 2 pages ] |
| December | An update from the Financial Crime Sector team - Issue No. 1 December 2004 [ PDF | 56 KB | 6 pages ] |
| December | Hamilton-Lesser and Company - First Supervisory Notice [ PDF | 138 KB | 5 pages ] |
| December | Redvers David Evans [ PDF | 97 KB | 9 pages ] |
| December | John Sutton Partnership [ PDF | 36 KB | 3 pages ] |
| December | Jason Smith [ PDF | 230 KB | 12 pages ] |
| December | Robin Mark Hutchings [ PDF | 244 KB | 11 pages ] |
| December | Letter to the PPP Forum
Regulatory treatment under section 157 of the FSMA of persons who manage PFI, PPP and analogous project finance projects [ PDF | 53 KB | 4 pages ] |
| December | Statement: Room Service Group plc |
| December | Costs and opportunities related to best practices for global players; How regulators will respond to a global insurance marketplace |
| December | Financial advertising [ PDF | 158 KB | 2 pages ] |
| December | How do we achieve regulatory convergence in practice? |
| December | The lending landscape post October 31 - the Financial Services Authority's view |
| December | IFG Advisory UK Limited [ PDF | 21 KB | 2 pages ] |
| December | Foster & Cranfield Limited [ PDF | 21 KB | 2 pages ] |
| December | Life Insurance Newsletter (No.2) [ PDF | 83 KB | 8 pages ] |
| December | Handbook Development (Issue 58) [ PDF | 181 KB | 16 pages ] |
| December | NERA Report: The FSA's Methodology for Cost-Benefit Analysis [ PDF | 266 KB | 71 pages ] |
| December | JHC Report: N2 + 2 Review of Cost Benefit Analysis - Cultural Issues [ PDF | 148 KB | 17 pages ] |
| December | N2 + 2: Review of the Financial Services and Markets Act
Enhancing our approach to Cost benefit analysis |
| December | Lloyd's: Integrated prudential requirements and changes to actuarial and auditing requirements - Including feedback on CP04/7, CP04/13 (part) and CP04/15 (part) and 'made text' |
| November |
Retirement planning for the over 50s [PDF | 302 KB | 18 pages] |
| November | Mr Keith John Rutter [ PDF | 26 KB | 9 pages ] |
| November | The Underwriter Insurance Company Limited [ PDF | 83 KB | 6 pages ] |
| November | Reforming Polarisation: Implementation - Feedback on CP04/3 (A menu for being open with consumers) and made text |
| November | November Board summary minutes [ PDF | 124 KB | 5 pages ] |
| November | October Board summary minutes [ PDF | 73 KB | 4 pages ] |
| November | Implementation of the Simplified Prospectus requirements in the UCITS Management Company Directive |
| November | Handbook Release 35 - November 2004 |
| November | Risk-based compliance for financial services |
| November | Consumer understanding of financial risk [ PDF | 1036 KB | 69 pages ] |
| November | Handbook Notice 38 [ PDF | 452 KB | 76 pages ] |
| November | Insurance groups - Supplementary feedback on CP204 and made text |
| November | Amendments to switch on the Integrated Prudential sourcebook as it applies to insurers - Feedback to CP04/13 |
| November | Child Trust Funds - Feedback on CP04/10 and made text |
| November | Market Conduct |
| November | Analysis of activity in the energy markets 2004 [ PDF | 26 KB | 2 pages ] |
| November | John Edward Rourke [ PDF | 47 KB | 5 pages ] |
| November | FSA Annual Listing Conference 2004 |
| November | Geneva Association |
| November | Kensington Financial Management Limited [ PDF | 119 KB | 3 pages ] |
| November | Evolution Beeson Gregory Ltd [ PDF | 276 KB | 10 pages ] |
| November | Countering financial crime risks in information security [ PDF | 473 KB | 44 pages ] |
| November | Is regulation in the EU and UK doing the right job? |
| November | Challenges to the UK Banking Sector |
| November | Regulatory Infrastructure and Influence in the New Actuarial Regime |
| November | John Henshall Financial Services Limited [ PDF | 100 KB | 2 pages ] |
| November | Statement: Banco Santander Central Hispano S.A / Abbey National plc |
| November | Consumer testing of a filtered questions approach to selling stakeholder products - stage three [ PDF | 469 KB | 146 pages ] |
| November | Insensia Capital Limited [ PDF | 122 KB | 3 pages ] |
| November | Feedback Statement on DP25 - Development of transaction monitoring systems |
| November | Handbook Development (Issue 57) [ PDF | 72 KB | 14 pages ] |
| November | Handbook Notice 37 [ PDF | 334 KB | 58 pages ] |
| October | International Accounting Standards [ PDF | 195 KB | 2 pages ] |
| October | Rebuilding trust in the UK's financial services |
| October | Implications of a changing accounting framework |
| October | September Board summary minutes [ PDF | 95 KB | 6 pages ] |
| October | CESR's role in Endorsing, Implementing and Enforcing IFRS and Auditing Practices in the EU |
| October | Regulatory fees relating to mortgage and insurance mediation regulation - Feedback on CP04/4 and CP04/9 and made text |
| October | Statement: FSA v Fradley & Woodward |
| October | Statement: British Energy |
| October | Network 300 Limited
First Supervisory Notice [ PDF | 56 KB | 5 pages ] |
| October | Capita Trust Company Limited [ PDF | 186 KB | 18 pages ] |
| October | Evers Associates (Life & Pensions) Limited ("EAL") [ PDF | 32 KB | 3 pages ] |
| October | Egerton Court Consultants ("ECC") [ PDF | 32 KB | 3 pages ] |
| October | M G Sykes & Co [ PDF | 31 KB | 3 pages ] |
| October | Philip Gibson & Co. [ PDF | 32 KB | 3 pages ] |
| October | Anthony Knight Associates Limited [ PDF | 21 KB | 2 pages ] |
| October | Statement: Sir Philip Watts' reference to the Financial Services and Markets Tribunal |
| October | Teaching, communication and temperance - a regulatory perspective
Association of Friendly Societies Annual General Meeting |
| October | ID - defusing the issue: A progress report
Financial Crime Sector Report [ PDF | 643 KB | 28 pages ] |
| October | FSA review of the Oil and Energy Market Participants [ PDF | 43 KB | 3 pages ] |
| October | Handbook Release 34 - October 2004 |
| October | The Listing Review and implementation of the Prospectus Directive - Draft rules and feedback on CP203 |
| October | Speech at the opening of the Securities and Investment Institute's Scottish office |
| October | Millfield Group Plc [ PDF | 89 KB | 2 pages ] |
| October | Sage Financial Services Limited [ PDF | 91 KB | 2 pages ] |
| October | Inter-Alliance Group Plc [ PDF | 89 KB | 2 pages ] |
| October | Inter-Alliance (Group Practices) Limited [ PDF | 89 KB | 2 pages ] |
| October | John Henshall Financial Services Limited
Second Supervisory Notice [ PDF | 98 KB | 3 pages ] |
| October | Liquidity Risk |
| October | BBA's Annual Supervision Conference |
| October | Information note for commodity market participants [ PDF | 42 KB | 8 pages ] |
| October | Sesame Limited (formerly known as Kestrel Financial Management Limited) [ PDF | 237 KB | 16 pages ] |
| October | Letter to the ABI
Policy Statement on prudential standards for life insurers: PS04/16 [ PDF | 78 KB | 6 pages ] |
| October | Handbook Development (Issue 56) [ PDF | 63 KB | 11 pages ] |
| October | Quarterly consultation (No. 2) |
| October | Statement: FSA inquiries into gas prices |
| October | Statement: James Middleweek |
| October | George Kenneth Davenport Gregg [ PDF | 54 KB | 5 pages ] |
| October | UKLA Newsletter - List! [ PDF | 100 KB | 11 pages ] |
| September | General insurance regulation: is your house in order? |
| September | Delivering more transparent and better informed financial markets |
| September | FSA's outlook on asset management risks, priorities and challenges |
| September | Insurance Sector Briefing: The regulation of closed with-profits funds [ PDF | 696 KB | 32 pages ] |
| September | Teare Rose Independent Financial Advisers [ PDF | 36 KB | 3 pages ] |
| September | July Board summary minutes [ PDF | 95 KB | 6 pages ] |
| September | Senior Management Responsibilities: Conflicts of interest and risks arising from financing transactions [ PDF | 48 KB | 4 pages ] |
| September | Issuer Contact Details [ PDF | 81 KB | 1 pages ] |
| September | How should international financial service companies be regulated? |
| September | Ambiguity of Contracts: Lessons learned from Equitable Life |
| September | Handbook Notice 36 [ PDF | 519 KB | 66 pages ] |
| September | Statement: Marks and Spencer |
| September | Energy Finance (UK) Limited [ PDF | 70 KB | 8 pages ] |
| September | FSA Enforcement Conference |
| September | General Insurance Newsletter (No. 3) [ PDF | 729 KB | 6 pages ] |
| September | Life Insurance Newsletter (No. 1) [ PDF | 711 KB | 6 pages ] |
| September | Handbook Development (Issue 55) [ PDF | 173 KB | 13 pages ] |
| September | The Governor and Company of the Bank of Ireland [ PDF | 127 KB | 7 pages ] |
| September | David M Aaron (Personal Financial Planners) Limited [ PDF | 171 KB | 17 pages ] |
| August | Helping consumers improve their understanding of with-profits policies [ PDF | 917 KB | 46 pages ] |
| August | Meredith Alan Beattie trading as M A Beattie Assurance [ PDF | 84 KB | 2 pages ] |
| August | Results of our review of processes, systems and controls for with-profits insurance contracts [ PDF | 151 KB | 5 pages ] |
| August | The "Shell" Transport and Trading Company, p.l.c. The Royal Dutch Petroleum Company NV ("RDP") [ PDF | 1087 KB | 17 pages ] |
| August | Mr J R Townsend [ PDF | 88 KB | 2 pages ] |
| August | Mr E T Rayner [ PDF | 80 KB | 2 pages ] |
| August | Handbook Release 33 - August 2004 |
| August | Treating with-profits policyholders fairly - Further consultation, feedback on CP207 and near-final text |
| August | Implementing the new general insurance regime [ PDF | 35 KB | 3 pages ] |
| August | To the Chief Executives of Life Insurers and Friendly Societies:
Credit Risk Management in Life Insurance Firms [ PDF | 54 KB | 6 pages ] |
| August | Statement: Policy Statement 04/20 |
| August | FSA Annual Public Meetings |
| August | John Henshall Financial Services Limited - First Supervisory Notice [ PDF | 138 KB | 5 pages ] |
| August | Greater Pollokshaws Credit Union Limited [ PDF | 165 KB | 6 pages ] |
| August | CAPS returns [ PDF | 135 KB | 3 pages ] |
| August | Nationwide Building Society returns [ PDF | 94 KB | 3 pages ] |
| August | John Calland - trading as Calland Insurance and Mortgage Services [ PDF | 109 KB | 3 pages ] |
| August | Alan Stuart Webb trading as A. & P.W. Consultants [ PDF | 85 KB | 2 pages ] |
| August | UKLA Newsletter - List! [ PDF | 182 KB | 4 pages ] |
| August | Handbook Development (Issue 54) [ PDF | 178 KB | 14 pages ] |
| August | Solihull Financial Services [ PDF | 83 KB | 2 pages ] |
| August | Pensions Review Bulletin (No 27) [ PDF | 38 KB | 2 pages ] |
| August | Pensions Review Bulletin (No 27) [ PDF | 38 KB | 2 pages ] |
| August | Michael Thomas Davies [ PDF | 87 KB | 9 pages ] |
| July | Building Financial capability in the UK: The role of advice [ PDF | 181 KB | 12 pages ] |
| July | Inflation and pension savings: Understanding the presentation of the Statutory Money Purchase Illustration (SMPI) in pension statements [ PDF | 1052 KB | 66 pages ] |
| July | Financial Promotions for Spread Betting:
Letter to CEO's of financial and sports spread betting firms [ PDF | 40 KB | 4 pages ] |
| July | Teare Rose Independent Financial Advisers
Second Supervisory Notice [ PDF | 38 KB | 3 pages ] |
| July | Quarterly consultation (No. 1) |
| July | Statement: Proposals to De-list: Clarification of the requirements relating to shareholder approval |
| July | CESR announces a call for evidence on credit rating agencies [ PDF | 37 KB | 3 pages ] |
| July | Treating customers fairly - progress and next steps [ PDF | 101 KB | 28 pages ] |
| July | Allied Capital (UK) Limited [ PDF | 34 KB | 3 pages ] |
| July | Handbook Release 32 - July 2004 |
| July | June Board summary minutes [ PDF | 65 KB | 6 pages ] |
| July | Financial groups - Feedback on CP204 and made text |
| July | Financial Crime and the City |
| July | Handbook Notice 35 [ PDF | 394 KB | 52 pages ] |
| July | The identification of contracts of insurance - Feedback on CP150 and made text |
| July | Chairman's speech at the FSA's Annual Public Meeting |
| July | CEO's speech at the FSA's Annual Public Meeting |
| July | Basel 2 Implementation
FSA Annual Public Meeting |
| July | Who is running this industry anyway?
International Insurance Society Conference, London |
| July | Peter Bracken [ PDF | 254 KB | 11 pages ] |
| July | Handbook Development (Issue 53) [ PDF | 182 KB | 16 pages ] |
| July | Financial promotions: investments for children [ PDF | 139 KB | 3 pages ] |
| July | Market Abuse Seminar - Implementing the new Market Abuse Directive in the UK -
Implications for UK Market participant |
| July | Financial reporting in the UK - ICAEW annual conference, London |
| July | Integrated Prudential sourcebook for insurers |
| July | Letter to CEOs of all firms with with-profits funds in excess of £500m. [ PDF | 327 KB | 9 pages ] |
| July | What determines how much capital is held by UK banks and building societies? [ PDF | 540 KB | 68 pages ] |
| July | FSMA 2 Year Review: Financial Ombudsman Service July 2004 |
| July | Changes to the FSA's Complaints Scheme - Feedback on CP04/6 and made text |
| July | Projections review - The case for change |
| July | The Market Risk Module - Feedback on CP206 and 'made' text |
| June | FSA Annual Report 2003/04 |
| June | Alan Stuart Webb trading as A. & P.W. Consultants
First Supervisory Notice [ PDF | 63 KB | 1 pages ] |
| June | What consumers know about financial regulation [ PDF | 794 KB | 29 pages ] |
| June | May Board summary minutes [ PDF | 144 KB | 6 pages ] |
| June | CESR launches a call for evidence on the second set of mandates from the european commission on the Markets in Financial Instruments Directive (MiFID) [ PDF | 56 KB | 5 pages ] |
| June | CESR begins work on implementing measures to establish equivalence between third countries GAAP and IAS/IFRS and launches a call for evidence [ PDF | 38 KB | 3 pages ] |
| June | CESR announces a call for evidence regarding the European Commission's mandates on the Transparencey Directive [ PDF | 39 KB | 3 pages ] |
| June | FSA Enforcement policy
International Financial Services, London |
| June | Fleet Mortgage Insurance & Financial Services ("Fleet") [ PDF | 120 KB | 3 pages ] |
| June | April Board summary minutes [ PDF | 64 KB | 5 pages ] |
| June | Authorisation Cases Bulletin |
| June | Inducement payments by product providers to intermediaries [ PDF | 18 KB | 3 pages ] |
| June | Handbook Release 31 - June 2004 |
| June | Memorandum from the FSA
The Treasury Committee - Inquiry into restoring confidence in long-term savings |
| June | European Financial Integration: progress and prospects
European Commission Conference, Brussels |
| June | Major regulatory challenges and risks facing the fund management industry: The FSA's perspective
Unit Trusts and Oeics Conference 2004 |
| June | Small Business Practitioner Panel
Annual Report 2003/04 [ PDF | 840 KB | 16 pages ] |
| June | UK Implementation of the EU Market Abuse Directive (Directive 2003/6/EC) - A joint consultation document by HM Treasury and the FSA [ PDF | 1306 KB | 248 pages ] |
| June | Handbook Notice 34 [ PDF | 317 KB | 44 pages ] |
| June | Paul Davidson Tribunal |
| June | A basic advice regime for the sale of stakeholder products |
| June | CESR begins its first consultation on its draft advice to the European Commission on the new Investment Services Directive [ PDF | 72 KB | 7 pages ] |
| June | Consumer testing of a filtered questions approach to selling stakeholder products - stage two [ PDF | 470 KB | 111 pages ] |
| June | Pensions Review Bulletin (No 26) [ PDF | 30 KB | 1 pages ] |
| June | Pensions Review Bulletin (No 26) [ PDF | 30 KB | 1 pages ] |
| June | A basic advice regime for the sale of stakeholder products |
| June | Meredith Alan Beattie trading as M A Beattie Assurance - First Supervisory Notice [ PDF | 148 KB | 5 pages ] |
| June | Money Advice Scotland Annual Conference 2004 |
| June | Scotts Private Client Services Limited [ PDF | 215 KB | 18 pages ] |
| June | CESR starts work on its agenda for investment management [ PDF | 80 KB | 5 pages ] |
| June | Interdependence Limited [ PDF | 90 KB | 9 pages ] |
| June | Child Trust Funds |
| June | SEC-CESR sets out the shape of future collaboration [ PDF | 41 KB | 3 pages ] |
| June | Mr Christopher Headdon [ PDF | 34 KB | 4 pages ] |
| June | Hargreaves Lansdown Asset Management Limited [ PDF | 146 KB | 12 pages ] |
| June | Leopold Joseph & Sons Limited [ PDF | 80 KB | 9 pages ] |
| June | Mr Derek Craig Esq [ PDF | 85 KB | 2 pages ] |
| June | Handbook Development (Issue 52) [ PDF | 175 KB | 14 pages ] |
| May | Handbook Release 30 - May 2004 |
| May | Director of the SEC Office of International Affairs and the secretary-general of the Committee of European Securities Regulators announce enhanced cooperation and collaboration [ PDF | 28 KB | 2 pages ] |
| May | Building financial capability in the UK |
| May | Financial Capability: Consumers' views on developing their financial capability through schools and workplaces [ PDF | 283 KB | 10 pages ] |
| May | Fees issues arising from the regulation of mortgage business and general insurance broking - including feedback on CP04/2 |
| May | Handbook Notice 33 [ PDF | 444 KB | 55 pages ] |
| May | Regulation of long-term care insurance - Feedback on CP200 and made text |
| May | Miscellaneous amendments to the Handbook (No.14) |
| May | Carr Sheppards Crosthwaite Limited [ PDF | 125 KB | 10 pages ] |
| May | Preparing for general insurance regulation |
| May | The future shape of EU financial services regulation - A UK perspective |
| May | Universal Salvage PLC [ PDF | 91 KB | 8 pages ] |
| May | Richard Bernard Charles [ PDF | 63 KB | 7 pages ] |
| May | Memorandum of understanding between the Financial Services Authority and the Institute of Chartered Accountants in England and Wales [ PDF | 123 KB | 13 pages ] |
| May | Memorandum of understanding between the Financial Services Authority and the Institute of Chartered Accountants in Scotland [ PDF | 122 KB | 13 pages ] |
| May | Memorandum of understanding between the Financial Services Authority and the Institute of Chartered Accountants in Ireland [ PDF | 119 KB | 13 pages ] |
| May | Homebuyers (West Country) Limited [ PDF | 34 KB | 3 pages ] |
| May | Teare Rose Independent Financial Advisers
First Supervisory Notice [ PDF | 55 KB | 5 pages ] |
| May | Solihull Financial Services [ PDF | 617 KB | 6 pages ] |
| May | Widening the scope? FSA and CAB research into delivering financial advice through the CAB [ PDF | 644 KB | 120 pages ] |
| May | Handbook Development (Issue 51) [ PDF | 213 KB | 18 pages ] |
| May | MMD Corporate Finance Limited [ PDF | 31 KB | 3 pages ] |
| May | Larry John Barreto [ PDF | 84 KB | 8 pages ] |
| May | Bundled brokerage and soft commission arrangements |
| May | Bundled brokerage and soft commission arrangements |
| May | Bundled brokerage and soft commission arrangements |
| May | The Regulator's View
Speech to the Building Societies Association |
| May | Anthony Reed Limited [ PDF | 27 KB | 2 pages ] |
| May | CESR welcomes new members from the ten EU Accession Countries [ PDF | 35 KB | 3 pages ] |
| April | Handbook Release 29 - April 2004 |
| April | Implementation of the Insurance Mediation Directive for long-term insurance business - Feedback on CP201 and 'near-final' rules |
| April | Implementation of the Insurance Mediation Directive for long-term insurance business - Feedback on CP201 and 'near-final' rules |
| April | March Board summary minutes [ PDF | 79 KB | 7 pages ] |
| April | Co-ordinating enforcement of Financial Information [ PDF | 134 KB | 3 pages ] |
| April | Justifiable confidence in the life insurance industry |
| April | UKLA Newsletter - List! [ PDF | 224 KB | 12 pages ] |
| April | February Board summary minutes [ PDF | 45 KB | 4 pages ] |
| April | Handbook Notice 32 [ PDF | 433 KB | 54 pages ] |
| April | January Board summary minutes [ PDF | 49 KB | 4 pages ] |
| April | Life insurance: Opportunity and threat |
| April | Croydon Branch Union of Communication Workers Credit Union Limited [ PDF | 35 KB | 3 pages ] |
| April | Corporate Governance of Recognised Bodies [ PDF | 43 KB | 4 pages ] |
| April | Money laundering - A review of credit unions' anti-money laundering systems and procedures [ PDF | 34 KB | 3 pages ] |
| April | Management of credit risks within a trading environment - Review of market practices 2003 [ PDF | 187 KB | 20 pages ] |
| April | Pensions Review Bulletin (No 25) [ PDF | 140 KB | 1 pages ] |
| April | Pensions Review Bulletin No 25 [ PDF | 140 KB | 1 pages ] |
| April | Handbook Development (Issue 50) [ PDF | 217 KB | 20 pages ] |
| April | Raiffeisen Zentralbank Österreich [ PDF | 107 KB | 9 pages ] |
| April | CESR proposes how to ensure consistent application of EU legislation (level 3 under the Lamfalussy process) [ PDF | 46 KB | 3 pages ] |
| April | CESR announces appointments [ PDF | 46 KB | 4 pages ] |
| April | Review of Internal Audit and Quality of Prudential Reporting at DTD Banks and Building Societies [ PDF | 53 KB | 5 pages ] |
| April | Memorandum of understanding between the Financial Services Authority and the Skills Council [ PDF | 34 KB | 2 pages ] |
| April | Financial Matters
First Supervisory Notice [ PDF | 51 KB | 6 pages ] |
| April | Berry Birch & Noble Financial Services Ltd
First Supervisory Notice [ PDF | 50 KB | 5 pages ] |
| April | Lloyd's: integrated prudential requirements, and changes to auditing and actuarial requirements - Including feedback on CP178 |
| March | Handbook Release 28 - March 2004 |
| March | Annual Money Laundering Reporting Officers report [ PDF | 63 KB | 4 pages ] |
| March | Consultation paper 190 [ PDF | 30 KB | 2 pages ] |
| March | Sportsworld Media Group plc and Geoffrey John Brown [ PDF | 105 KB | 10 pages ] |
| March | Memorandum of understanding between the Financial Services Authority And The Law Society of Northern Ireland [ PDF | 109 KB | 13 pages ] |
| March | Memorandum of understanding between the Financial Services Authority And The Law Society of England and Wales [ PDF | 130 KB | 14 pages ] |
| March | Memorandum of understanding between the Financial Services Authority And The Law Society of Scotland [ PDF | 129 KB | 14 pages ] |
| March | Memorandum of understanding between
the Financial Services Authority and the Inland Revenue [ PDF | 223 KB | 20 pages ] |
| March | Memorandum of understanding between
the Financial Services Authority and the Association of Chartered Certified Accountants [ PDF | 109 KB | 13 pages ] |
| March | Memorandum of understanding between
the Financial Services Authority and the Institute of Actuaries [ PDF | 111 KB | 13 pages ] |
| March | Goldcrest Capital Limited [ PDF | 33 KB | 3 pages ] |
| March | Making markets work: life insurance |
| March | Regulatory change in the insurance world |
| March | The CIS sourcebook - A new approach - Feedback on CP185 and made text |
| March | Handbook Notice 31 [ PDF | 506 KB | 59 pages ] |
| March | The Financial Services Practitioner Panel Annual Report 2003 [ PDF | 272 KB | 26 pages ] |
| March | Conflicts of interest in investment research - Feedback on CP205 and made Handbook text |
| March | Mortgage firms and Insurance intermediaries: Funding of the Ombudsman and Compensation schemes |
| March | Miscellaneous amendments to the Handbook (No. 13) |
| March | Allied Dunbar Assurance plc [ PDF | 196 KB | 16 pages ] |
| March | Morgan Grenfell & Co Limited [ PDF | 90 KB | 7 pages ] |
| March | London as an International Capital Market |
| March | Financial Services Regulation |
| March | Looking to the future of insurance regulation |
| March | Keith Taylor Financial Services [ PDF | 25 KB | 3 pages ] |
| March | FT Investment & Insurance Consultants [ PDF | 47 KB | 4 pages ] |
| March | Handbook Development (Issue 49) [ PDF | 183 KB | 16 pages ] |
| March | The Wilson Henry Partnership [ PDF | 25 KB | 2 pages ] |
| March | Consumer research 25: Young people and financial matters [ PDF | 297 KB | 107 pages ] |
| March | CESR develops its approach to review implementation of CESR Standards [ PDF | 47 KB | 4 pages ] |
| March | CESR starts work on guidelines for the consistent implementation of the proposed Commission's Regulation on Prospectus [ PDF | 48 KB | 5 pages ] |
| March | Michael Harding & Partners [ PDF | 28 KB | 2 pages ] |
| March | CASS Business School Lecture |
| March | Regulatory reporting - a new integrated approach: Feedback on CP198 and made text |
| March | General Insurance Newsletter (No. 2) [ PDF | 203 KB | 6 pages ] |
| March | Changing the FSAs Complaints Scheme |
| February | Handbook Release 27 - February 2004 |
| February | Gareth Brandon Griffiths [ PDF | 150 KB | 8 pages ] |
| February | Colin Mark Gamwells [ PDF | 168 KB | 11 pages ] |
| February | Rupert Bruce [ PDF | 159 KB | 9 pages ] |
| February | Liam O'Connell [ PDF | 152 KB | 9 pages ] |
| February | Consumer research 24: Polarisation - menu testing research [ PDF | 466 KB | 84 pages ] |
| February | Reforming Polarisation: A menu for being open with consumers - Including feedback on CP166 |
| February | Birrell Financial Services Limited [ PDF | 28 KB | 2 pages ] |
| February | Handbook Notice 30 [ PDF | 400 KB | 42 pages ] |
| February | Oaktree Financial Services Limited [ PDF | 143 KB | 5 pages ] |
| February | The Practical Implications of SEC Regulation outside the United States |
| February | Capital-at-risk products - Products where you could lose some or all of the money you invest (your capital) [ PDF | 82 KB | 6 pages ] |
| February | Berkeley Jacobs Financial Services Limited [ PDF | 297 KB | 19 pages ] |
| February | Derek Craig [ PDF | 146 KB | 5 pages ] |
| February | Robert Middlemiss [ PDF | 148 KB | 9 pages ] |
| February | Principles and Practices of Financial Management [ PDF | 75 KB | 1 pages ] |
| February | Handbook Development (Issue 48) [ PDF | 79 KB | 16 pages ] |
| February | Mortgage Application Fraud [ PDF | 107 KB | 1 pages ] |
| February | Comparative tables: Bulletin number 7 - Cash deposits comparative tables |
| February | The FSA's approach to implementing the Freedom of Information Act 2000 - Feedback to DP23 and our final publication scheme |
| January | FSA factsheet: AVCs, FSAVCs and stakeholder pensions - Joining or re-joining your employer's AVC scheme [ PDF | 56 KB | 6 pages ] |
| January | Handbook Release 26 - January 2004 |
| January | Clarification and revision of financial promotion Rules and Guidance |
| January | Strata Technology Partners LLP [ PDF | 210 KB | 12 pages ] |
| January | Clarification and revision of financial promotion Rules and Guidance |
| January | Yoshiaki Yamazaki, Hiroshi Okazaki, Robert McKibbin, Kazuhide Oda, Toru Morota, David Titterington [ PDF | 430 KB | 57 pages ] |
| January | Kevan Ian Berry [ PDF | 141 KB | 5 pages ] |
| January | Deloitte & Touche Wealth Management Limited [ PDF | 409 KB | 30 pages ] |
| January | Business Plan 2004/05 |
| January | Fees and fees policy 2004/05 |
| January | Business Plan 2004/05 |
| January | Professional Indemnity Insurance for personal investment firms - consultation on rule changes; and discussion of other policy options |
| January | Professional Indemnity Insurance for personal investment firms - consultation on rule changes; and discussion of other policy options |
| January | Professional Indemnity Insurance for personal investment firms - consultation on rule changes; and discussion of other policy options |
| January | Professional Indemnity Insurance for personal investment firms - consultation on rule changes; and discussion of other policy options |
| January | Harry Whitehouse Esq. [ PDF | 85 KB | 2 pages ] |
| January | Mortgage Endowment Complaints Handling [ PDF | 73 KB | 1 pages ] |
| January | Handbook Notice 29 [ PDF | 480 KB | 70 pages ] |
| January | CESR starts work on commission mandates on the New Investment Services directive - The Financial Investment Markets (FIM) directive [ PDF | 136 KB | 5 pages ] |
| January | Insurance selling and administration & other miscellaneous amendments - Feedback on CP187 and made text |
| January | Financial Risk Outlook 2004 |
| January |
Financial Risk Outlook 2004 [ PDF | 2.81MB | 105 pages ] |
| January | Insurance selling and administration & other miscellaneous amendments - Feedback on CP187 and made text |
| January | Miscellaneous amendments to the Handbook (No. 12) |
| January | Letter to Credit unions - Anti-money laundering training guide [ PDF | 81 KB | 1 pages ] |
| January | The Governor and Company of the Bank of Scotland [ PDF | 236 KB | 9 pages ] |
| January | Standard Life - FSA Statement [ PDF | 63 KB | 1 pages ] |
| January | FSA Statement on Standard Life [ PDF | 62 KB | 1 pages ] |
| January | First achievement of the Lamfalussy process: A robust European regime against market abuse [ PDF | 137 KB | 4 pages ] |
| January | CESR submits to the European Commission its final advice on the content of prospectus and dissemination of advertisements [ PDF | 144 KB | 4 pages ] |
| January | Handbook Development (Issue 47) [ PDF | 78 KB | 16 pages ] |
| January | MM Insurance Services [ PDF | 91 KB | 2 pages ] |
| January | Stopping short: why do so many consumers stop contributing to long-term savings policies? [ PDF | 555 KB | 40 pages ] |
