2003

FSA Library
- Publications by date

2008 2007 2006 2005 2004 2003 2002 2001 2000 1999 1998 1997 1996 1995 1994

Date	Subject
December	Letter to CEOs of all firms with with-profits funds in excess of £500m [ PDF \| 277 KB \| 9 pages ]
December	Preparing for implementation of International Financial Reporting Standards (IFRS) [ PDF \| 146 KB \| 5 pages ]
December	Handbook Notice 28 [ PDF \| 437 KB \| 58 pages ]
December	The prohibition of insurance against financial penalties imposed by the FSA - Feedback on Chapter 2 of CP191 and made text
December	Standardising past performance - Feedback on CP183
December	Further consultation on fees for mortgage firms and insurance intermediaries - Feedback and made text from CP192
December	Access to criminal records - Feedback on CP133 and made text
December	Chase de Vere Financial Solutions plc [ PDF \| 260 KB \| 14 pages ]
December	Financial Services Compensation Scheme Management Expenses Levy Limit - Period: 1 April 2003 to 31 March 2004
December	Further consultation on fees for mortgage firms and insurance intermediaries - Feedback and made text from CP192
December	Financial Services Compensation Scheme Management Expenses Levy Limit
December	Financial Services Compensation Scheme Management Expenses Levy Limit
December	Financial Services Compensation Scheme Management Expenses Levy Limit - Period: 1 April 2003 to 31 March 2004
December	Financial Services Compensation Scheme Management Expenses Levy Limit - Period: 1 April 2003 to 31 March 2004
December	Developing our policy on fraud and dishonesty
December	Friends Provident Life and Pensions Limited [ PDF \| 394 KB \| 23 pages ]
December	Hoodless Brennan and Partners Plc [ PDF \| 211 KB \| 12 pages ]
December	Sean Michael Blackwell [ PDF \| 82 KB \| 2 pages ]
December	SFI Group plc [ PDF \| 266 KB \| 11 pages ]
December	Abbey National plc [ PDF \| 242 KB \| 10 pages ]
December	Abbey National Asset Managers Limited [ PDF \| 246 KB \| 10 pages ]
December	Consumer research 23: Consumer testing of a filtered questions approach to selling stakeholder products [ PDF \| 760 KB \| 45 pages ]
December	FSA statement on Dobb White and its partners [ PDF \| 74 KB \| 1 pages ]
December	Treating with-profits policyholders fairly
December	Handbook Development (Issue 46) [ PDF \| 75 KB \| 11 pages ]
December	With Profits Review
December	Development of transaction monitoring systems
December	FSA's approach to regulating banks
December	Capital adequacy - is it the future of insurance regulation?
December	Handbook Release 25 - December 2003
November	What the FSA expects of IFAs
November	UKLA Newsletter - List! [ PDF \| 82 KB \| 8 pages ]
November	Training & Competence and Conduct of Business in Authorised Professional Firms [ PDF \| 147 KB \| 5 pages ]
November	An update from the FSA
November	Published FSA decisions on building society transfers of engagements
November	Strengthening insurance regulation and managing change
November	Pension transfers from occupational pension schemes in wind-up [ PDF \| 115 KB \| 3 pages ]
November	Mid-year report of the FSA Small Business Practitioner Panel [ PDF \| 195 KB \| 24 pages ]
November	Unlocking Pensions - Financial Promotions [ PDF \| 113 KB \| 3 pages ]
November	St James's Place UK plc [ PDF \| 339 KB \| 19 pages ]
November	St James's Place International plc [ PDF \| 339 KB \| 19 pages ]
November	St James's Place Unit Trust Group Ltd [ PDF \| 339 KB \| 19 pages ]
November	Tier 1 capital for banks: Update to IPRU(BANK) - Feedback on CP155 and made text
November	Stephen Martyn Butterworth [ PDF \| 148 KB \| 5 pages ]
November	Realistic Reporting: Reporting in the Annual Return for 2003 year ends [ PDF \| 100 KB \| 2 pages ]
November	Handbook Notice 27 [ PDF \| 394 KB \| 62 pages ]
November	Miscellaneous amendments to the Handbook (No. 11)
November	Consumer research 22: Purchasing annuities and an examination of the impact of the Open Market Option [ PDF \| 333 KB \| 67 pages ]
November	Ensuring success for the insurer and safety for the consumer through regulation
November	Towards a national strategy for financial capability [ PDF \| 87 KB \| 20 pages ]
November	Insurance Matters Newsletter (No. 1) [ PDF \| 59 KB \| 5 pages ]
November	Mr Antony Blunden [ PDF \| 241 KB \| 14 pages ]
November	Robert Stevens [ PDF \| 187 KB \| 9 pages ]
November	Handbook Development (Issue 45) [ PDF \| 168 KB \| 20 pages ]
November	Scottish Financial Enterprise speech
November	Power, accountability and co-operation in the enforcement process
November	Handbook Release 24 - November 2003
November	Liquidity risk in the Integrated Prudential sourcebook - Systems and Controls chapter
November	Liquidity risk in the Integrated Prudential sourcebook - Systems and Controls chapter
October	CESR begins preparations for new role in the regulation of asset management and Unit Collective Investment Schemes (UCITS) [ PDF \| 168 KB \| 4 pages ]
October	Regulating mortgage sales: final conduct of business rules - Feedback on CP186 and made text
October	Letter to credit unions - Mortgage and General Insurance Regulation [ PDF \| 640 KB \| 20 pages ]
October	Principles and Practices of Financial Management [ PDF \| 120 KB \| 2 pages ]
October	Conflicts of Interest: Investment Research and Issues of Securities
October	Conflicts of Interest: Investment Research and Issues of Securities
October	Financial groups
October	Review of UK insurers' risk management practices [ PDF \| 368 KB \| 33 pages ]
October	Changes to the Listing Rules to take account of the introduction of treasury shares - Feedback on CP182 and made text
October	Changes to the Listing Rules to take account of the introduction of treasury shares - Feedback on CP182 and made text
October	Copies of the key facts logo for reproduction by firms
October	Handbook Notice 26 Erratum - The commencement date of the Compensation Sourcebook (Amendment No 2) Instrument 2003 is 1 December 2003. The online version is now corrected. [ PDF \| 398 KB \| 64 pages ]
October	Amendments to the Interim Prudential sourcebook for Investment Businesses chapter 5 rules on consolidated supervision - Feedback on CP173 and made text
October	Amendments to the Interim Prudential sourcebook for Investment Businesses chapter 5 rules on consolidated supervision - Feedback on CP173 and made text
October	A strategic approach to treating customers fairly
October	Implementing the European Agenda
October	Mr P Halfpenney [ PDF \| 93 KB \| 3 pages ]
October	UKLA Newsletter - List! [ PDF \| 150 KB \| 4 pages ]
October	Enhancing the listing rules.
October	CP203: Review of the listing regime
October	Handbook Development (Issue 44) [ PDF \| 73 KB \| 16 pages ]
October	Co-ordinating enforcement of Financial Information [ PDF \| 150 KB \| 3 pages ]
October	Preparing for the implementation of International Financial Reporting Standards (IFRS) [ PDF \| 172 KB \| 3 pages ]
October	CESR submits final advice on the content and format of prospectus [ PDF \| 139 KB \| 5 pages ]
October	CESR re-elects its Chairman and Vice-chair [ PDF \| 145 KB \| 3 pages ]
October	Fees for mortgage firms and insurance intermediaries - Feedback and made text from CP180
October	Investment companies (including Investment trusts) - Proposed changes to the Listing Rules and the Conduct of Business Rules Changes to the Model Code
October	Investment companies (including Investment trusts) - Proposed changes to the Listing Rules and the Conduct of Business Rules Changes to the Model Code
October	Fees for mortgage firms and insurance intermediaries - Feedback and made text from CP180
October	Policy statement: Investment companies (including investment trusts) Changes to the Listing Rules and the Conduct of Business Rules; Changes to the Model Code - Feedback on CP164 and made text
October	Lloyd's policyholders: Review of compensation arrangements - including feedback on CP177 and made text
October	Integrated prudential sourcebook - Near-final text on prudential risks systems and controls
October	Handbook Release 23 - October 2003
October	The FSA's approach to implementing the Freedom of Information Act 2000
September	Regulatory issues in the General Insurance Market
September	Insurance regulatory reporting: changes to the publicly available annual return for insurers
September	Paying for long-term care [ PDF \| 83 KB \| 8 pages ]
September	Update on money laundering - Letter from Carol Sergeant [ PDF \| 124 KB \| 4 pages ]
September	Review of treasury systems and controls - Letter to CEOs of DTD Banks & Building Societies [ PDF \| 129 KB \| 4 pages ]
September	Money Laundering
September	Mr G Piggott [ PDF \| 94 KB \| 2 pages ]
September	Regulation of long-term care insurance
September	Chartertrack Financial Services Limited [ PDF \| 92 KB \| 2 pages ]
September	Implementation of the Solvency I Directives into the Interim Prudential sourcebooks for Insurers and Friendly Societies Feedback on CP181 and made text
September	Lloyds TSB Bank plc [ PDF \| 174 KB \| 15 pages ]
September	Mansion House speech
September	Mansion House speech
September	The Future of Islamic Banking in Europe
September	Eric Sweet Esq. [ PDF \| 92 KB \| 2 pages ]
September	Mr Christopher Allan Goekjian [ PDF \| 221 KB \| 12 pages ]
September	Handbook Notice 25 [ PDF \| 1032 KB \| 58 pages ]
September	Miscellaneous amendments to the Handbook (No. 10)
September	The Mortgage Market and Credit Risk Management
September	Handbook Development (Issue 43) [ PDF \| 73 KB \| 16 pages ]
September	The FSA: Risk and regulation [ PDF \| 433 KB \| 5 pages ]
September	Reasonable expectations: Regulation in a non-zero failure world [ PDF \| 844 KB \| 47 pages ]
September	Oriental & African Strategic Investment Services Limited [ PDF \| 63 KB \| 2 pages ]
September	Reporting requirements for mortgage, insurance and investment firms, and supplementary consultation on audit requirements
September	Reporting requirements for mortgage, insurance and investment firms, and supplementary consultation on audit requirements
September	How serious are we about fighting financial crime?
September	Handbook Development (Special edition) - (Updated) [ PDF \| 493 KB \| 16 pages ]
September	Prudential and other requirements for mortgage firms and insurance intermediaries - Feedback on CP174 and 'near final' text
September	Appointed representatives - extending the current regime. Feedback on CP159 and 'near final' rules
September	Prudential and other requirements for mortgage firms and insurance intermediaries - Feedback on CP174 and 'near final' text
September	Appointed representatives - extending the current regime. Feedback on CP159 and 'near final' rules
September	Merton Securities Limited [ PDF \| 64 KB \| 2 pages ]
September	Christopher John Liston [ PDF \| 88 KB \| 4 pages ]
September	Moran Webb Insurance Consultants [ PDF \| 88 KB \| 4 pages ]
September	Financial Reporting Requirements: Letter to CEOs [ PDF \| 67 KB \| 3 pages ]
September	Europe's approach to market abuse advances [ PDF \| 196 KB \| 4 pages ]
September	Regulatory reporting - a new integrated approach
September	Handbook Release 24 - September 2003
August	Enhanced capital requirements and individual capital assessments for non-life insurers
August	Enhanced capital requirements and individual capital assessments for life insurers
August	FSA Factsheet: With-profit bonds [ PDF \| 84 KB \| 6 pages ]
August	The UCITS Management Directive: Implementing the UCITS Amending Directive (2001/107/EC) - Feedback on CP163 and made text
August	Reducing money laundering risk - Know Your Customer and anti-money laundering monitoring
August	Handbook Development (Issue 42) [ PDF \| 502 KB \| 24 pages ]
August	R A Logan & Co. [ PDF \| 66 KB \| 2 pages ]
August	Letter to Industry and Consumer Groups on defining mis-selling [ PDF \| 105 KB \| 6 pages ]
August	Amendments to the Training and Competence sourcebook: Feedback on CP194
August	Amendments to the Training and Competence sourcebook: Feedback on CP194
August	Reynolds and Dodd [ PDF \| 64 KB \| 2 pages ]
August	Northern Bank Limited [ PDF \| 157 KB \| 7 pages ]
August	Consolidated policy statement on our fee raising arrangements
August	Consolidated policy statement on our fee raising arrangements
August	Handbook Release 24 - August 2003
August	CESR - ESCB standards for securities clearing and settlement systems in the European Union [ PDF \| 104 KB \| 2 pages ]
August	Consolidated policy statement on our fee raising framework - As at July 2003 (including feedback on CP168)
August	CESR sends to the european commission its final advice on disclosure obligations for listed and issuing companies [ PDF \| 144 KB \| 3 pages ]
August	CESR consults on minimum disclosure requirements for sovereign issuers and financial information on prospectus [ PDF \| 149 KB \| 3 pages ]
August	Letter to CEOs: issues for firms advising on investments arising from review of former appointed representatives [ PDF \| 108 KB \| 4 pages ]
August	FSA statement re shareholdings in Chelsea Village plc [ PDF \| 17 KB \| 1 pages ]
August	Miscellaneous amendments to the Handbook (No. 9)
July	Anti-money laundering current customer review cost benefit analysis [ PDF \| 477 KB \| 98 pages ]
July	Briefing note: Identification of existing customers by regulated firms [ PDF \| 62 KB \| 9 pages ]
July	Building a framework for operational risk management: the FSA's observations - Feedback on industry practice as we prepare to implement CP142
July	Handbook Notice 24 [ PDF \| 904 KB \| 57 pages ]
July	Handbook Development (Issue 41) [ PDF \| 111 KB \| 17 pages ]
July	Clarifying "mis-selling": A note by the FSA [ PDF \| 78 KB \| 6 pages ]
July	Split Capital Investment Trusts: a progress report [ PDF \| 19 KB \| 4 pages ]
July	FSA Annual meeting
July	Current supervisory issues
July	FSA Annual meeting
July	Individual capital adequacy standards - Feedback on CP136
July	Feedback Statement on DP19 - Options for regulating the sale of "simplified investment products"
July	The Costs of Financial Regulation
July	Report and first consultation on the implementation of the new Basel and EU Capital Adequacy Standards
July	Feedback Statement to CP157 - Examination Framework for Retail Financial Services (Investment Advice Strand 1)
July	Converging Regulation
July	Five Lessons for Lawyers
July	Realistic Reporting: Letter to CEOs [ PDF \| 206 KB \| 19 pages ]
July	David Purnell & Company [ PDF \| 94 KB \| 5 pages ]
July	Release 20 [ PDF \| 2505 KB \| 218 pages ]
July	Guidance Note No. 8 - The Credit Union Common Bond
June	Alternative Trading Systems - Feedback on CP153 and made text
June	FSA Regulation of Banking
June	Money Laundering Theme - International Banking Cluster [ PDF \| 98 KB \| 8 pages ]
June	Oak Financial Services [ PDF \| 63 KB \| 2 pages ]
June	With-profits governance and the role of actuaries in life insurers - Feedback on CP167, made and near-final text
June	Rates of return for FSA prescribed projections Report of PricewaterhouseCoopers and peer reviewers' comments [ PDF \| 2036 KB \| 118 pages ]
June	Cost of Compliance: A Report by Europe Economics [ PDF \| 1968 KB \| 103 pages ]
June	Press release: FSA to review use of projection rates on investment products (includes letter to CEOs of life insurance firms)
June	Handbook Notice 23 [ PDF \| 168 KB \| 48 pages ]
June	Money Laundering Theme - International Banking Cluster [ PDF \| 98 KB \| 8 pages ]
June	Annual Report 2002/03
June	A New Approach to Insurance Regulation
June	Handbook Development (Issue 40) [ PDF \| 81 KB \| 20 pages ]
June	UK Listing Authority Fees for the period 2003/04 [ PDF \| 62 KB \| 1 pages ]
June	CESR consultation on possible implementing measures of the Proposed Prospectus Directive [ PDF \| 127 KB \| 3 pages ]
June	Corporate Governance in Financial Institutions
June	Fourth annual report of the FSA Small Business Practitioner Panel (SBPP) [ PDF \| 118 KB \| 35 pages ]
June	Release 19 [ PDF \| 911 KB \| 84 pages ]
May	Alpha Delta [ PDF \| 62 KB \| 2 pages ]
May	No bank account? Why it could pay you to have one [ PDF \| 216 KB \| 6 pages ]
May	Completing the Financial Services Action Plan
May	Securing a competitive single European financial services market
May	UKLA Newsletter - List! [ PDF \| 79 KB \| 8 pages ]
May	Legal Risks and the Basel Capital Accord
May	Mortgage regulation: Draft conduct of business rules and feedback on CP146
May	Fees 2003/04 - Feedback on CP168
May	Monetary Authority of Singapore Annual Lecture
May	Miscellaneous amendments to the Handbook (No.8)
May	Handbook Notice 22 [ PDF \| 158 KB \| 47 pages ]
May	Handbook Development (Issue 39) [ PDF \| 74 KB \| 16 pages ]
May	Consumer research 21: Standardisation of past performance [ PDF \| 714 KB \| 113 pages ]
May	Standardising past performance - Including feedback on CP132
May	Investment Management Association AGM Dinner
May	The armageddon scenario
May	The Building Societies Association Conference
May	Proposed changes to the Listing Rules to take account of the introduction of treasury shares
May	Dealing with consumers
May	The Global Business Context - Challenges and Opportunities Slide presentation from Michael Foot's speech at the IFS Local Prestige Lecture on 7 May. [ PDF \| 172 KB \| 9 pages ]
May	Release 18 [ PDF \| 2792 KB \| 283 pages ]
May	The CIS sourcebook - A new approach
April	Short selling - Feedback on DP17
April	Handbook Development (Issue 38) [ PDF \| 478 KB \| 15 pages ]
April	Handbook Notice 21 [ PDF \| 123 KB \| 32 pages ]
April	The Authorisation manual - Draft perimeter guidance on activities related to pensions schemes
April	Lincoln Assurance Limited [ PDF \| 180 KB \| 19 pages ]
April	Eagle Financial Services [ PDF \| 93 KB \| 5 pages ]
April	Michael Ackers [ PDF \| 125 KB \| 10 pages ]
April	ABN AMRO Equities (UK) Limited [ PDF \| 161 KB \| 14 pages ]
April	CESR releases consultation paper on second set of implementing measures for directive on market abuse [ PDF \| 138 KB \| 3 pages ]
April	Five Tests of the Single Financial Market
April	Consumer research 19: Review of the regulatory regime for Stakeholder pensions - Report on consumer research carried out on behalf of FSA by IFF Research Ltd [ PDF \| 526 KB \| 70 pages ]
April	Consumer research 20: Review of the regulatory regime for Stakeholder pensions - Report on research with product providers and intermediaries carried out on behalf of the FSA by KPMG [ PDF \| 1359 KB \| 106 pages ]
April	Pensions Review Bulletin (No 24) [ PDF \| 40 KB \| 3 pages ]
April	Marconi plc [ PDF \| 61 KB \| 13 pages ]
April	Pensions Review Bulletin No 24 [ PDF \| 40 KB \| 3 pages ]
April	Performance Persistence in Mutual funds: An Independant Assessment of the Studies Prepared by Charles River Associates for the Investment Management Association [ PDF \| 185 KB \| 54 pages ]
April	Note by the Financial Services Authority and the Financial Ombudsman Service on how they co-operate on splits-related work [ PDF \| 93 KB \| 4 pages ]
April	Kevin Allsop [ PDF \| 98 KB \| 8 pages ]
April	CESR's first initiative towards more robust enforcement of financial information in Europe [ PDF \| 149 KB \| 3 pages ]
April	Release 17 [ PDF \| 3593 KB \| 309 pages ]
April	George Gregg & Company [ PDF \| 94 KB \| 5 pages ]
April	Credit union complaints return [ PDF \| 321 KB \| 8 pages ]
April	From tulips to dotcoms: What can we learn from financial disasters?
April	Review of prudential regulation of the Lloyd's market
April	Lloyd's policyholders: Review of compensation arrangements
April	Market abuse: Pre-hedging convertible and exchangeable bond issues - Feedback on CP149 and made text
April	The FSA's approach to the use of its powers under The Unfair Terms in Consumer Contracts Regulations 1999 - Feedback on CP148 and made text
March	Consumer research 18: The development of more effective product disclosure [ PDF \| 511 KB \| 79 pages ]
March	Simplicity, security and choice: working and saving for retirement - Response from the Financial Services Authority to the Pensions Green Paper Cm 5677 published by the Government in December 2002 [ PDF \| 89 KB \| 20 pages ]
March	Simplifying the taxation of pensions: increasing choice and flexibility for all - Response from the Financial Services Authority to the consultation document published by the Government in December 2002 [ PDF \| 15 KB \| 3 pages ]
March	Oak Financial Services [ PDF \| 92 KB \| 5 pages ]
March	Hedge funds and the FSA - Feedback statement on DP16
March	DBS Financial Management PLC [ PDF \| 164 KB \| 15 pages ]
March	Royal & Sun Alliance Life and Pensions Limited and Royal & Sun Alliance Linked Insurances Limited [ PDF \| 162 KB \| 14 pages ]
March	Risk Disclosure Letter [ PDF \| 79 KB \| 2 pages ]
March	Handbook Notice 20 [ PDF \| 198 KB \| 68 pages ]
March	Tudor House Financial Services [ PDF \| 62 KB \| 2 pages ]
March	Operational risk systems and controls - Feedback on CP142
March	Miscellaneous amendments to the Handbook (No. 7)
March	Handbook Development (Issue 37) [ PDF \| 104 KB \| 16 pages ]
March	Realistic Reporting Approach: Letter to CEOs of life insurers [ PDF \| 149 KB \| 23 pages ]
March	Statutory Money Purchase Illustrations (SMPIs)
March	Implementation of the Distance Marketing Directive - Feedback on CP196 and made text
March	Implementation of the Distance Marketing Directive
March	Implementation of the Distance Marketing Directive - Feedback on CP196 and made text
March	The Future Shape of European Regulation of the Capital Markets - An Introduction from the FSA
March	Lata Gaur [ PDF \| 148 KB \| 10 pages ]
March	Barry Scott [ PDF \| 172 KB \| 12 pages ]
March	Scottish Amicable Life plc [ PDF \| 169 KB \| 17 pages ]
March	G B Griffiths & Company Limited [ PDF \| 64 KB \| 2 pages ]
March	Islamic Finance and the UK Financial Services Authority
March	Release 16 [ PDF \| 4050 KB \| 393 pages ]
February	Electronic money: Perimeter guidance
February	Managing Financial Crises
February	Developments on with-profits governance and the role of actuaries in life insurers and highlights of the 2002 convention for life actuaries
February	Money Laundering - Independent financial advisors handling client money from abroad [ PDF \| 29 KB \| 5 pages ]
February	The Financial Services Practitioner Panel Annual Report 2002 [ PDF \| 175 KB \| 48 pages ]
February	Handbook Notice 19 [ PDF \| 126 KB \| 36 pages ]
February	MLP Private Finance Plc [ PDF \| 150 KB \| 15 pages ]
February	Alpha Delta [ PDF \| 67 KB \| 2 pages ]
February	Guidance Note No. 7 - Precipice Bonds
February	Suckling Waddington & Partners Ltd [ PDF \| 70 KB \| 2 pages ]
February	Handbook Development (Issue 36) [ PDF \| 72 KB \| 14 pages ]
February	The FSA's new regulatory approach: key messages [ PDF \| 28 KB \| 2 pages ]
February	Phased roll-out of the firm risk framework: key messages [ PDF \| 33 KB \| 2 pages ]
February	Phased roll-out of the firm risk framework: key messages
February	Issues for with-profits business arising from the Sandler Review
February	Risk and return in property investment
February	CP170 Newsletter Two - Informing consumers:product disclosure at the point of sale (supplement) [ PDF \| 34 KB \| 2 pages ]
February	Informing consumers: product disclosure at the point of sale
February	Westminster & City 20th Anniversary Life Insurance Conference - Current Consultations and the Regulatory Agenda
February	The Governor and Company of the Bank of Scotland [ PDF \| 166 KB \| 15 pages ]
February	AITC Conference
February	In praise of International Accounting Standards
February	Handbook Development (Issue 35) [ PDF \| 72 KB \| 12 pages ]
February	Pensions Review Bulletin (No 23) [ PDF \| 57 KB \| 4 pages ]
February	Release 15 [ PDF \| 8108 KB \| 566 pages ]
January	Press release: Required Minimum Margin: Letter to CEOs of life insurance firms
January	FS14: Review of the Listing Regime - Feedback on DP14
January	Review of the Listing Regime - Feedback on DP14
January	Letter to UK listed companies on the submission of documents to the UKLA and the Directors' Remuneration Report Regulations 2002 [ PDF \| 20 KB \| 3 pages ]
January	Letter to Overseas listed companies on the submission of documents to the UKLA [ PDF \| 17 KB \| 2 pages ]
January	Eurosure Investment Services Limited [ PDF \| 91 KB \| 4 pages ]
January	Fees 2003/4
January	Plan and Budget 2003 - 2004 [ PDF \| 254 KB \| 53 pages ]
January	Plan and Budget 2003 - 2004
January	With-profits governance, the role of actuaries in life insurers, and certification of insurance returns
January	Financial risk outlook 2003
January	Financial risk outlook 2003 [ PDF \| 375 KB \| 81 pages ]
January	Mortgage endowment complaints: Changes to time limits for making a complaint - Feedback on CP158 and made text
January	Disclosure of status under the Financial Services and Markets Act 2000 and use of the FSA logo
January	Consumer research 17: Initial disclosure documentation research [ PDF \| 362 KB \| 52 pages ]
January	CP166: Frequently Asked Questions (FAQs) [ PDF \| 84 KB \| 5 pages ]
January	Reforming Polarisation: Removing the barriers to choice - Including feedback on CP121
January	Disclosure of status under the Financial Services and Markets Act 2000 and use of the FSA logo - Feedback on CP138 and made text
January	Miscellaneous amendments to the Handbook (No.6)
January	Handbook Notice 18 [ PDF \| 848 KB \| 52 pages ]
January	Handbook Development (Issue 34) [ PDF \| 61 KB \| 12 pages ]
January	CP164: Investment companies (including Investment trusts) - Proposed changes to the Listing Rules and the Conduct of Business Rules Changes to the Model Code
January	Managing Risk: Practical lessons from recent 'failures' of EU insurers [ PDF \| 1698 KB \| 62 pages ]
January	The London Working Group report [ PDF \| 857 KB \| 112 pages ]
January	Heritage Consultants [ PDF \| 63 KB \| 2 pages ]
January	The London Working Group report
January	UKLA Newsletter - List! [ PDF \| 78 KB \| 5 pages ]
January	CESR submits implementing measures on Market Abuse Directive To European Commission [ PDF \| 141 KB \| 3 pages ]
January	Reto Moser [ PDF \| 98 KB \| 5 pages ]
January	Crescent Financial Services [ PDF \| 63 KB \| 2 pages ]
January	Roger Jay Financial Services [ PDF \| 64 KB \| 2 pages ]
January	Options for regulating the sale of "simplified investment products"
January	Release 14 [ PDF \| 1486 KB \| 124 pages ]

Publications by year - 2003