2008 20072006 2005 2004 2003 2002 2001 2000 1999 1998 1997 1996 1995 1994

Date Subject
DecemberCopies of the FSA logo for reproduction by firms
DecemberFSA disclosure survey as at 1 December 2001 [ PDF | 191 KB | 6 pages ]
DecemberThe Interim Prudential sourcebooks for Insurers and Friendly Societies - Feedback on CP123
DecemberThe Interim Prudential sourcebooks for Insurers and Friendly Societies - Feedback on CP123
DecemberThe Interim Prudential sourcebooks for Insurers and Friendly Societies - Guidance on insurance group solvency
DecemberThe Interim Prudential sourcebooks for Insurers and Friendly Societies - Feedback on CP123
DecemberThe Interim Prudential sourcebooks for Insurers and Friendly Societies - Feedback on CP123
DecemberThe Interim Prudential sourcebooks for Insurers and Friendly Societies - Feedback on CP123
DecemberFeedback on responses to Discussion Paper 11 on Cross-sector risk transfers
DecemberConsultation on funding the Financial Ombudsman Service in 2003/2004 and exemptions from DISP
DecemberConsultation on funding the Financial Ombudsman Service 2004/2005
DecemberHandbook Notice 17 [ PDF | 180 KB | 38 pages ]
DecemberFSA factsheet: Income withdrawal - a retirement option for you? [ PDF | 97 KB | 8 pages ]
DecemberFSA factsheet: Your pension - it's time to choose [ PDF | 105 KB | 8 pages ]
DecemberGallagher & Company [ PDF | 66 KB | 2 pages ]
DecemberAlpha Delta [ PDF | 112 KB | 6 pages ]
DecemberCESR consultation on possible implementing measures of the Proposed Prospectus Directive [ PDF | 147 KB | 2 pages ]
DecemberPersistency of life and pensions policies - Eighth survey [ PDF | 619 KB | 38 pages ]
DecemberRoyal Bank of Scotland plc [ PDF | 136 KB | 8 pages ]
DecemberAllan Austin Investment Services [ PDF | 63 KB | 2 pages ]
DecemberCredit Suisse First Boston International [ PDF | 140 KB | 10 pages ]
DecemberHandbook Development - Special Edition [ PDF | 472 KB | 12 pages ]
DecemberFSA guide to the risks of opting out of your employer's pension scheme [ PDF | 193 KB | 10 pages ]
DecemberMortgage endowment complaints - Changes to time limits for making a complaint
DecemberConsumer research 16: Mortgage Endowments: the consumers' view [ PDF | 446 KB | 93 pages ]
DecemberAbbey Life Assurance Company Limited [ PDF | 188 KB | 2 pages ]
DecemberImplementation of the Fourth Motor Insurance Directive - Feedback on CP147 and 'made' text
DecemberA new regulatory approach to insurance firms' use of financial engineering - proposed changes to the regulatory returns for life insurers - Feedback on CP144 and 'made' text
DecemberInsurance selling and administration - the FSA's high-level approach to regulation
DecemberThe UCITS Management Directive - A Joint Consultation
DecemberRelease 13 [ PDF | 6404 KB | 445 pages ]
November2002 Survey of the FSA's regulatory performance report [ PDF | 679 KB | 154 pages ]
NovemberRoger Jay Financial Services [ PDF | 68 KB | 2 pages ]
NovemberExamination Framework for Retail Financial Services (Investment Advice Strand 1)
NovemberInterim Prudential sourcebooks: Insurers and Friendly Societies - Feedback on CP145
NovemberHandbook Development (Issue 33) [ PDF | 68 KB | 12 pages ]
NovemberConsumer research 15: Consumer understanding of annuities [ PDF | 245 KB | 33 pages ]
NovemberCrescent Financial Services [ PDF | 67 KB | 2 pages ]
NovemberAssociation of Independent Financial Advisers Dinner
NovemberMiscellaneous amendments to the Handbook (No.5)
NovemberG B Griffiths & Company Limited [ PDF | 94 KB | 5 pages ]
NovemberHandbook Notice 16 [ PDF | 200 KB | 70 pages ]
NovemberFSA's whistleblowing policy and procedure for its staff [ PDF | 20 KB | 3 pages ]
NovemberHandbook Development (Issue 32) [ PDF | 54 KB | 8 pages ]
NovemberGallagher & Company [ PDF | 68 KB | 2 pages ]
NovemberAllan Austin Investment Services [ PDF | 67 KB | 2 pages ]
NovemberBanking 2002 BBA Online conference - Money Laundering
NovemberHarmonisation and Integration: Regulation of EU Cross-border Financial Integration
NovemberDiscussion Paper 12: Respondents letter [ PDF | 57 KB | 1 pages ]
NovemberPensions Review Bulletin (No 22) [ PDF | 52 KB | 2 pages ]
NovemberRelease 12 [ PDF | 6284 KB | 721 pages ]
NovemberTudor House Financial Services [ PDF | 126 KB | 7 pages ]
NovemberCollective Investment Scheme sourcebook
NovemberInterim Prudential sourcebooks for insurers and friendly societies (minor changes to valuation and reporting) - Feedback on CP139 and 'made' text
NovemberNew Collective Investment Scheme products: Implementing the UCITS Amending Directive (2001/108/EC) Limited Issue Funds Guaranteed Funds - Feedback on CP135 and 'made' text
OctoberAn ethical framework for financial services
OctoberLosing interest: How much can consumers save by shopping around for financial products? [ PDF | 254 KB | 40 pages ]
OctoberComparative tables: Bulletin number 6 - Pension annuities
OctoberMidgley's Insurance Mortgage & Pensions [ PDF | 73 KB | 2 pages ]
OctoberPension projections - Feedback on CP134 and 'made' text
OctoberPress release: FSA seeks information on 'spinning' from City firms
OctoberE K Financial Services Limited [ PDF | 64 KB | 2 pages ]
OctoberCESR consultation on Principles of Enforcement of Accounting Standards in Europe [ PDF | 125 KB | 2 pages ]
OctoberShort selling
OctoberHandbook Notice 15 [ PDF | 814 KB | 40 pages ]
OctoberCrescent Financial Services [ PDF | 117 KB | 6 pages ]
OctoberTier 1 Capital for Banks: Update to IPRU(Banks)
OctoberThe new prudential regime for insurers
OctoberCESR consultation on possible implementing measures of the Proposed Prospectus Directive [ PDF | 137 KB | 3 pages ]
OctoberFSA factsheet: Public issues of securities and stabilisation [ PDF | 70 KB | 6 pages ]
OctoberBest Execution
OctoberAllan Austin Investment Services [ PDF | 113 KB | 7 pages ]
OctoberGallagher & Company [ PDF | 123 KB | 7 pages ]
OctoberHandbook Development (Issue 31) [ PDF | 51 KB | 8 pages ]
OctoberMoney Laundering - On-line broking and spread betting [ PDF | 31 KB | 5 pages ]
OctoberAlternative trading systems
OctoberThe future regulation of insurance - Building the new regulator: Progress report 3 [ PDF | 253 KB | 76 pages ]
OctoberRelease 11 [ PDF | 2913 KB | 332 pages ]
SeptemberFees - Interim consultation on policy issues
SeptemberThe Authorisation manual: miscellaneous changes (including oeics guidance) - Further feedback on CP104 and 'made' text
SeptemberQuality Assurance and Internal Audit (QA/IA) at the Financial Services Authority [ PDF | 173 KB | 33 pages ]
SeptemberFSA Response to BBA Membership Survey
SeptemberRegulation: Today and Tomorrow
SeptemberIslamic finance and the FSA
SeptemberMiscellaneous amendments to the Handbook (No.4)
SeptemberHandbook Notice 14 [ PDF | 821 KB | 52 pages ]
SeptemberMidgley's Insurance Mortgage & Pensions [ PDF | 92 KB | 5 pages ]
SeptemberTo switch or not to switch, that's the question An analysis of the potential gains from switching pension provider [ PDF | 1767 KB | 38 pages ]
SeptemberHandbook Development (Issue 30) [ PDF | 480 KB | 15 pages ]
SeptemberRelease 10 [ PDF | 3855 KB | 504 pages ]
AugustStatement of Disciplinary Action taken by SFA before N2 against Henri Laurent and Bertrand Fleurose [ PDF | 87 KB | 4 pages ]
AugustThe Authorisation Manual - Consultation on Draft Guidance on the identification of contracts of insurance
AugustRoyal Sun Alliance [ PDF | 122 KB | 9 pages ]
AugustHedge funds and the FSA
AugustMoney Laundering - Domestic Banking [ PDF | 49 KB | 6 pages ]
AugustMoney Laundering - Domestic Banking [ PDF | 49 KB | 6 pages ]
AugustFeedback Statement on Fees Review [ PDF | 885 KB | 23 pages ]
AugustMemorandum of Understanding between the Financial Services Authority and the Financial Ombudsman Service [ PDF | 436 KB | 10 pages ]
AugustConsumer research 14: Better informed mortgage customers - Research on financial promotions and product disclosure in the mortgage market [ PDF | 313 KB | 58 pages ]
AugustThe FSA's approach to regulating mortgage sales
AugustFeedback on CP98 (The Draft Mortgage sourcebook)
AugustLetter to all firms on complaints reporting [ PDF | 110 KB | 4 pages ]
AugustRoger Jay Financial Services [ PDF | 94 KB | 6 pages ]
AugustFT Investment & Insurance Consultants [ PDF | 101 KB | 4 pages ]
AugustTavistock Payne and Company Limited [ PDF | 63 KB | 2 pages ]
AugustImplementing the Electronic Commerce Directive - Feedback on CP129
AugustFSAVC Review Bulletin (Issue No.8) [ PDF | 45 KB | 8 pages ]
AugustPensions Review Bulletin (No 21) [ PDF | 73 KB | 6 pages ]
AugustRelease 9 [ PDF | 4801 KB | 607 pages ]
AugustGuidance Note No. 5 - Grandfathered concessions and waivers applications
AugustGuidance Note No. 6 - Waivers applications: Introduction of a standard form
JulyThe treatment of windfall benefits for the Personal Pensions Review, the FSAVC Review and mortgage endowment complaints - Feedback on CP126 and 'made' text
JulyInvestment research - Conflicts & other issues
JulyImplementation of the EU Fourth Motor Insurance Directive
JulyThe treatment of windfall benefits for the Personal Pensions Review, the FSAVC Review and mortgage endowment complaints - Feedback on CP126 and 'made' text
JulyIntegrated Prudential sourcebook - Feedback on CP128
JulyReview of the listing regime
JulyOperational risk systems and controls
JulyIntegrated Prudential sourcebook - Feedback on CP128
JulyReview of the listing regime
JulyStakeholder Pensions: Maintaining decision trees - Feedback on CP122
JulyIntegrated Prudential sourcebook - Feedback on CP128
JulyDP14: Review of the Listing Regime
JulySingle pricing of collective investment schemes - Feedback on CP131 and 'made' text
JulyHandbook Development (Issue 29) [ PDF | 82 KB | 10 pages ]
JulyHandbook Notice 13 [ PDF | 590 KB | 49 pages ]
JulyMiscellaneous amendments to the Handbook (No.3)
JulyAnnual Meeting presentation [ PDF | 369 KB | 24 pages ]
JulyAnnual Meeting presentation
JulyUK implementation of the new Basel and EU capital adequacy standards
JulyConsumer research 13: Understanding why consumers complain to financial suppliers and their experiences of complaining [ PDF | 589 KB | 55 pages ]
JulyCESR establishes a Market Participants Consultative Panel [ PDF | 140 KB | 3 pages ]
JulyCESR adopts final standards for ATSS and final Conduct of Business rules to protect retail and professional investors in Europe. [ PDF | 153 KB | 3 pages ]
JulyMemorandum of Understanding between the UK Financial Services Authority and the Office for Banks at the South African Reserve Bank [ PDF | 98 KB | 6 pages ]
JulyCESR consultation on possible implementing measures of the proposed Market Abuse Directive [ PDF | 134 KB | 2 pages ]
JulyMemorandum of Understanding between the Financial Services Authority and the Financial Services Compensation Scheme [ PDF | 116 KB | 5 pages ]
JulyCompetition and Regulation in European Banking
JulyCredit Unions - Feedback on CP127 (credit unions: financial returns), designation of existing provisions, and deregulation measures
JulyThe FSA's approach to the use of its powers under The Unfair Terms in Consumer Contracts Regulations 1999
JulyMarket abuse - Pre-hedging convertible and exchangeable bond issues
JulyFSA Annual Meeting
JulyFSA Annual meeting
JulyA new regulatory approach to insurance firms' use of financial engineering
JulyInterim Prudential sourcebook: Insurers and Friendly Societies - Feedback on CP116 (Guidance on insurance group solvency)
JulyRelease 8 [ PDF | 2215 KB | 201 pages ]
JuneHandbook Development (Issue 28) [ PDF | 83 KB | 10 pages ]
JuneVital Financial Services Ltd [ PDF | 120 KB | 4 pages ]
JuneInterim insurance prudential rules (minor changes to valuation and reporting)
JuneGuidance Note No. 4 - Resilience test for insurers
JuneTreating customers fairly: Progress report [ PDF | 106 KB | 20 pages ]
JuneThe Long term case for European Equity investment
JunePolicy statement: Proposed Listing and Conduct of Business rules for securitised derivatives - Feedback on CP114 and 'made' text
JuneListing fees - United Kingdom and international companies [ PDF | 126 KB | 3 pages ]
JuneHandbook Notice 12 [ PDF | 808 KB | 30 pages ]
JuneRethinking the Listing Regime
JuneMarket conduct sourcebook (specialist topics and frequently asked questions) - Feedback on CP124
JuneRethinking the Listing Regime
JuneComparative tables: Bulletin number 5 - Mortgage tables: an update
JuneAnnual Report 2001/02
JuneSeymour Pierce Ellis Limited [ PDF | 78 KB | 3 pages ]
JuneUKLA Publications update (No.3) [ PDF | 434 KB | 4 pages ]
JuneStatus disclosure requirements for firms [ PDF | 37 KB | 4 pages ]
JuneRelease 7 [ PDF | 3685 KB | 309 pages ]
MayFees 2002/03 - Feedback on CP125
MayThe Authorisation manual - financial promotion and related issues - Further feedback on CP104 and 'made' text
MayConsumer research 12: Consumers' understanding of regulatory status disclosure: consumer research carried out by H2b Research [ PDF | 196 KB | 52 pages ]
MayHandbook Development (Issue 27) [ PDF | 83 KB | 10 pages ]
MayGuidance Note No. 3 - Reproduction of the FSA Logo by Authorised Firms
MayFeedback statement on the With-profits review
MayFeedback statement to DP9: Examination Review
MayThe new regulatory reporting environment
MayFinancing the future: mind the gap! - The implications of an ageing population - Key findings and proposed actions [ PDF | 203 KB | 45 pages ]
MayThird annual report of the FSA Small Business Practitioner Panel (SBPP) [ PDF | 72 KB | 18 pages ]
MayHandbook Notice 11 [ PDF | 820 KB | 33 pages ]
MayMiscellaneous amendments to the Handbook (No.2)
MaySplit Capital Investment Trusts (Splits) - update report on FSA's enquiry into the Split Capital Investment Trust Market
MayIndividual Capital Adequacy Standards
MayFSAVC Review Bulletin (Issue No.7) [ PDF | 75 KB | 11 pages ]
MayCross-sector risk transfers
MayGrandfathering
MayConsolidated policy statement on the FSA's general policy framework for raising fees
MayWorried about possible malpractice? [ PDF | 43 KB | 1 pages ]
MayPensions Review Bulletin (No 20) [ PDF | 51 KB | 2 pages ]
MayRelease 6 [ PDF | 4654 KB | 637 pages ]
AprilFSA guide to saving for retirement - reviewing your plans [ PDF | 377 KB | 24 pages ]
AprilNew Collective Investment Scheme products
AprilDisclosure: Trading an endowment policy and buying a pension annuity - Feedback on CP106
AprilThe Regulation of Electronic Money Issuers - Feedback on CP117
AprilThe Big Food Group plc [ PDF | 227 KB | 5 pages ]
AprilPension Projections
AprilFinancial and Professional Services Negotiations in the WTO - Presentation on Regulation and Liberalisation
AprilWard Consultancy plc [ PDF | 89 KB | 4 pages ]
AprilHandbook Notice 10 [ PDF | 323 KB | 30 pages ]
AprilCorporate Governance and the Development of Global Capital Markets
AprilHandbook Development (Issue 26) [ PDF | 71 KB | 10 pages ]
AprilIndustry Regulator Guidelines - Guidelines for the control and release of price sensitive information by Industry Regulators [ PDF | 102 KB | 4 pages ]
AprilRichard Matkin [ PDF | 103 KB | 7 pages ]
AprilGuidance Note No. 2 - COB Transitional Arrangements for Pre-N2 Firms
AprilAccess to criminal records
AprilFinancial Ombudsman Service general levy and supplementary levy 2002/03 - Feedback on CP119
AprilHandbook Development (Issue 25) [ PDF | 81 KB | 8 pages ]
AprilHandbook Notice 9 [ PDF | 116 KB | 30 pages ]
AprilWoodward's Independent Financial Advisers [ PDF | 96 KB | 5 pages ]
AprilTo the Chief Executives of leading banks, product providers and IFAs in the mortgage endowment market:
Consumer complaints about mis-selling of mortgage endowments
[ PDF | 61 KB | 5 pages ]
AprilThe presentation of past performance and bond fund yields in financial promotions
AprilWhistleblowing, the FSA & the financial services industry - Feedback on CP101 and 'made' text
AprilWhistleblowing, the FSA & the financial services industry
AprilThe FSA's regulatory approach to financial promotions [ PDF | 198 KB | 40 pages ]
AprilRelease 5 [ PDF | 1235 KB | 126 pages ]
MarchAmendment to IPRU(INS) 10.2(2) - Feedback on CP116 and 'made' text
MarchSingle pricing of collective investment schemes: proposed amendments - Feedback on Discussion Paper 8
MarchSingle pricing of collective investment schemes: proposed amendments - Feedback on Discussion Paper 8
MarchFSA guide to financial advice [ PDF | 378 KB | 18 pages ]
MarchReporting to the FSA - minor amendments - Response to CP118 and 'made' text
MarchThe Japanese Financial Situation: A view from the UK
MarchPolicy statement: Proposed changes to the Listing Rules: Feedback on CP81 and 'made' text
MarchPolicy statement: Proposed changes to the Listing Rules: Feedback on CP81 and 'made' text
MarchPolicy statement: Proposed changes to the Listing Rules: Feedback on CP81 and 'made' text
MarchProposed changes to the listing rules - Feedback on CP105 and 'made' text
MarchMiscellaneous amendments to the Handbook (No.1)
MarchSFA Report & Accounts - Eight months ended 30 November 2001 [ PDF | 267 KB | 19 pages ]
MarchPensions Review Bulletin (No 19) [ PDF | 41 KB | 4 pages ]
MarchIMRO Report & Accounts - Eight months ended 30 November 2001 [ PDF | 264 KB | 20 pages ]
MarchPIA Report & Accounts - Eight months ended 30 November 2001 [ PDF | 442 KB | 22 pages ]
MarchSFA Press release: Statement of Disciplinary Action taken by SFA before N2 - Against Merrill Lynch International Bank Limited [ PDF | 70 KB | 2 pages ]
MarchUKLA Publications update (No.2) [ PDF | 133 KB | 4 pages ]
MarchCP92c: Proposed changes to the way listed companies disseminate regulatory information - additional consultation
MarchRegistry of Friendly Societies: Report of the Chief Registrar 2000 - 2001 [ PDF | 162 KB | 52 pages ]
MarchCP92c: Proposed changes to the way listed companies disseminate regulatory information - additional consultation
MarchThe single financial market - miracle or mirage?
MarchCESR/ECB Collaboration on European Clearing and Settlement [ PDF | 132 KB | 7 pages ]
MarchImplementing the Electronic Commerce Directive
MarchFSA letter to Railtrack
MarchProcedures for electronic submission of draft documents to the UKLA - external users [ PDF | 206 KB | 13 pages ]
MarchFSA letter to Railtrack [ PDF | 95 KB | 2 pages ]
MarchHandbook Development (Issue 24) [ PDF | 54 KB | 8 pages ]
MarchCredit unions - financial returns
MarchA European Regulatory Perspective
MarchN2 Plus 3
MarchHandbook Notice 8 [ PDF | 786 KB | 27 pages ]
MarchThe Financial Services Practitioner Panel Annual Report 2001 [ PDF | 90 KB | 20 pages ]
MarchRelease 4 [ PDF | 4933 KB | 463 pages ]
FebruaryThe impact of fees and levies on non-networked Independent Financial Adviser (IFA) firms [ PDF | 260 KB | 44 pages ]
FebruaryConsumer research 11: Personal finance teaching in schools [ PDF | 301 KB | 55 pages ]
FebruaryFSAVC Review Bulletin (Issue No.6) [ PDF | 93 KB | 12 pages ]
FebruaryCP92b: Proposed changes to the way listed companies disseminate regulatory information - additional consultation
FebruaryCP92b: Proposed changes to the way listed companies disseminate regulatory information - additional consultation
FebruaryPolicy statement 92a: Proposed changes to the way listed companies disseminate regulatory information - the approval of five Regulatory Information Services
FebruaryPS92a: Proposed changes to the way listed companies disseminate regulatory information - the approval of five Regulatory Information Services
FebruaryBuilding the new regulator: Progress report 2 [ PDF | 964 KB | 34 pages ]
February'Transparent Regulation' - speech to Euromoney Bond Investors Congress
FebruarySFA Board Notice Listing - summary of contents [ PDF | 239 KB | 25 pages ]
FebruarySFA Board Notice 613: Disciplinary Action [ PDF | 87 KB | 3 pages ]
FebruaryCommunity Affairs programme: Evaluation 2001 [ PDF | 283 KB | 18 pages ]
FebruarySpeech to the AITC Conference for Directors
FebruaryHandbook Development (Issue 23) [ PDF | 64 KB | 6 pages ]
FebruaryRevisiting the rationale for a single national financial services regulator [ PDF | 143 KB | 40 pages ]
FebruaryWorld Economic Forum - Remarks on the impact of Enron
FebruaryReleases 2 and 3 (combined) [ PDF | 2675 KB | 269 pages ]
FebruaryPensions Review Bulletin (No 18) [ PDF | 42 KB | 1 pages ]
FebruaryCredit Unions - Feedback on CP94 compensation and complaints - Feedback on CP107 Credit Unions sourcebook
FebruaryFees 2002/03
JanuaryPlan and Budget 2002 - 2003
JanuaryHandbook Notice 7 [ PDF | 203 KB | 21 pages ]
JanuaryOur approach to performance evaluation [ PDF | 225 KB | 69 pages ]
JanuaryFinancial risk outlook 2002
JanuaryFinancial risk outlook 2002 [ PDF | 273 KB | 59 pages ]
JanuaryFSA guide to saving for retirement - starting to save [ PDF | 346 KB | 30 pages ]
JanuaryFrequently Asked Questions - Draft annexes proposed for the Code of Market Conduct and the Price Stabilising rules
January'Rational expectations' - what should the market, and policy holders, expect from insurance regulation?
JanuaryCP92a: Proposed changes to the way listed companies disseminate regulatory information - additional consultation
JanuaryFeedback on consultation paper 111
JanuaryConsolidated policy statement on our fee-raising arrangements
JanuaryCP92a: Proposed changes to the way listed companies disseminate regulatory information - additional consultation
JanuaryProposed changes to IPRU(INV) appendix 57 & IPRU(BANK) chapter BC
JanuaryStakeholder Pensions - Maintaining Decision Trees
JanuaryConsumer research 10: Impact of an ageing population on the FSA [ PDF | 183 KB | 38 pages ]
JanuaryPolarisation: research into the effect of commission based remuneration on advice [ PDF | 859 KB | 67 pages ]
JanuaryPolarisation research: IFA use of panels [ PDF | 342 KB | 27 pages ]
JanuaryConsumer research 9: Polarisation [ PDF | 608 KB | 78 pages ]
JanuaryFinal round of consultation by CESR on standards for alternative trading systems (ATSS) [ PDF | 162 KB | 3 pages ]
JanuaryMajor outcomes of the third meeting of CESR
CESR starts work under the Lamfalussy approach
[ PDF | 162 KB | 3 pages ]
JanuaryReforming Polarisation - Making the market work for consumers
JanuaryConsultation on the general levy and supplementary levy for funding the Financial Ombudsman Service 2002/03
JanuarySFA Board Notice 612: Disciplinary Action [ PDF | 75 KB | 2 pages ]
JanuaryPensions Review Bulletin (No 17) [ PDF | 68 KB | 2 pages ]
JanuaryHandbook Notice 6 [ PDF | 775 KB | 30 pages ]
JanuaryThe FSA's approach to giving general guidance to firms