2000

FSA Library
- Publications by date

2008 2007 2006 2005 2004 2003 2002 2001 2000 1999 1998 1997 1996 1995 1994

Date	Subject
December	Handbook Development (Issue 10) [ PDF \| 70 KB \| 6 pages ]
December	FSA revisited, and some issues for European Securities Markets Regulation [ PDF \| 47 KB \| 22 pages ]
December	Guide to Listing - Eurobonds and Warrants [ PDF \| 200 KB \| 98 pages ]
December	PIA Regulatory Update 82 - Equitable Life Assurance Society [ PDF \| 30 KB \| 1 pages ]
December	PIA Regulatory Update 83 - PIA IFA Annual Fees 2001/02 [ PDF \| 107 KB \| 8 pages ]
December	PIA Regulatory Update 81 - Persistency [ PDF \| 52 KB \| 4 pages ]
December	Complaints handling arrangements: Response on CP49 (a joint policy statement)
December	The Financial Services (Cancellation of Stakeholder Pension Shemes) Rules 2000 [ PDF \| 37 KB \| 7 pages ]
December	Consumer research 6: Persisting - why consumers stop paying into policies [ PDF \| 321 KB \| 88 pages ]
December	Sixth Survey of the Persistency of Life and Pensions Policies [ PDF \| 160 KB \| 42 pages ]
December	Stakeholder pensions decision trees [ PDF \| 203 KB \| 19 pages ]
December	Accompanying presentation [ PDF \| 488 KB \| 10 pages ]
December	Accompanying presentation [ PDF \| 392 KB \| 14 pages ]
December	Accompanying presentation [ PDF \| 49 KB \| 8 pages ]
December	Accompanying presentation [ PDF \| 17 KB \| 14 pages ]
December	Building the new regulator: Progress report 1 [ PDF \| 230 KB \| 45 pages ]
December	A radical new approach to regulation
December	Preparing for the New Regime
December	Our new approach to risk based regulation risk and what will be different for firms
December	Getting a fair deal for consumers
December	A modern framework for regulating financial services and markets
December	Training and Competence sourcebook - Feedback statement to CP34
December	Training and Competence sourcebook - Feedback statement to CP34
December	The Price Stabilising Rules - Feedback to CP40
December	Feedback statement to CP56 and second Consultation paper on the FSA's post-N2 fee-raising arrangements
December	The Regulation of Credit Unions
December	Supplement to the Draft Code of Market Conduct
December	The FSA's Response to the Cruickshank Report's Recommendations on the Use of Disclosure [ PDF \| 150 KB \| 42 pages ]
December	IMRO: Eurobonds and Warrants - Guide to Listing [ PDF \| 200 KB \| 98 pages ]
November	Funding the Financial Ombudsman Service
November	Endowment mortgage complaints
November	Paying for pensions [ PDF \| 506 KB \| 105 pages ]
November	The Financial Services (Open-Ended Investment Companies) (Amendment No 2) Regulations 2000 [ PDF \| 38 KB \| 8 pages ]
November	Statement of Recommended Practice - Financial statements of authorised Open-ended investment companies [ PDF \| 193 KB \| 51 pages ]
November	Consumer research 5: Informed decisions? [ PDF \| 126 KB \| 40 pages ]
November	Informing Consumers: a review of product information at the point of sale
November	Handbook Development (Issue 9) [ PDF \| 68 KB \| 5 pages ]
November	IMRO Press release: IMRO Fines National Westminster Bank PLC £250,000 [ PDF \| 78 KB \| 0 pages ]
November	IMRO Press release: IMRO fines Lloyds TSB Bank PLC £100,000 [ PDF \| 67 KB \| 3 pages ]
November	Guide to Depositary Receipts [ PDF \| 130 KB \| 63 pages ]
November	Investigation of complaints against the FSA
November	Investigation of complaints against the FSA
November	Banking Supervision Conference in Copenhagen
November	PIA Rule Notice 53 - Stakeholder Pensions Schemes [ PDF \| 635 KB \| 108 pages ]
November	IMRO Rule Notice 53 - Regulation of Stakeholder Pension Schemes [ PDF \| 136 KB \| 16 pages ]
November	Stakeholder Pension - Decision Trees [ PDF \| 138 KB \| 19 pages ]
November	IMRO Press release: Regulatory regime for stakeholder pensions [ PDF \| 62 KB \| 2 pages ]
November	Consumer research 4: A cycle of disadvantage? - Financial exclusion in childhood [ PDF \| 305 KB \| 73 pages ]
November	Frankfurt European Banking Congress
November	SFA Board Notice 569: Disciplinary Action [ PDF \| 65 KB \| 1 pages ]
November	SFA Board Notice 570: Rule Changes [ PDF \| 100 KB \| 2 pages ]
November	SFA Board Notice 568: Constitutional Matters [ PDF \| 53 KB \| 1 pages ]
November	The Financial Services (Compensation of Investors) (Amendment) Rules 2000 [ PDF \| 28 KB \| 4 pages ]
November	General Provisions
November	Proposed amendments to the Compensation Scheme Management Company
November	PIA Regulatory Update 80 - Interest Only Mortgages [ PDF \| 50 KB \| 4 pages ]
November	Training and Competence - The need for greater professionalism amongst finance sector staff
November	Pensions Review Bulletin (No 12) [ PDF \| 51 KB \| 2 pages ]
November	Mortgage Regulation: The FSA's high level approach
November	IMRO: Depositary Receipts: Guide to Listing [ PDF \| 130 KB \| 98 pages ]
October	The Exempt Professional Firms sourcebook
October	Bond Market Association Conference
October	IMRO Press release: IMRO announces fine for Yorkshire Bank Plc [ PDF \| 84 KB \| 3 pages ]
October	Information Flow and Market Integrity
October	Handbook Development (Issue 8) [ PDF \| 51 KB \| 4 pages ]
October	Regulatory Reform and Friendly Societies
October	SFA Board Notice 567: Disciplinary Action [ PDF \| 58 KB \| 1 pages ]
October	SFA Board Notice 566: Disciplinary Action [ PDF \| 73 KB \| 2 pages ]
October	SFA Board Notice 565: Disciplinary Action [ PDF \| 64 KB \| 2 pages ]
October	SFA Board Notice 564: Disciplinary Action [ PDF \| 62 KB \| 1 pages ]
October	SFA Board Notice 563: Disciplinary Action [ PDF \| 61 KB \| 1 pages ]
October	SFA Press release: SFA Disciplines Daniel Stewart & Co Limited [ PDF \| 69 KB \| 2 pages ]
October	SFA Press release: SFA Disciplines PH Pope & Son [ PDF \| 64 KB \| 2 pages ]
October	SFA Press release: SFA Concludes disciplinary action against 4 individuals [ PDF \| 86 KB \| 3 pages ]
October	PIA Regulatory Update 79: Professional Indemnity Insurance [ PDF \| 32 KB \| 1 pages ]
October	Rule Notice 52: General Adaptation of the IMRO Rules [ PDF \| 54 KB \| 4 pages ]
October	ABI Raising Standards launch
October	Some cost-benefit issues in financial regulation [ PDF \| 225 KB \| 58 pages ]
October	SFA Board Notice 562: Constitutional Matters [ PDF \| 64 KB \| 2 pages ]
October	SFA Board Notice 561: Rule Waiver [ PDF \| 68 KB \| 1 pages ]
October	SFA Board Notice 560: Guidance [ PDF \| 73 KB \| 3 pages ]
October	SFA Board Notice 559: Guidance [ PDF \| 73 KB \| 2 pages ]
October	SFA Board Notice 558: Rule Changes and Confirmation of Board Notice 551 [ PDF \| 101 KB \| 3 pages ]
October	Progress Report on Mortgage Endowments [ PDF \| 378 KB \| 50 pages ]
October	Challenges in the changing financial markets
October	SFA Board Notice 557: Intervention Order [ PDF \| 6 KB \| 1 pages ]
October	PIA CP32: The Pensions Review Levy [ PDF \| 60 KB \| 3 pages ]
October	Section 43 firms - Prudential regime
September	IMRO Rule Notice 51: Human Rights Act Amendments [ PDF \| 55 KB \| 6 pages ]
September	PIA Regulatory Update 78: Stakeholder Pensions [ PDF \| 39 KB \| 2 pages ]
September	SFA Press release: SFA Intervenes against International Clearing Associates (London) Limited [ PDF \| 59 KB \| 1 pages ]
September	Response by the UK Financial Services Authority to the Committee of Wise Men on the regulation of securities markets [ PDF \| 54 KB \| 21 pages ]
September	CAT standards and stakeholders - their role in financial regulation [ PDF \| 168 KB \| 42 pages ]
September	Pension transfers and opt outs review phase 2: Optional simplified approach to testing for Financial Viability of transfer cases [ PDF \| 183 KB \| 57 pages ]
September	Letter sent to firms [ PDF \| 11 KB \| 1 pages ]
September	SFA Press release: SFA Disciplines Nomura International plc and two Individuals [ PDF \| 82 KB \| 3 pages ]
September	SFA Board Notice 555: Disciplinary Action [ PDF \| 75 KB \| 2 pages ]
September	SFA Board Notice 554: Disciplinary Action [ PDF \| 83 KB \| 4 pages ]
September	SFA Board Notice 556: Rule Changes [ PDF \| 105 KB \| 6 pages ]
September	Handbook Development (Issue 7) [ PDF \| 59 KB \| 4 pages ]
September	Eurofi Conference
September	Proposed amendment to the compensation rules
September	FSAVC Review Bulletin (Issue No.2) [ PDF \| 60 KB \| 6 pages ]
September	Proposed amendment to the compensation rules
September	A more market based approach to maintaining systematic stability [ PDF \| 313 KB \| 72 pages ]
September	FSAVC Review Bulletin (Issue No.1) [ PDF \| 32 KB \| 6 pages ]
September	The Regulatory Environment for a Changing World
September	PIA Rule Notice 52: Human Rights Act Amendments [ PDF \| 40 KB \| 12 pages ]
September	PIA Rule Notice 51: Rule Changes [ PDF \| 17 KB \| 5 pages ]
August	IMRO Press release: IMRO fines The Royal Bank of Scotland Plc [ PDF \| 76 KB \| 2 pages ]
August	Annual Report 1999/00 - Summary [ PDF \| 96 KB \| 28 pages ]
August	FSA information sheet - Transfer of Policies from AXA Equity & Law to AXA Sun Life and Financial Reorganisation [ PDF \| 141 KB \| 2 pages ]
August	FSAVC Review Model Guidance Update [ PDF \| 143 KB \| 43 pages ]
August	Handbook Development (Issue 6) [ PDF \| 80 KB \| 6 pages ]
August	IMRO Permitted Business for Stakeholder Pension Scheme Manager [ PDF \| 39 KB \| 2 pages ]
August	The Supervision manual
August	Prudential requirements for Lloyd's insurance business
August	The Enforcement manual
August	Past Imperfect? The performance of UK equity managed funds [ PDF \| 243 KB \| 61 pages ]
August	SFA Board Notice 553: Consultation document [ PDF \| 15 KB \| 4 pages ]
August	SFA Board Notice 552: Guidance [ PDF \| 8 KB \| 3 pages ]
August	Collective Investment Schemes sourcebook
August	Response by The Financial Services Authority to The Cruickshank Report on Competition in UK Banking [ PDF \| 128 KB \| 34 pages ]
August	The Regulation of Stakeholder Pensions
August	Pensions Review Bulletin (No 11) [ PDF \| 36 KB \| 2 pages ]
August	The Financial Services (Fees) (Amendment) Regulations 2000 [ PDF \| 60 KB \| 7 pages ]
July	SFA Board Notice 551: Consultation document [ PDF \| 15 KB \| 3 pages ]
July	Making policy in the FSA: How to take account of competition [ PDF \| 91 KB \| 40 pages ]
July	List of OPS and associated employers (amended 21 July 2000 to include Blue Circle associated employers) [ PDF \| 62 KB \| 0 pages ]
July	List of OPS and associated employers (amended 21 July 2000 to include Blue Circle associated employers)
July	Market Abuse: A Draft Code of Market Conduct
July	Handbook Development (Issue 5) [ PDF \| 43 KB \| 6 pages ]
July	SFA Board Notice 550: Disciplinary Action [ PDF \| 11 KB \| 2 pages ]
July	SFA Press release: SFA disciplines Nicholson Barber and two individuals [ PDF \| 64 KB \| 2 pages ]
July	SFA Board Notice 549: Intervention Order [ PDF \| 12 KB \| 2 pages ]
July	IMRO Report & Accounts: 1999-2000 [ PDF \| 229 KB \| 37 pages ]
July	PIA Regulatory Update 77: The Board of PIA [ PDF \| 52 KB \| 4 pages ]
July	SFA Press release: SFA issues Intervention Order against Griffith and Lamb and John Charles Hallworth [ PDF \| 68 KB \| 2 pages ]
July	IMRO Press release: IMRO fines Coutts & Co [ PDF \| 58 KB \| 1 pages ]
July	Consumer research 3: In or out? [ PDF \| 508 KB \| 101 pages ]
July	Shaping a Positive Regulatory Environment
July	Review your Free-Standing AVCs request form (RTF format version)
July	Review your Free-Standing AVCs request form (RTF format version) [ PDF \| 26 KB \| 0 pages ]
July	Annual Report 1999/2000 [ PDF \| 449 KB \| 132 pages ]
July	The Challenge of Technology - Regulation of Electronic Financial Markets
July	SFA Press release: SFA Issues Intervention Order Against F&M Cocoa Limited [ PDF \| 55 KB \| 1 pages ]
July	SFA Board Notice 548: Intervention Order [ PDF \| 6 KB \| 1 pages ]
July	Polarisation and Financial Services Intermediary Regulation (London Economic report)
July	Financial Services Compensation Scheme Draft Rules
July	IMRO Press release: IMRO reviews 13 Years of Fund Management regulation [ PDF \| 85 KB \| 2 pages ]
July	SFA Annual Report and Accounts 2000 [ PDF \| 101 KB \| 28 pages ]
July	PIA CP31: Stakeholder Pensions [ PDF \| 51 KB \| 6 pages ]
June	Practical Cost-Benefit Analysis for Financial Regulators [ PDF \| 85 KB \| 41 pages ]
June	Response to consultation paper 28: Comparative Information for Financial Services [ PDF \| 126 KB \| 49 pages ]
June	The Conduct of Business sourcebook supplement
June	The FSA's post-N2 fee-raising arrangements
June	Handbook Development (Issue 4) [ PDF \| 36 KB \| 8 pages ]
June	Consumer research 2: Stakeholder pensions decision trees [ PDF \| 597 KB \| 63 pages ]
June	PIA Regulatory Update 76: Resigning firms and the FSAVC review [ PDF \| 39 KB \| 2 pages ]
June	The Service Company Regime
June	The Service Company Regime
June	Pensions Review Bulletin (No 10) [ PDF \| 35 KB \| 6 pages ]
June	The seventh international derivatives conference
June	BBA Banking Supervision conference
June	BBA Banking Supervision conference
June	The Investment Business Interim Prudential sourcebook
June	London Chamber of Commerce conference
June	Money Laundering conference
June	SFA Press release: SFA Disciplines WH Ireland Limited [ PDF \| 60 KB \| 1 pages ]
June	SFA Board Notice 547: Disciplinary Action [ PDF \| 11 KB \| 2 pages ]
June	Handbook Development (special edition) [ PDF \| 1320 KB \| 6 pages ]
June	High level standards for firms and individuals [ PDF \| 1791 KB \| 108 pages ]
June	The Regulation of Approved Persons: Controlled Functions - Feedback on CP53 and 'final' text
June	The Regulation of Approved Persons: Controlled Functions - Feedback on CP53 and 'final' text
June	High Level Standards for Firms and Individuals
June	The Interim Prudential sourcebook for Building Societies
June	The Interim Prudential sourcebook for Banks
June	On-line securities trading conference
June	Implementing the EC Directive on Insurance Groups
June	Implementing the EC Directive on Insurance Groups
June	The FSA's approach to the regulation of the conduct of stakeholder pensions business (Newsletter) [ PDF \| 185 KB \| 4 pages ]
June	Guide to continuing obligations (Revised June 2000) [ PDF \| 106 KB \| 43 pages ]
June	PIA Annual report & financial statements 1999-2000 [ PDF \| 176 KB \| 30 pages ]
May	Review your Free-Standing AVCs request form [ PDF \| 19 KB \| 4 pages ]
May	FSAVC Review Model Guidance [ PDF \| 307 KB \| 131 pages ]
May	AVCs and FSAVCs - joining or re-joining your employer's scheme [ PDF \| 50 KB \| 4 pages ]
May	Response to CP27: Free-standing additional voluntary contributions [ PDF \| 67 KB \| 30 pages ]
May	SFA Board Notice 546: Guidance [ PDF \| 7 KB \| 2 pages ]
May	E banking: risks and responses
May	IFAC 2000 conference
May	Scheme Information Notification Form [ PDF \| 132 KB \| 1 pages ]
May	First Annual report of the FSA Small Business Practitioner Panel (SBPP) [ PDF \| 1231 KB \| 15 pages ]
May	Complaints handling arrangements: feedback statement on CP33 and draft rules
May	The Lloyd's sourcebook
May	The FSA's approach to the regulation of the conduct of stakeholder pensions business [ PDF \| 1287 KB \| 28 pages ]
May	Annex [ PDF \| 1112 KB \| 26 pages ]
May	Global markets, global regulation
May	SFA Board Notice 545: Disciplinary Action [ PDF \| 16 KB \| 4 pages ]
May	SFA Press release: SFA Disciplines Natwest and 2 Individuals [ PDF \| 76 KB \| 1 pages ]
May	Handbook Development (Issue 3) [ PDF \| 29 KB \| 4 pages ]
May	Saving for retirement: How taxes and charges affect choice [ PDF \| 90 KB \| 35 pages ]
May	The Inter-Professionals Code
May	Shedding Light on Hedge Funds
May	Pensions Review Bulletin (No 9) [ PDF \| 500 KB \| 8 pages ]
May	Summary of changes in May 2000 edition of the Listing Rules [ PDF \| 9 KB \| 2 pages ]
May	Listing hearings and appeals handbook [ PDF \| 73 KB \| 19 pages ]
May	Shelf registration: a procedural guide to using the shelf registration system [ PDF \| 30 KB \| 10 pages ]
May	UK Listing Authority Fees 2000/01 [ PDF \| 32 KB \| 4 pages ]
April	Consumer research 1: Better informed consumers [ PDF \| 260 KB \| 86 pages ]
April	PIA Regulatory Update 75: The ICS levy made in April 2000 [ PDF \| 60 KB \| 8 pages ]
April	The ICS levy made in April 2000 [ PDF \| 18 KB \| 1 pages ]
April	SFA Board Notice 543: Guidance [ PDF \| 37 KB \| 10 pages ]
April	SFA Board Notice 544: Guidance [ PDF \| 39 KB \| 13 pages ]
April	Handbook Development (Issue 2) [ PDF \| 372 KB \| 6 pages ]
April	The Financial Services (Compensation of Investors)(Amendment) Rules 2000 [ PDF \| 18 KB \| 3 pages ]
April	Letter accompanying May 2000 edition of the Listing Rules [ PDF \| 7 KB \| 2 pages ]
April	The Financial Services (Fees) Regulations 2000 [ PDF \| 60 KB \| 18 pages ]
April	The Financial Services Wholesale Markets Supervision (Fees) Scheme 2000 [ PDF \| 37 KB \| 11 pages ]
April	The Financial Services Banking Supervision (Fees) Regulations 2000 [ PDF \| 44 KB \| 14 pages ]
April	SFA Board Notice 542: Guidance and Interpretation [ PDF \| 13 KB \| 3 pages ]
April	SFA Press release: SFA Issues an Intervention Order Against Epsilon Investments Limited [ PDF \| 57 KB \| 1 pages ]
April	SFA Press release: SFA Announces Board Changes [ PDF \| 53 KB \| 1 pages ]
April	The IMRO Reporter: Issue 26 [ PDF \| 117 KB \| 12 pages ]
April	PIA Regulatory Updates Index [ PDF \| 63 KB \| 4 pages ]
April	Money Laundering: the FSAs new role
March	Letter regarding amendment to document submission procedure [ PDF \| 12 KB \| 2 pages ]
March	IMRO Press release: IMRO terminates Individual Registration of Mark Drage [ PDF \| 55 KB \| 1 pages ]
March	PIA Regulatory Update 74: PIA statement on the review of Free-Standing Additional Voluntary Contribution Business ('FSAVC Review') [ PDF \| 52 KB \| 4 pages ]
March	The single financial market in five years time: How will regulation work?
March	The Transformation of Financial Services Regulation: Facing up to Markets Without Borders
March	Accompanying presentation [ PDF \| 277 KB \| 12 pages ]
March	SFA Press release: SFA Disciplinary Appeal Tribunal Written Judgement: SFA - v - Mr Bertrand Fleurose [ PDF \| 67 KB \| 1 pages ]
March	IMRO Press release: IMRO terminates Individual Registration of Martin Yates [ PDF \| 55 KB \| 1 pages ]
March	SFA Press release: The SFA Disciplines 4 Individuals due to Improper Cross Trades on IPE [ PDF \| 66 KB \| 2 pages ]
March	SFA Board Notice 541: Disciplinary Action [ PDF \| 12 KB \| 2 pages ]
March	Some Aspects of Regulatory Capital [ PDF \| 182 KB \| 63 pages ]
March	Applications for Authorisation Under the Banking Act 1987: Guidance Note for Applicants [ PDF \| 65 KB \| 16 pages ]
March	SFA Board Notice 539: Rule Waivers [ PDF \| 8 KB \| 2 pages ]
March	SFA Board Notice 540: Disciplinary Action [ PDF \| 25 KB \| 8 pages ]
March	SFA Press release: The SFA Disciplines Broker & 3 Individuals due to the Hamanaka/Sumitomo Affair [ PDF \| 101 KB \| 5 pages ]
March	PIA 1999 Disclosure Report [ PDF \| 582 KB \| 134 pages ]
March	PIA Budget and Fees 2000/2001 [ PDF \| 93 KB \| 10 pages ]
February	The Conduct of Business sourcebook
February	Advertising Media Schedule - Dailies and Regional
February	Advertising Media Schedule - Dailies and Regional [ PDF \| 36 KB \| 1 pages ]
February	Council of Mortgage Lenders
February	Council of Mortgage Lenders
February	The Price of Retail Investing in the UK [ PDF \| 274 KB \| 76 pages ]
February	A New Regulator for the new Millennium [ PDF \| 153 KB \| 48 pages ]
February	Pensions Review Bulletin (No 8) [ PDF \| 506 KB \| 6 pages ]
February	Polarisation in the context of our statutory obligations - a briefing paper by the Financial Services Authority [ PDF \| 13 KB \| 3 pages ]
February	Plan and Budget 2000 - 2001 [ PDF \| 148 KB \| 46 pages ]
February	PIA Regulatory Update 73: Fees 2000/2001 [ PDF \| 45 KB \| 2 pages ]
February	Customer classification
February	Fees 2000/2001
February	SFA Press release: SFA -v- Mr Bertrand Fleurose: SFA Disciplinary Appeal Tribunal decision on appeal by SFA [ PDF \| 70 KB \| 1 pages ]
February	IMRO Press release: IMRO fines Fuji - Lord Abbett International, Limited [ PDF \| 81 KB \| 2 pages ]
February	C D Deshmukh Memorial Lecture at Mumbai, India
February	SFA Board Notice 538: Information [ PDF \| 8 KB \| 2 pages ]
February	SFA Board Notice 537: Information [ PDF \| 21 KB \| 6 pages ]
February	Household Sector Saving and Wealth Accumulation - Evidence from balance sheet and flow of funds data [ PDF \| 315 KB \| 44 pages ]
January	The Financial Services Practitioner Forum Annual Report 1999 [ PDF \| 135 KB \| 28 pages ]
January	1999 Survey of Financial Services Firms (BMRB Report) [ PDF \| 263 KB \| 117 pages ]
January	The Financial Services Authority - a short guide to our preparations for the new regulatory regime [ PDF \| 72 KB \| 40 pages ]
January	The Financial Services (Open-Ended Investment Companies) (Amendment) Regulations 2000 [ PDF \| 21 KB \| 7 pages ]
January	The FSA's Approach to Regulation of the Market Infrastructure [ PDF \| 140 KB \| 59 pages ]
January	Online response form [ PDF \| 112 KB \| 12 pages ]
January	The Price Stabilising Rules
January	RIE and RCH sourcebook
January	Insurance draft Interim Prudential sourcebook
January	Protecting Client Money on the Failure of an Authorised Firm
January	The Financial Services (Regulated Schemes) (Amendment) Regulations 2000 [ PDF \| 32 KB \| 12 pages ]
January	SFA Press release: SFA Issues Intervention Order Against Austin Friars Securities Ltd [ PDF \| 55 KB \| 1 pages ]
January	Guidance Note 01/2000 - Significant change statement and indebtedness [ PDF \| 14 KB \| 3 pages ]
January	Guidance Note 02/2000 - The model code and investment entities [ PDF \| 15 KB \| 3 pages ]
January	Guidance Note 03/2000 - Non-controlling interests in a merged business [ PDF \| 15 KB \| 3 pages ]
January	Guidance Note 04/2000 - Companies undertaking major capital projects [ PDF \| 14 KB \| 3 pages ]
January	Guidance Note 05/2000 -Class one disposals by companies in severe financial difficulty [ PDF \| 18 KB \| 4 pages ]
January	Letter accompanying amendment 14 [ PDF \| 31 KB \| 5 pages ]
January	SFA Board Notice 535: Guidance [ PDF \| 9 KB \| 2 pages ]
January	SFA Board Notice 536: Rule changes [ PDF \| 6 KB \| 1 pages ]
January	SFA Board Notice 534: Intervention Order [ PDF \| 6 KB \| 1 pages ]
January	Summary of changes in amendment 14 to the Listing Rules [ PDF \| 21 KB \| 7 pages ]
January	Plumbers and Architects - A supervisory perspective on international financial architecture [ PDF \| 128 KB \| 40 pages ]
January	CP37: The Transfer of the UK Listing Authority to the FSA The Draft Listing Rules

Publications by year - 2000