2008 2007 2006 2005 2004 2003 2002 2001 2000 1999 1998 1997 1996 1995 1994

Date Ref. Subject
DecemberCP17Financial services regulation: Enforcing the new regime
DecemberPRB02Pensions Review Bulletin (No 2) [ PDF | 33 KB | 6 pages ]
DecemberPension transfers and opt outs review phase 2: Policy statement and model guidance
DecemberPension transfers and opt outs review phase 2: Policy statement and model guidance
NovemberRegUp60PIA Regulatory Update 60: Resigning Firms [ PDF | 41 KB | 2 pages ]
NovemberRegUp59PIA Regulatory Update 59: The Investor Compensation Directive [ PDF | 35 KB | 2 pages ]
NovemberSP20Charted Institute of Bankers Bristol Lecture
NovemberPRB01Pensions Review Bulletin (No 1) [ PDF | 32 KB | 4 pages ]
NovemberCP15The FSA consults on consumer education strategy
NovemberCP16The Future Regulation of Lloyds
NovemberSFA Board Notice 500: Guidance [ PDF | 76 KB | 3 pages ]
NovemberSFA Board Notice 499: Consultation Document [ PDF | 20 KB | 5 pages ]
NovemberSFA Board Notice 498: Guidance [ PDF | 53 KB | 1 pages ]
NovemberSP19Why Regulate?
NovemberSP18Are Words Still Bonds: How Straight is the City?
OctoberPension transfers and opt outs review phase2: model guidance [ PDF | 204 KB | 12 pages ]
OctoberRegUp58PIA Regulatory Update 58: Economic and Monetary Union - Implications for Regulated Firms [ PDF | 72 KB | 12 pages ]
OctoberRegUp57PIA Regulatory Update 57: Individual Savings Accounts [ PDF | 71 KB | 8 pages ]
OctoberThe regulation of Individual Savings Accounts: Consultation on draft rules [ PDF | 404 KB | 13 pages ]
October Annex A The Financial Services Authority - The Financial Services (miscellaneous provisions) (ISAs) rules and regulations 1998 (in draft) [ PDF | 35 KB | 11 pages ]
October Annex B - part 1 Revisions to the IMRO rules [ PDF | 19 KB | 4 pages ]
October Annex B - part 2 Revisions to the IMRO rules [ PDF | 31 KB | 11 pages ]
October Annex C SFA's Board Notice 495 [ PDF | 47 KB | 14 pages ]
October Annex D PIA amended rules (in draft) - Individual Savings Accounts (ISAs): proposed rule changes [ PDF | 74 KB | 31 pages ]
OctoberThe FSA and the Year 2000 [ PDF | 51 KB | 18 pages ]
OctoberAnnex A The Financial Services Authority - The Financial Services (miscellaneous provisions) (ISAs) rules and regulations 1998 (in draft)
OctoberAnnex B - part 1 Revisions to the IMRO rules
OctoberCP14Single Pricing and other Amendments Part 1
OctoberCP13The FSA Principles for Businesses
OctoberD01Differentiated Regulatory Approaches: Future Regulation of Inter-professional Business [ PDF | 84 KB | 29 pages ]
OctoberSFA Board Notice 495: Consultation Document [ PDF | 49 KB | 14 pages ]
OctoberSFA Board Notice 497: Confirmation of Board Notice 467 [ PDF | 92 KB | 5 pages ]
OctoberSFA Board Notice 496: Rule Changes [ PDF | 116 KB | 12 pages ]
OctoberSFA Board Notice 494: Rule Changes and Confirmation of Board Notice 482 [ PDF | 105 KB | 2 pages ]
OctoberSFA Board Notice 493: Change to Rule Guidance [ PDF | 86 KB | 2 pages ]
OctoberSFA Board Notice 492: General Waiver [ PDF | 59 KB | 1 pages ]
OctoberSFA Board Notice 491: Constitutional matters [ PDF | 92 KB | 2 pages ]
OctoberSFA Board Notice 490: Consultation document [ PDF | 80 KB | 2 pages ]
OctoberSP17National Working Group on Fraud - 4th National Forum
OctoberSP16Chartered Institute of Bankers' 1998 Gilbart Lecture
OctoberSP15CII Annual Conference
OctoberSP14IMF/World Bank Programme of Seminars
OctoberSP13British-American Chamber of Commerce
SeptemberCP12Implementation in the UK of the Investors Compensation Directive (Introduction only)
SeptemberSP11Financial Services and Markets Bill Conference
SeptemberRegUp56PIA Regulatory Update 56: Individual Registration [ PDF | 48 KB | 4 pages ]
SeptemberSFA Board Notice 488A: Guidance and Rule Waiver [ PDF | 19 KB | 4 pages ]
SeptemberSFA Board Notice 489: Constitutional Matters [ PDF | 12 KB | 3 pages ]
SeptemberSFA Board Notice 487: Rule Changes [ PDF | 91 KB | 33 pages ]
SeptemberSFA Board Notice 486: Rule Change [ PDF | 66 KB | 27 pages ]
AugustFSA and PIA: Pension transfers and opt outs review - Phase 2 [ PDF | 76 KB | 22 pages ]
AugustAnnex A Letter to send to those known to be transfers [ PDF | 120 KB | 11 pages ]
AugustFSA and PIA: Pension transfers and opt outs review - Phase 2 [ PDF | 72 KB | 22 pages ]
AugustPIA Preamble [ PDF | 59 KB | 4 pages ]
AugustFSA Guidance [ PDF | 304 KB | 18 pages ]
AugustAnnex A Letter to send to those known to be transfers [ PDF | 28 KB | 11 pages ]
AugustAnnex B Letter to send to those known to be opt out/non-joiners own contribution [ PDF | 147 KB | 13 pages ]
AugustAnnex B Letter to send to those known to be opt out/non-joiners own contribution [ PDF | 32 KB | 13 pages ]
AugustGlossary [ PDF | 13 KB | 4 pages ]
August'Meeting our responsibilities' [ PDF | 473 KB | 69 pages ]
AugustConsumer complaints: The new Financial Services Ombudsman scheme [ PDF | 234 KB | 18 pages ]
AugustAnnex C Factsheet - Your pension: were you badly advised? [ PDF | 102 KB | 2 pages ]
AugustThe Raising of Corporate Finance under the Financial Services Act 1986 [ PDF | 334 KB | 22 pages ]
AugustSFA Board Notice 485: Guidance [ PDF | 14 KB | 4 pages ]
AugustRegUp55PIA Regulatory Update 55: Continuing Professional Development Guidance Notes [ PDF | 320 KB | 10 pages ]
AugustSFA Board Notice 484: Rule Change [ PDF | 12 KB | 2 pages ]
AugustRegUp54PIA Regulatory Update 54: Use of Past Performance in Advertisements [ PDF | 26 KB | 1 pages ]
JulySFA Board Notice 483: Rule Change [ PDF | 6 KB | 1 pages ]
JulyCredit Derivatives [ PDF | 24 KB | 2 pages ]
JulyThe Open Approach to Regulation [ PDF | 63 KB | 17 pages ]
JulySFA Board Notice 482: Rule Change [ PDF | 17 KB | 4 pages ]
JulyRegUp53PIA Regulatory Update 53: With-Profits Guides [ PDF | 57 KB | 8 pages ]
JuneCP11Limited issue and limited redemption funds
JuneRegUp52PIA Regulatory Update 52: The Financial Services Authority - Changes Affecting PIA Regulated Firms [ PDF | 66 KB | 8 pages ]
JuneRisk based approach to supervision of banks [ PDF | 119 KB | 52 pages ]
JuneCP09The regulation of Individual Savings Accounts [ PDF | 52 KB | 20 pages ]
JuneCP09bThe regulation of Individual Savings Accounts - Part B [ PDF | 28 KB | 12 pages ]
JuneRegUp51PIA Regulatory Update 51: Introducers to Product Providers [ PDF | 65 KB | 8 pages ]
JuneCP10Market abuse Part 1: Consultation on a draft Code of Market Conduct
JuneAnnual Report 1997/98 [ PDF | 277 KB | 85 pages ]
JuneSFA Board Notice 481: Guidance [ PDF | 75 KB | 29 pages ]
JuneSFA Board Notice 480: Rule Waivers [ PDF | 12 KB | 4 pages ]
JuneSFA Board Notice 479: Guidance and Rule Changes [ PDF | 98 KB | 34 pages ]
JuneSFA Board Notice 481: Rule Changes [ PDF | 13 KB | 2 pages ]
JuneSP10Thames Gateway London Partnership Inaugural Annual Lecture
JuneSP09EU Conference
MayTreatment of material on overseas Internet World Wide Web sites accessible in the UK but not intended for investors in the UK [ PDF | 30 KB | 9 pages ]
MaySP08Institute of International Finance Spring Membership Meeting
MaySFA Board Notice 473: Rule Changes [ PDF | 23 KB | 8 pages ]
MaySFA Board Notice 472: Guidance [ PDF | 9 KB | 3 pages ]
AprilCP08Designing the FSA handbook of rules and guidance [ PDF | 59 KB | 25 pages ]
AprilSFA Board Notice 471: Rule Changes [ PDF | 26 KB | 8 pages ]
MarchSFA Board Notice 469: Rule Changes [ PDF | 44 KB | 14 pages ]
MarchSFA Board Notice 468: For Information [ PDF | 8 KB | 1 pages ]
MarchSP07CBI North West Annual Dinner
MarchSFA Board Notice 467: Consultation Document [ PDF | 21 KB | 6 pages ]
MarchSFA Board Notice 466: Consultation Document [ PDF | 38 KB | 14 pages ]
MarchA guide to the provision of financial services education for consumers [ PDF | 114 KB | 47 pages ]
MarchCP07Pension transfers and opts outs review phase 2
MarchSFA Board Notice 465: Rule Changes [ PDF | 33 KB | 8 pages ]
MarchSFA Board Notice 464: Confirmation of Board Notice [ PDF | 9 KB | 1 pages ]
MarchSFA Board Notice 461: Intervention Order [ PDF | 8 KB | 1 pages ]
MarchSP06Institute of International Bankers Annual Conference
FebruaryCP06FSA Fees 1998/99
FebruarySFA Board Notice 460: Information [ PDF | 22 KB | 6 pages ]
FebruarySFA Board Notice 459: Consultation Document [ PDF | 27 KB | 8 pages ]
FebruarySFA Board Notice 458: Consultation Document [ PDF | 58 KB | 23 pages ]
FebruarySFA Board Notice 457: Consultation Document [ PDF | 42 KB | 15 pages ]
JanuarySFA Board Notice 456: Rule Change [ PDF | 12 KB | 2 pages ]
JanuarySFA Board Notice 455: Rule Change [ PDF | 22 KB | 5 pages ]
JanuarySFA Board Notice 454: Rule Change [ PDF | 18 KB | 5 pages ]
JanuarySP05Confederation of Indian Industry Partnership Summit