PS07/5: Perimeter Guidance relating to MiFID - Feedback on CP06/9 and CP06/14
This Policy Statement reports on the main issues arising from Consultation Paper 06/9 'Organisational systems and controls – Common platform for firms' published in May 2006 and Consultation Paper 06/14 'Implementing MiFID for Firms and Markets' published in July 2006.
Introductory documents
Newsletter [ PDF | 90 KB | 4 pages ]
Policy Statement
PS07/05: [ PDF | 323 KB | 88 pages ]
Perimeter Guidance relating to MiFID - Feedback on CP06/9 and CP06/14
Other relevant information
CP06/9:
Organisational systems and controls - Common platform for firms - May 2006
CP06/14:
Implementing MiFID for Firms and Markets - July 2006